0001513227-19-000005.txt : 20191118 0001513227-19-000005.hdr.sgml : 20191118 20191115173817 ACCESSION NUMBER: 0001513227-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191115 EFFECTIVENESS DATE: 20191118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 191225490 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001513227 XXXXXXXX 09-30-2019 09-30-2019 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F COMBINATION REPORT 028-14414 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC N Keith Campbell 2066863634 Keith Campbell Seattle WA 11-15-2019 1 63 112833 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC INFORMATION TABLE 2 smartportfolios_2019Q3_13f.xml ISHARES TR S&P 500 VAL ETF 464287408 260 2073 SH SOLE 0 0 0 2073 ISHARES TR CORE S&P500 ETF 464287200 253 816 SH SOLE 0 0 0 816 ISHARES TR S&P 500 GRWT ETF 464287309 288 1565 SH SOLE 0 0 0 1565 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 290 799 SH SOLE 0 0 0 799 SPDR S&P 500 ETF TR TR UNIT 78462F103 719 2332 SH SOLE 0 0 0 2332 INVESCO QQQ TR UNIT SER 1 46090E103 433 2161 SH SOLE 0 0 0 2161 INTEL CORP COM 458140100 271 4669 SH SOLE 0 0 0 4669 ISHARES TR RUS 2000 GRW ETF 464287648 255 1264 SH SOLE 0 0 0 1264 ISHARES TR MSCI EAFE ETF 464287465 245 3576 SH SOLE 0 0 0 3576 MICROSOFT CORP COM 594918104 1237 8578 SH SOLE 0 0 0 8578 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2963 31374 SH DFND 0 0 0 31374 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 863 9142 SH SOLE 0 0 0 9142 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 5725 47204 SH DFND 0 0 0 47204 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1223 10085 SH SOLE 0 0 0 10085 VANGUARD GROUP DIV APP ETF 921908844 253 2101 SH SOLE 0 0 0 2101 STARBUCKS CORP COM 855244109 469 5720 SH SOLE 0 0 0 5720 ANTHEM INC COM 036752103 205 732 SH SOLE 0 0 0 732 UNION PACIFIC CORP COM 907818108 334 1887 SH SOLE 0 0 0 1887 MERCK & CO INC COM 58933Y105 208 2514 SH SOLE 0 0 0 2514 MCDONALDS CORP COM 580135101 231 1195 SH SOLE 0 0 0 1195 ISHARES TR 1 3 YR TREAS BD 464287457 1109 13112 SH SOLE 0 0 0 13112 ISHARES TR BARCLAYS 7 10 YR 464287440 1423 12891 SH SOLE 0 0 0 12891 ISHARES TR IBOXX INV CP ETF 464287242 229 1822 SH SOLE 0 0 0 1822 UNITEDHEALTH GROUP INC COM 91324P102 256 1000 SH SOLE 0 0 0 1000 APPLE INC COM 037833100 208 800 SH SOLE 0 0 0 800 ISHARES TR MSCI EMG MKT ETF 464287234 4877 110635 SH DFND 0 0 0 110635 ISHARES TR MSCI EMG MKT ETF 464287234 852 19326 SH SOLE 0 0 0 19326 ISHARES TR EXPANDED TECH 464287515 262 1200 SH SOLE 0 0 0 1200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1456 33671 SH SOLE 0 0 0 33671 ALPHABET INC CAP STK CL A 02079K305 438 335 SH SOLE 0 0 0 335 SPDR GOLD TRUST GOLD SHS 78463V107 1873 13543 SH DFND 0 0 0 13543 SPDR GOLD TRUST GOLD SHS 78463V107 1193 8629 SH SOLE 0 0 0 8629 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 536 5869 SH SOLE 0 0 0 5869 EVER GLORY INTL GRP INC COM NEW 299766204 54 21000 SH SOLE 0 0 0 21000 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1028 18245 SH SOLE 0 0 0 18245 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3636 27344 SH DFND 0 0 0 27344 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1338 10061 SH SOLE 0 0 0 10061 ISHARES TR JPMORGAN USD EMG 464288281 247 2200 SH SOLE 0 0 0 2200 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2841 59268 SH DFND 0 0 0 59268 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 1191 24859 SH SOLE 0 0 0 24859 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 335 5901 SH SOLE 0 0 0 5901 PURECYCLE CORP COM NEW 746228303 182 15990 SH SOLE 0 0 0 15990 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3615 35579 SH SOLE 0 0 0 35579 CONCORD MED SVCS HLDGS LTD SPON ADR CL A 206277105 54 19000 SH SOLE 0 0 0 19000 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 200 5950 SH SOLE 0 0 0 5950 ALPS ETF TR ALERIAN MLP 00162Q866 158 18859 SH SOLE 0 0 0 18859 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 4633 183271 SH DFND 0 0 0 183271 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 1939 76691 SH SOLE 0 0 0 76691 DBX ETF TR XTRACK MSCI EMRG 233051101 757 32341 SH SOLE 0 0 0 32341 ISHARES TR FLTG RATE NT ETF 46429B655 914 17946 SH SOLE 0 0 0 17946 WISDOMTREE TR US QTLY DIV GRT 97717X669 5964 126872 SH DFND 0 0 0 126872 WISDOMTREE TR US QTLY DIV GRT 97717X669 2430 51697 SH SOLE 0 0 0 51697 ISHARES TR USA QUALITY FCTR 46432F339 4997 52049 SH DFND 0 0 0 52049 ISHARES TR USA QUALITY FCTR 46432F339 1633 17006 SH SOLE 0 0 0 17006 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 9313 154989 SH DFND 0 0 0 154989 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 5929 98661 SH SOLE 0 0 0 98661 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 446 9148 SH SOLE 0 0 0 9148 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 4858 167569 SH DFND 0 0 0 167569 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1949 67247 SH SOLE 0 0 0 67247 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 4642 91976 SH DFND 0 0 0 91976 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 5875 116413 SH SOLE 0 0 0 116413 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 7282 274675 SH DFND 0 0 0 274675 JP MORGAN EXCHANGE TRADED FD US AGGREGATE 46641Q613 2956 111492 SH SOLE 0 0 0 111492