Chief Operating Officer and General Counsel

0001172661-15-000776.txt : 20150312 0001172661-15-000776.hdr.sgml : 20150312 20150312165302 ACCESSION NUMBER: 0001172661-15-000776 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20150312 DATE AS OF CHANGE: 20150312 EFFECTIVENESS DATE: 20150312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RHJ International SA CENTRAL INDEX KEY: 0001513271 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14449 FILM NUMBER: 15696540 BUSINESS ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 BUSINESS PHONE: 003226436010 MAIL ADDRESS: STREET 1: AVENUE LOUISE 326 CITY: BRUSSELS STATE: C9 ZIP: 2 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001513271 XXXXXXXX 09-30-2014 09-30-2014 true 1 RESTATEMENT false RHJ International SA

Avenue Louise 326 Brussels C9 2

13F HOLDINGS REPORT 028-14449 N Dr. Ruediger Schmid-Kuehnhoefer Chief Operating Officer and General Counsel 44-203-207-7284 /s/ Ruediger Schmid-Kuehnhoefer London X0 03-12-2015 8 540 3064769 1 0001513269 028-14452 Kleinwort Benson Group Ltd 2 0001517434 028-14450 Kleinwort Benson Channel Island Holdings Ltd 3 0001517435 028-14451 Kleinwort Benson (Channel Islands) Investment Management Ltd 4 0001410251 028-13048 Kleinwort Benson Investors Dublin Ltd 5 0001463879 028-13513 Kleinwort Benson Investors International Ltd. 6 0000894041 BHF BANK AKTIENGESELLSCHAFT /ADR/ 7 0001491951 Frankfurt-Trust Investment Gesellschaft mit beschrankter Haftung 8 0001491950 Frankfurt-Trust Invest Luxembourg AG INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4225 37675 SH DFND 8,7,6,4,3,2,1 1094 36330 251 ABB LTD SPONSORED ADR 000375204 224 10000 SH DFND 3,2,1 0 0 10000 ABBOTT LABS COM 002824100 2110 50725 SH DFND 8,7,6,3,2,1 0 36350 14375 ABBVIE INC COM 00287Y109 10548 228542 SH DFND 8,7,6,5,4,1 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3,2,1 0 0 149458 INFOSYS LTD SPONSORED ADR 456788108 24 400 SH DFND 3,2,1 0 0 400 ING GROEP N V SPONSORED ADR 456837103 142 10000 SH DFND 3,2,1 0 0 10000 INTEL CORP COM 458140100 51018 1465196 SH DFND 4,3,2,1 1441871 0 23325 INTERNATIONAL BUSINESS MACHS COM 459200101 18999 100084 SH DFND 4,3,2,1 97039 0 3045 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1907 25000 SH DFND 7,6,1 0 25000 0 INTL FCSTONE INC COM 46116V105 57 3300 SH DFND 3,2,1 0 0 3300 INTL PAPER CO COM 460146103 7627 159770 SH DFND 4,1 159770 0 0 INVENSENSE INC COM 46123D205 12 600 SH DFND 3,2,1 0 0 600 INVESCO LTD SHS G491BT108 3122 100000 SH DFND 7,6,1 0 100000 0 IROBOT CORP COM 462726100 30 1000 SH DFND 1 0 0 1000 ISHARES EMU ETF 464286608 49 1280 SH DFND 3,2,1 0 0 1280 ISHARES GLB CNSM STP ETF 464288737 747 8513 SH DFND 3,2,1 8513 0 0 ISHARES GLOB UTILITS ETF 464288711 223 4674 SH DFND 3,2,1 4674 0 0 ISHARES GLOBAL MATER ETF 464288695 1003 16751 SH DFND 3,2,1 16751 0 0 ISHARES IBOXX HI YD ETF 464288513 1103 12000 SH DFND 1 0 0 12000 ISHARES JP MOR EM MK