0001513227-17-000004.txt : 20171023 0001513227-17-000004.hdr.sgml : 20171023 20171023132236 ACCESSION NUMBER: 0001513227-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171023 DATE AS OF CHANGE: 20171023 EFFECTIVENESS DATE: 20171023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Portfolios, LLC CENTRAL INDEX KEY: 0001513227 IRS NUMBER: 753072032 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14414 FILM NUMBER: 171148766 BUSINESS ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 BUSINESS PHONE: 206-686-3644 MAIL ADDRESS: STREET 1: 17865 BALLINGER WAY NE CITY: SEATTLE STATE: WA ZIP: 98155 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513227 XXXXXXXX 09-30-2017 09-30-2017 Smart Portfolios, LLC

17865 BALLINGER WAY NE SEATTLE WA 98155

13F HOLDINGS REPORT 028-14414 N Ron Thompson (206) 686-4840 Ron Thompson Seattle WA 10-23-2017 1 26 104253 false 1 0000849854 028-15527 STRATEGIC WEALTH MANAGEMENT INC /ADV INFORMATION TABLE 2 smartportfolios_2017Q3_13f.xml POWERSHARES QQQ TRUST UNIT SER 1 73935A104 206 1418 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2524 26623 SH SOLE 0 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3266 38672 SH SOLE 0 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1447 11905 SH SOLE 0 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1529 16737 SH SOLE 0 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 803 9271 SH SOLE 0 0 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 520 33622 SH SOLE 0 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1451 14175 SH SOLE 0 0 0 0 OPPENHEIMER REV WEIGHTD ETF LARGE CAP REV ET 68386C104 1592 33217 SH SOLE 0 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1572 15442 SH SOLE 0 0 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 2047 65964 SH SOLE 0 0 0 0 DBX ETF TR XTRAK MSCI EMKT 233051101 684 29288 SH SOLE 0 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 4664 91562 SH SOLE 0 0 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 1468 35796 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7198 57996 SH DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3651 44676 SH DFND 1 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 4932 111979 SH DFND 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 5967 49082 SH DFND 1 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2500 28884 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 4867 47549 SH DFND 1 0 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2427 81782 SH DFND 1 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 4760 46762 SH DFND 1 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 11892 235961 SH DFND 1 0 0 0 DBX ETF TR XTRAK MSCI EAFE 233051200 6058 195228 SH DFND 1 0 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 21464 421349 SH DFND 1 0 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 4764 116177 SH DFND 1 0 0 0