0000895345-12-000118.txt : 20120426 0000895345-12-000118.hdr.sgml : 20120426 20120426144355 ACCESSION NUMBER: 0000895345-12-000118 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120426 GROUP MEMBERS: DANIEL M. ZIFF GROUP MEMBERS: ROBERT D. ZIFF SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Och-Ziff Capital Management Group LLC CENTRAL INDEX KEY: 0001403256 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83398 FILM NUMBER: 12783004 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212)790-0041 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 1300 CITY: NEW YORK STATE: NY ZIP: 10019 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ziff Investment Management, L.L.C. CENTRAL INDEX KEY: 0001513213 IRS NUMBER: 133787185 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122926658 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 ja13g-ochziff_ziff.htm ja13g-ochziff_ziff.htm
 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13G
 

 
Under the Securities Exchange Act of 1934

OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
(Name of Issuer)
 
Common Shares
(Title of Class of Securities)
 
677551U105
(CUSIP Number)
 

April 18, 2012
(Date of Event which Requires Filing of this Statement)
 


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)
 
ý Rule 13d-1(c)
 
¨ Rule 13d-1(d)
 

 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 

 
 
CUSIP No. 67551U105
13G
Page 2 of 9 Pages
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Ziff Investment Management, L.L.C.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)      
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
 
SHARES
5
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
6
SHARED VOTING POWER
 
7,122,950
 
EACH
 
REPORTING
7
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
8
SHARED DISPOSITIVE POWER
 
7,122,950
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
7,122,950
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)                                                                 o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO
 
 
 
 
 
 
 

 
 
CUSIP No. 67551U105
13G
Page 3 of 9 Pages
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Robert D. Ziff
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)      
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
NUMBER OF
 
SHARES
5
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
6
SHARED VOTING POWER
 
7,122,950
 
EACH
 
REPORTING
7
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
8
SHARED DISPOSITIVE POWER
 
7,122,950
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
7,122,950
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)                                                                 o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN
 
 
 
 

 

 
CUSIP No. 67551U105
13G
Page 4 of 9 Pages
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Daniel M. Ziff
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)      
(a) o
(b) o
 
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States Of America
 
NUMBER OF
 
SHARES
5
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
6
SHARED VOTING POWER
 
7,122,950
 
EACH
 
REPORTING
7
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
8
SHARED DISPOSITIVE POWER
 
7,122,950
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
7,122,950
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)                                                                 o
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.0%
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN
 
 
 
 

 
 
Item 1. (a)                  Name of Issuer

Och-Ziff Capital Management Group LLC

Item 1. (b)                  Address of Issuer’s Principal Executive Offices

9 West 57th Street
New York, NY 10019

Item 2. (a)                  Name of Person Filing

This Schedule 13G is being filed on behalf of the following persons (the “Reporting Persons”)*:

(i)
Ziff Investment Management, L.L.C. (“ZIM”);
(ii)
Robert D. Ziff; and
(iii)
Daniel M. Ziff

*           Attached as Exhibit A is a copy of an agreement among the Reporting Persons that this Schedule 13G is being filed on behalf of each of them.

Item 2. (b)                  Address of Principal Business Office or, if None, Residence
 
Ziff Investment Management, L.L.C.
350 Park Avenue
New York, NY 10022

Robert D. Ziff
350 Park Avenue
New York, NY 10022

Daniel M. Ziff
350 Park Avenue
New York, NY 10022


Item 2. (c)                  Citizenship

See Item 4 of the attached cover pages.

Item 2. (d)                  Title of Class of Securities

Common Shares (the “Common Stock”)

Item 2. (e)                  CUSIP Number

67551U105
 
Item 3.

Not applicable as this Schedule 13G is filed pursuant to Rule 13d-1(c).

Item 4.                      Ownership


(a)
Amount beneficially owned:
         
 
See Item 9 of the attached cover pages.
         
(b)
Percent of class:
         
 
See Item 11 of the attached cover pages.
         
(c)
Number of shares as to which such person has:
         
 
(i)
Sole power to vote or to direct the vote:
         
   
See Item 5 of the attached cover pages.
         
 
(ii)
Shared power to vote or to direct the vote:
         
   
See Item 6 of the attached cover pages.
         
 
(iii)
Sole power to dispose or to direct the disposition:
         
   
See Item 7 of the attached cover pages.
         
 
(iv)
Shared power to dispose or to direct the disposition:
         
   
See Item 8 of the attached cover pages.

Partnerships, of which ZIM is the general partner, are the owners of record of the Common Stock reported herein.  Each of ZIM, Robert D. Ziff and Daniel M. Ziff may be deemed to beneficially own the Common Stock reported herein as a result of the direct or indirect power to vote or dispose of such stock.
 
Item 5.                      Ownership of Five Percent or Less of a Class

Not Applicable.

Item 6.                      Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.
 
Item 7.                      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
 
Not Applicable.
 
Item 8.                      Identification and Classification of Members of the Group

Not Applicable.

Item 9.                      Notice of Dissolution of Group

Not Applicable.

Item 10.                    Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 

SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  April 26, 2012


  ZIFF INVESTMENT MANAGEMENT, L.L.C.  
       
 
By:
/s/ David Gray  
    Name:   David Gray  
    Title:  Vice President   
 
 
  ROBERT D. ZIFF  
     
 
/s/ Robert D. Ziff
 
     
     
     
  DANIEL M. ZIFF   
     
  /s/ Daniel M. Ziff  
       

 
 

 

EXHIBIT A


The undersigned, Ziff Investment Management, L.L.C., a Delaware limited liability company, Robert D. Ziff and Daniel M. Ziff, hereby agree and acknowledge that the information required by this Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each of them.  The undersigned further agree that any further amendments or supplements thereto shall also be filed on behalf of each of them.

Dated:  April 26, 2012
 
  ZIFF INVESTMENT MANAGEMENT, L.L.C.  
       
 
By:
/s/ David Gray  
    Name:   David Gray  
    Title:  Vice President   
 
 
 
  ROBERT D. ZIFF  
     
 
/s/ Robert D. Ziff
 
     
     
     
  DANIEL M. ZIFF   
     
  /s/ Daniel M. Ziff