ETF 464288281 374 3310 SH DFND 3,2,1 3310 0 0 ISHARES MSCI AC ASIA ETF 464288182 797 13000 SH DFND 1 0 0 13000 ISHARES MSCI AUST ETF 464286103 184 7705 SH DFND 3,2,1 0 0 7705 ISHARES MSCI BRZ CAP ETF 464286400 10 220 SH DFND 1 0 0 220 ISHARES MSCI EURO FL ETF 464289180 1386 58751 SH DFND 3,2,1 58751 0 0 ISHARES MSCI FRANCE ETF 464286707 542 20450 SH DFND 1 0 0 20450 ISHARES MSCI GERMANY ETF 464286806 41 1475 SH DFND 1 0 0 1475 ISHARES MSCI ITALCPD ETF 464286855 557 35500 SH DFND 1 0 0 35500 ISHARES MSCI JAPAN ETF 464286848 101 8600 SH DFND 3,2,1 6000 0 2600 ISHARES MSCI PAC JP ETF 464286665 18 400 SH DFND 3,2,1 0 0 400 ISHARES MSCI SPAN CP ETF 464286764 1346 34610 SH DFND 3,2,1 0 0 34610 ISHARES GOLD TRUST ISHARES 464285105 225 19200 SH DFND 3,2,1 0 0 19200 ISHARES SILVER TRUST ISHARES 46428Q109 22 1370 SH DFND 3,2,1 0 0 1370 ISHARES TR CORE S&P500 ETF 464287200 3470 17501 SH DFND 3,2,1 0 0 17501 ISHARES TR GLOB HLTHCRE ETF 464287325 809 8278 SH DFND 3,2,1 8278 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 982 22390 SH DFND 3,2,1 22390 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 1060 18842 SH DFND 3,2,1 18842 0 0 ISHARES TR GLOBAL TECH ETF 464287291 1048 11451 SH DFND 3,2,1 11451 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 407 9800 SH DFND 3,2,1 9800 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 209 10700 SH DFND 3,2,1 10700 0 0 ISHARES TR RUS 1000 ETF 464287622 2953 26875 SH DFND 3,2,1 26875 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1281 12800 SH DFND 3,2,1 0 0 12800 ISHARES TR U.S. TECH ETF 464287721 64 632 SH DFND 3,2,1 0 0 632 ITRON INC COM 465741106 828 21059 SH DFND 4,1 21059 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 4 275 SH DFND 3,2,1 0 0 275 JOHNSON & JOHNSON COM 478160104 38947 365394 SH DFND 4,3,2,1 297011 0 68383 JOHNSON CTLS INC COM 478366107 5649 140657 SH DFND 4,1 140657 0 0 JPMORGAN CHASE & CO COM 46625H100 39208 824060 SH DFND 8,7,6,5,4,3,2,1 549371 177860 96829 KELLOGG CO COM 487836108 2090 42900 SH DFND 7,6,1 0 42900 0 KEYCORP NEW COM 493267108 10613 796145 SH DFND 3,2,1 739645 0 56500 KIMBERLY CLARK CORP COM 494368103 29189 263295 SH DFND 4,1 263295 0 0 KINDER MORGAN INC DEL COM 49456B101 325 8480 SH DFND 4,1 8480 0 0 KKR & CO L P DEL COM UNITS 48248M102 151 6750 SH DFND 1 0 0 6750 KLA-TENCOR CORP COM 482480100 538 6833 SH DFND 4,1 6623 0 210 KNOWLES CORP COM 49926D109 429 16202 SH DFND 1 0 0 16202 KOHLS CORP COM 500255104 10600 219500 SH DFND 7,6,1 0 219500 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 41 1644 SH DFND 8,7,6,1 0 1644 0 KRAFT FOODS GROUP INC COM 50076Q106 5211 117435 SH DFND 7,6,3,2,1 6302 61000 50133 KROGER CO COM 501044101 13471 259058 SH DFND 3,2,1 232458 0 26600 LAM RESEARCH CORP COM 512807108 1345 18000 SH DFND 1 3000 0 15000 LAS VEGAS SANDS CORP COM 517834107 1565 33000 SH DFND 7,6,1 0 33000 0 LAUDER ESTEE COS INC CL A 518439104 1915 32500 SH DFND 8,7,6,1 0 32500 0 LEGGETT & PLATT INC COM 524660107 128 6435 SH DFND 4,1 6435 0 0 LILLY ELI & CO COM 532457108 58735 905701 SH DFND 4,3,2,1 903301 0 2400 LOCKHEED MARTIN CORP COM 539830109 340 1860 SH DFND 3,2,1 0 0 1860 LORILLARD INC COM 544147101 30900 407974 SH DFND 4,1 407974 0 0 LOWES COS INC COM 548661107 2019 48000 SH DFND 7,6,1 0 48000 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 193 3700 SH DFND 3,2,1 0 0 3700 M & T BK CORP COM 55261F104 432 3500 SH DFND 3,2,1 0 0 3500 MACERICH CO COM 554382101 0 1 SH DFND 3,2,1 0 0 1 MACYS INC COM 55616P104 7389 126998 SH DFND 3,2,1 116803 0 10195 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 4 175 SH DFND 3,2,1 0 0 175 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 1095 35600 SH DFND 3,2,1 35600 0 0 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 2064 88000 SH DFND 3,2,1 88000 0 0 MARRIOTT INTL INC NEW CL A 571903202 389 7000 SH DFND 7,6,1 0 7000 0 MARSH & MCLENNAN COS INC COM 571748102 853 16290 SH DFND 1 0 0 16290 MASTERCARD INC CL A 57636Q104 9253 157450 SH DFND 8,7,6,3,2,1 0 142700 14750 MATTEL INC COM 577081102 16908 551644 SH DFND 4,1 551374 0 270 MAXIM INTEGRATED PRODS INC COM 57772K101 9068 377034 SH DFND 7,6,5,4,1 347034 30000 0 MCDONALDS CORP COM 580135101 12151 128163 SH DFND 4,1 124923 0 3240 MCKESSON CORP COM 58155Q103 414 2125 SH DFND 3,2,1 0 0 2125 MEAD JOHNSON NUTRITION CO COM 582839106 182 1887 SH DFND 1 0 0 1887 MEDIVATION INC COM 58501N101 725 7330 SH DFND 3,2,1 0 0 7330 MEDTRONIC INC COM 585055106 142 2300 SH DFND 3,2,1 0 0 2300 MERCK & CO INC NEW COM 58933Y105 16941 361565 SH DFND 8,7,6,5,4,3,2,1 292098 34725 34742 METLIFE INC COM 59156R108 1442 26842 SH DFND 1 3500 0 23342 MICROCHIP TECHNOLOGY INC COM 595017104 271 7370 SH DFND 4,1 7370 0 0 MICRON TECHNOLOGY INC COM 595112103 295 8600 SH DFND 3,2,1 0 0 8600 MICROSOFT CORP COM 594918104 105184 2268849 SH DFND 4,3,2,1 2166245 0 102604 MOLSON COORS BREWING CO CL B 60871R209 304 5200 SH DFND 7,6,1 0 5200 0 MONDELEZ INTL INC CL A 609207105 12564 366679 SH DFND 3,2,1 246587 0 120092 MONSANTO CO NEW COM 61166W101 6676 59341 SH DFND 3,2,1 59341 0 0 MONSTER BEVERAGE CORP COM 611740101 216 3000 SH DFND 7,6,1 0 3000 0 MORGAN STANLEY COM NEW 617446448 69 2530 SH DFND 8,7,6,1 0 2530 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 25 1000 SH DFND 3,2,1 0 0 1000 MOSAIC CO NEW COM 61945C103 1790 40301 SH DFND 5,4,3,2,1 36371 0 3930 MOTOROLA SOLUTIONS INC COM NEW 620076307 136 2142 SH DFND 3,2,1 0 0 2142 MUELLER WTR PRODS INC COM SER A 624758108 9469 1143570 SH DFND 4,1 1143570 0 0 MYLAN INC COM 628530107 1179 32650 SH DFND 8,7,6,1 0 32650 0 NABORS INDUSTRIES LTD SHS G6359F103 166 9100 SH DFND 7,6,1 0 9100 0 NATIONAL GRID PLC SPON ADR NEW 636274300 431 6000 SH DFND 3,2,1 0 0 6000 NATIONAL OILWELL VARCO INC COM 637071101 245 5525 SH DFND 3,2,1 0 0 5525 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 318 12304 SH DFND 3,2,1 0 0 12304 NETEASE INC SPONSORED ADR 64110W102 43 658 SH DFND 8,7,6,1 0 658 0 NETFLIX INC COM 64110L106 433 1244 SH DFND 8,7,6,1 0 1244 0 NEW YORK CMNTY BANCORP INC COM 649445103 243 15281 SH DFND 3,2,1 0 0 15281 NEWFIELD EXPL CO COM 651290108 159 5200 SH DFND 7,6,1 0 5200 0 NEWMONT MINING CORP COM 651639106 62 2675 SH DFND 3,2,1 0 0 2675 NEWS CORP NEW CL A 65249B109 13 960 SH DFND 8,7,6,1 0 960 0 NEXTERA ENERGY INC COM 65339F101 5407 57594 SH DFND 5,4,1 29283 28311 0 NOBLE ENERGY INC COM 655044105 362 5300 SH DFND 3,2,1 0 0 5300 NOKIA CORP SPONSORED ADR 654902204 85 12650 SH DFND 8,7,6,1 0 12650 0 NORFOLK SOUTHERN CORP COM 655844108 12091 108530 SH DFND 4,3,2,1 107830 0 700 NORTHEAST UTILS COM 664397106 146 3300 SH DFND 3,2,1 0 0 3300 NORTHROP GRUMMAN CORP COM 666807102 98 740 SH DFND 1 0 0 740 NTT DOCOMO INC SPONS ADR 62942M201 519 38520 SH DFND 8,7,6,1 0 38520 0 NU SKIN ENTERPRISES INC CL A 67018T105 50 1100 SH DFND 3,2,1 0 0 1100 NUCOR CORP COM 670346105 271 6300 SH DFND 7,6,1 0 6300 0 NUVEEN FLOATING RATE INCOME COM 67072T108 169 15000 SH DFND 3,2,1 0 0 15000 NUVERRA ENVIRONMENTAL SOLUTI COM NEW 67091K203 12833 870061 SH DFND 5,4,1 480164 389897 0 OCCIDENTAL PETE CORP DEL COM 674599105 1563 16259 SH DFND 4,1 6654 0 9605 OCEANEERING INTL INC COM 675232102 248 3800 SH DFND 3,2,1 0 0 3800 OCH ZIFF CAP MGMT GROUP CL A 67551U105 234 21865 SH DFND 3,2,1 0 0 21865 OMNICOM GROUP INC COM 681919106 1729 25104 SH DFND 3,2,1 15490 0 9614 ONEOK INC NEW COM 682680103 1042 20000 SH DFND 7,6,1 0 20000 0 OPEN TEXT CORP COM 683715106 46 1076 SH DFND 8,7,6,1 0 1076 0 ORACLE CORP COM 68389X105 12252 404135 SH DFND 8,7,6,3,2,1 300 367400 36435 OWENS CORNING NEW COM 690742101 3691 149749 SH DFND 4,1 149749 0 0 OWENS ILL INC COM NEW 690768403 289 11100 SH DFND 3,2,1 0 0 11100 PACCAR INC COM 693718108 419 9300 SH DFND 8,7,6,1 0 9300 0 PANDORA MEDIA INC COM 698354107 33 1734 SH DFND 8,7,6,1 0 1734 0 PAYCHEX INC COM 704326107 7867 177989 SH DFND 4,1 177989 0 0 PENGROWTH ENERGY CORP COM 70706P104 597 114745 SH DFND 4,1 114745 0 0 PENNEY J C INC COM 708160106 10 1042 SH DFND 1 0 0 1042 PEOPLES UNITED FINANCIAL INC COM 712704105 17821 1231584 SH DFND 4,1 1231584 0 0 PEPCO HOLDINGS INC COM 713291102 380 14202 SH DFND 4,1 14202 0 0 PEPSICO INC COM 713448108 122 1315 SH DFND 3,2,1 0 0 1315 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 408 35200 SH DFND 8,7,6,1 0 35200 0 PFIZER INC COM 717081103 28383 959870 SH DFND 4,3,2,1 957284 0 2586 PHH CORP COM NEW 693320202 37 1645 SH DFND 3,2,1 0 0 1645 PHILIP MORRIS INTL INC COM 718172109 32978 395421 SH DFND 4,3,2,1 278758 0 116663 PHILLIPS 66 COM 718546104 20 250 SH DFND 3,2,1 0 0 250 PICO HLDGS INC COM NEW 693366205 14171 710342 SH DFND 4,1 710342 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 284 9000 SH DFND 3,2,1 0 0 9000 PIMCO ETF TR TOTL RETN ETF 72201R775 164 1510 SH DFND 1 0 0 1510 PINNACLE WEST CAP CORP COM 723484101 7945 147264 SH DFND 4,1 147264 0 0 PIONEER NAT RES CO COM 723787107 10338 52486 SH DFND 3,2,1 47921 0 4565 PLUM CREEK TIMBER CO INC COM 729251108 387 12500 SH DFND 7,6,1 0 12500 0 POST HLDGS INC COM 737446104 0 1 SH DFND 3,2,1 0 0 1 POTASH CORP SASK INC COM 73755L107 8972 326188 SH DFND 8,7,6,5,4,1 304088 22100 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 5 195 SH DFND 1 0 0 195 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 395 3995 SH DFND 3,2,1 0 0 3995 PPG INDS INC COM 693506107 9185 46688 SH DFND 3,2,1 44518 0 2170 PPL CORP COM 69351T106 17363 668368 SH DFND 8,7,6,5,4,1 629068 39300 0 PRAXAIR INC COM 74005P104 7336 56865 SH DFND 3,2,1 48615 0 8250 PRECISION CASTPARTS CORP COM 740189105 7164 30245 SH DFND 3,2,1 28855 0 1390 PRICELINE GRP INC COM NEW 741503403 329 275 SH DFND 1 0 0 275 PROCTER & GAMBLE CO COM 742718109 33712 402581 SH DFND 4,3,2,1 344379 0 58202 PROGRESSIVE CORP OHIO COM 743315103 281 14000 SH DFND 7,6,1 0 14000 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 64 1403 SH DFND 3,2,1 0 0 1403 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1929 65000 SH DFND 7,6,1 0 65000 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 528 9645 SH DFND 8,7,6,3,2,1 0 990 8655 QUALCOMM INC COM 747525103 3005 40184 SH DFND 3,2,1 21984 0 18200 RAPTOR PHARMACEUTICAL CORP COM 75382F106 209 21834 SH DFND 3,2,1 0 0 21834 RAYTHEON CO COM NEW 755111507 48 475 SH DFND 3,2,1 0 0 475 REED ELSEVIER P L C SPONS ADR NEW 758205207 386 5991 SH DFND 3,2,1 0 0 5991 REGAL BELOIT CORP COM 758750103 3196 49742 SH DFND 4,1 49742 0 0 REGENCY CTRS CORP COM 758849103 51 1200 SH DFND 7,6,1 0 1200 0 RENTECH INC COM 760112102 722 422268 SH DFND 4,1 422268 0 0 REPUBLIC SVCS INC COM 760759100 301 7705 SH DFND 3,2,1 0 0 7705 REXNORD CORP NEW COM 76169B102 52912 1859810 SH DFND 5,4,1 1017272 842538 0 REYNOLDS AMERICAN INC COM 761713106 28600 484745 SH DFND 4,3,2,1 481710 0 3035 ROCKWELL AUTOMATION INC COM 773903109 1582 18000 SH DFND 7,6,1 0 18000 0 ROPER INDS INC NEW COM 776696106 1404 9600 SH DFND 1 0 0 9600 ROYAL BK CDA MONTREAL QUE COM 780087102 23800 297316 SH DFND 4,1 297316 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 147 6000 SH DFND 3,2,1 0 0 6000 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 165 6500 SH DFND 3,2,1 0 0 6500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 53 666 SH DFND 3,2,1 0 0 666 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 624 8197 SH DFND 3,2,1 0 0 8197 SAFEWAY INC COM NEW 786514208 11293 329241 SH DFND 4,1 328991 0 250 SALESFORCE COM INC COM 79466L302 2654 46125 SH DFND 3,2,1 44300 0 1825 SANDISK CORP COM 80004C101 7698 97965 SH DFND 7,6,3,2,1 94640 2600 725 SAP AG SPON ADR 803054204 289 4000 SH DFND 3,2,1 0 0 4000 SCANA CORP NEW COM 80589M102 932 23900 SH DFND 7,6,1 0 23900 0 SCHLUMBERGER LTD COM 806857108 1018 12500 SH DFND 8,7,6,1 0 12500 0 SEADRILL LIMITED SHS G7945E105 9279 234566 SH DFND 5,4,1 234566 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1142 17122 SH DFND 3,2,1 14122 0 3000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 101 2250 SH DFND 1 0 0 2250 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 149 2335 SH DFND 1 0 0 2335 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 145 1600 SH DFND 1 0 0 1600 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1410 60836 SH DFND 3,2,1 55482 0 5354 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1555 29256 SH DFND 3,2,1 27356 0 1900 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 158 3750 SH DFND 1 0 0 3750 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 116 2340 SH DFND 1 0 0 2340 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 45 1135 SH DFND 1 0 0 1135 SERVICE CORP INTL COM 817565104 30 1434 SH DFND 1 0 0 1434 SERVICENOW INC COM 81762P102 182 3100 SH DFND 1 0 0 3100 SHAW COMMUNICATIONS INC CL B CONV 82028K200 41645 1519331 SH DFND 5,4,1 1519331 0 0 SHERWIN WILLIAMS CO COM 824348106 314 1800 SH DFND 7,6,1 0 1800 0 SIGMA ALDRICH CORP COM 826552101 526 4900 SH DFND 7,6,1 0 4900 0 SIGNET JEWELERS LIMITED SHS G81276100 2855 31500 SH DFND 7,6,1 0 31500 0 SILVER WHEATON CORP COM 828336107 1037 65000 SH DFND 7,6,1 0 65000 0 SIMON PPTY GROUP INC NEW COM 828806109 8566 52098 SH DFND 3,2,1 49405 0 2693 SJW CORP COM 784305104 2520 93772 SH DFND 4,1 93772 0 0 SL GREEN RLTY CORP COM 78440X101 527 5200 SH DFND 3,2,1 0 0 5200 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 387 4600 SH DFND 3,2,1 0 0 4600 SMITH A O COM 831865209 6423 135843 SH DFND 4,1 135843 0 0 SMUCKER J M CO COM NEW 832696405 233 2350 SH DFND 3,2,1 0 0 2350 SNAP ON INC COM 833034101 124 1300 SH DFND 7,6,1 0 1300 0 SOHU COM INC COM 83408W103 246 6168 SH DFND 8,7,6,1 0 6168 0 SOLARCITY CORP COM 83416T100 434 9000 SH DFND 8,7,6,1 0 9000 0 SOUTHERN CO COM 842587107 1910 55500 SH DFND 8,7,6,1 0 55500 0 SPARK NETWORKS INC COM 84651P100 42 9000 SH DFND 1 0 0 9000 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 25 146 SH DFND 3,2,1 0 0 146 SPDR GOLD TRUST GOLD SHS 78463V107 1608 13840 SH DFND 1 0 0 13840 SPDR S&P 500 ETF TR TR UNIT 78462F103 31023 157460 SH DFND 3,2,1 410 0 157050 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 5834 145200 SH DFND 1 0 0 145200 SPDR SERIES TRUST DB INT GVT ETF 78464A490 67 1135 SH DFND 1 0 0 1135 SPDR SERIES TRUST DJ REIT ETF 78464A607 94 1180 SH DFND 1 0 0 1180 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 92 3100 SH DFND 1 0 0 3100 SPLUNK INC COM 848637104 3573 64540 SH DFND 3,2,1 60635 0 3905 STAPLES INC COM 855030102 23319 1927176 SH DFND 4,1 1927176 0 0 STARBUCKS CORP COM 855244109 9787 129704 SH DFND 3,2,1 118336 0 11368 STRYKER CORP COM 863667101 10757 167400 SH DFND 7,6,1 0 167400 0 SUN LIFE FINL INC COM 866796105 18115 557893 SH DFND 4,1 557893 0 0 SUNEDISON INC COM 86732Y109 2531 134052 SH DFND 5,4,1 54785 79267 0 SUNOPTA INC COM 8676EP108 2615 217902 SH DFND 5,4,1 207917 9985 0 SUNPOWER CORP COM 867652406 3693 109015 SH DFND 4,1 109015 0 0 SUNTRUST BKS INC COM 867914103 85 2800 SH DFND 7,6,1 0 2800 0 SVB FINL GROUP COM 78486Q101 538 4800 SH DFND 1 2170 0 2630 SYSCO CORP COM 871829107 7202 261496 SH DFND 4,1 261496 0 0 TABLEAU SOFTWARE INC CL A 87336U105 160 2200 SH DFND 1 0 0 2200 TARGET CORP COM 87612E106 2545 40610 SH DFND 7,6,3,2,1 0 31700 8910 TELEFONICA S A SPONSORED ADR 879382208 15 999 SH DFND 1 0 0 999 TELUS CORP COM 87971M103 810 30000 SH DFND 7,6,1 0 30000 0 TEMPLETON EMERG MKTS INCOME COM 880192109 122 9600 SH DFND 1 9600 0 0 TESORO CORP COM 881609101 24 400 SH DFND 3,2,1 0 0 400 TETRA TECH INC NEW COM 88162G103 53979 2160885 SH DFND 5,4,1 1190328 970557 0 TEXAS INSTRS INC COM 882508104 49 1280 SH DFND 8,7,6,1 0 1280 0 THE ADT CORPORATION COM 00101J106 16 461 SH DFND 1 0 0 461 THERMO FISHER SCIENTIFIC INC COM 883556102 818 8500 SH DFND 8,7,6,1 0 8500 0 THOMSON REUTERS CORP COM 884903105 700 17169 SH DFND 4,1 17169 0 0 TIFFANY & CO NEW COM 886547108 2072 27000 SH DFND 7,6,1 0 27000 0 TIME WARNER CABLE INC COM 88732J207 342 2384 SH DFND 3,2,1 0 0 2384 TIME WARNER INC COM NEW 887317303 1200 15960 SH DFND 3,2,1 0 0 15960 TITAN INTL INC ILL COM 88830M102 1407 119038 SH DFND 5,4,1 119038 0 0 TJX COS INC NEW COM 872540109 1838 39000 SH DFND 7,6,1 0 39000 0 TORONTO DOMINION BK ONT COM NEW 891160509 6250 161000 SH DFND 7,6,1 0 161000 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 412 3505 SH DFND 3,2,1 0 0 3505 TRAVELERS COMPANIES INC COM 89417E109 141 1500 SH DFND 3,2,1 0 0 1500 TRIMBLE NAVIGATION LTD COM 896239100 2797 91707 SH DFND 4,1 91707 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 156 15000 SH DFND 7,6,1 0 15000 0 TRIPADVISOR INC COM 896945201 84 1190 SH DFND 8,7,6,1 0 1190 0 TUPPERWARE BRANDS CORP COM 899896104 2309 42000 SH DFND 8,7,6,1 0 42000 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1081 40131 SH DFND 8,7,6,3,2,1 0 20240 19891 TWENTY FIRST CENTY FOX INC CL B 90130A200 68 2031 SH DFND 1 0 0 2031 TWITTER INC COM 90184L102 7961 195183 SH DFND 7,6,1 0 1500 193683 U S SILICA HLDGS INC COM 90346E103 1809 36000 SH DFND 7,6,1 0 36000 0 UDR INC COM 902653104 50 2300 SH DFND 7,6,1 0 2300 0 UIL HLDG CORP COM 902748102 1284 36279 SH DFND 4,1 36279 0 0 UNDER ARMOUR INC CL A 904311107 35 500 SH DFND 1 0 0 500 UNILEVER N V N Y SHS NEW 904784709 71 2270 SH DFND 8,7,6,1 0 2270 0 UNION PAC CORP COM 907818108 15340 141491 SH DFND 4,3,2,1 131501 0 9990 UNIT CORP COM 909218109 243 4140 SH DFND 3,2,1 0 0 4140 UNITED PARCEL SERVICE INC CL B 911312106 6126 95006 SH DFND 4,1 95006 0 0 UNITED RENTALS INC COM 911363109 89 1000 SH DFND 7,6,1 0 1000 0 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 74 1350 SH DFND 1 0 0 1350 UNITED TECHNOLOGIES CORP COM 913017109 10557 99975 SH DFND 3,2,1 90505 0 9470 UNITEDHEALTH GROUP INC COM 91324P102 10054 147364 SH DFND 8,7,6,5,4,3,2,1 101674 39020 6670 US BANCORP DEL COM NEW 902973304 7 175 SH DFND 3,2,1 0 0 175 V F CORP COM 918204108 213 3220 SH DFND 3,2,1 0 0 3220 VALERO ENERGY CORP NEW COM 91913Y100 1585 43000 SH DFND 7,6,1 0 43000 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 17 400 SH DFND 3,2,1 0 0 400 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 19 340 SH DFND 1 340 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 833 7124 SH DFND 3,2,1 7124 0 0 VEECO INSTRS INC DEL COM 922417100 848 24272 SH DFND 4,1 24272 0 0 VENTAS INC COM 92276F100 0 1 SH DFND 3,2,1 0 0 1 VERISIGN INC COM 92343E102 50 1180 SH DFND 8,7,6,1 0 1180 0 VERIZON COMMUNICATIONS INC COM 92343V104 33232 847005 SH DFND 8,7,6,5,4,3,2,1 774505 53820 18680 VIACOM INC NEW CL B 92553P201 1574 26000 SH DFND 7,6,1 0 26000 0 VIRNETX HLDG CORP COM 92823T108 35 5860 SH DFND 1 0 0 5860 VISA INC COM CL A 92826C839 3331 20125 SH DFND 8,7,6,3,2,1 0 19400 725 VISTEON CORP COM NEW 92839U206 0 2 SH DFND 1 0 0 2 VMWARE INC CL A COM 928563402 1632 22000 SH DFND 7,6,1 0 22000 0 W P CAREY INC COM 92936U109 108 1700 SH DFND 1 0 0 1700 WALGREEN CO COM 931422109 181 2647 SH DFND 4,1 2647 0 0 WAL-MART STORES INC COM 931142103 178 2333 SH DFND 3,2,1 0 0 2333 WALTER ENERGY INC COM 93317Q105 75 42820 SH DFND 8,7,6,1 0 42820 0 WASHINGTON PRIME GROUP INC COM 939647103 0 1 SH DFND 3,2,1 0 0 1 WASTE MGMT INC DEL COM 94106L109 244 5130 SH DFND 3,2,1 0 0 5130 WELLPOINT INC COM 94973V107 2477 25900 SH DFND 7,6,3,2,1 0 25000 900 WELLS FARGO & CO NEW COM 949746101 22311 430130 SH DFND 4,3,2,1 387195 0 42935 WESCO INTL INC COM 95082P105 434 7062 SH DFND 8,7,6,1 0 7062 0 WESTERN DIGITAL CORP COM 958102105 234 2406 SH DFND 4,1 2406 0 0 WESTERN UN CO COM 959802109 15980 855001 SH DFND 4,1 855001 0 0 WESTLAKE CHEM CORP COM 960413102 477 6700 SH DFND 7,6,1 0 6700 0 WEYERHAEUSER CO COM 962166104 81 3200 SH DFND 7,6,1 0 3200 0 WHITING PETE CORP NEW COM 966387102 82 1300 SH DFND 7,6,1 0 1300 0 WHOLE FOODS MKT INC COM 966837106 1895 64000 SH DFND 7,6,1 0 64000 0 WILLIAMS COS INC DEL COM 969457100 4982 90000 SH DFND 3,2,1 0 0 90000 WILLIAMS SONOMA INC COM 969904101 118 1780 SH DFND 3,2,1 0 0 1780 WINDSTREAM HLDGS INC COM 97382A101 524 48651 SH DFND 4,1 48651 0 0 WORKDAY INC CL A 98138H101 2727 33050 SH DFND 3,2,1 29200 0 3850 WPX ENERGY INC COM 98212B103 644 26770 SH DFND 3,2,1 0 0 26770 WYNDHAM WORLDWIDE CORP COM 98310W108 711 11080 SH DFND 7,6,3,2,1 0 4500 6580 XCEL ENERGY INC COM 98389B100 951 39800 SH DFND 7,6,1 0 39800 0 XYLEM INC COM 98419M100 15610 439851 SH DFND 5,4,1 241923 197928 0 YAHOO INC COM 984332106 358 8795 SH DFND 3,2,1 0 0 8795 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 260 100499 SH DFND 7,6,3,2,1 0 100000 499 YUM BRANDS INC COM 988498101 774 13500 SH DFND 8,7,6,1 0 13500 0 ZILLOW INC CL A 98954A107 31 334 SH DFND 8,7,6,1 0 334 0 ZIMMER HLDGS INC COM 98956P102 56 554 SH DFND 1 0 0 554 ZYNGA INC CL A 98986T108 30 11150 SH DFND 1 0 0 11150