The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 235 | 1,000 | SH | DFND | 1, 2, 3, 4 | 1,000 | 0 | 0 | |
AEGEAN MARINE PETROLEUM NETW | COM | Y0017S102 | 7,646 | 1,778,132 | SH | DFND | 1, 2, 3, 4 | 1,778,132 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 4,444 | 20,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
AMREP CORP | COM | 032159105 | 794 | 113,095 | SH | DFND | 1, 2, 3, 4 | 113,095 | 0 | 0 | |
ANTERO RESOURCES CORP | COM | 03674X106 | 1,486 | 78,200 | SH | DFND | 1, 2, 3, 4 | 78,200 | 0 | 0 | |
APOLLO GLOBAL MANAGEMENT - A | COM | 037612306 | 502 | 15,000 | SH | DFND | 1, 2, 3, 4 | 15,000 | 0 | 0 | |
BLACKSTONE GROUP LP/THE | COM | 09253U108 | 640 | 20,000 | SH | DFND | 1, 2, 3, 4 | 20,000 | 0 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 2,461 | 20,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
CAPITAL SENIOR LIVING CORP | COM | 140475104 | 60,985 | 4,520,769 | SH | DFND | 1, 2, 3, 4 | 4,520,769 | 0 | 0 | |
CIT GROUP INC | COM | 125581801 | 6,911 | 140,392 | SH | DFND | 1, 2, 3, 4 | 140,392 | 0 | 0 | |
CIT GROUP INC | COM | 125581801 | 12,278 | 249,400 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 249,400 |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 1,612 | 119,389 | SH | DFND | 1, 2, 3, 4 | 119,389 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR-CL A | COM | 18451C109 | 230 | 50,000 | SH | DFND | 1, 2, 3, 4 | 50,000 | 0 | 0 | |
CLIPPER REALTY INC | COM | 18885T306 | 7,363 | 737,060 | SH | DFND | 1, 2, 3, 4 | 737,060 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 7,339 | 454,121 | SH | DFND | 1, 2, 3, 4 | 454,121 | 0 | 0 | |
COWEN INC | COM | 223622606 | 21,101 | 1,545,839 | SH | DFND | 1, 2, 3, 4 | 1,545,839 | 0 | 0 | |
DILLARDS INC-CL A | COM | 254067101 | 5,404 | 90,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 90,000 |
DEVON ENERGY CORP | COM | 25179M103 | 2,711 | 65,490 | SH | DFND | 1, 2, 3, 4 | 65,490 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 7,245 | 175,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 175,000 |
EQUITABLE FINANCIAL CORP | COM | 29448T105 | 1,761 | 161,600 | SH | DFND | 1, 2, 3, 4 | 161,600 | 0 | 0 | |
ERIE INDEMNITY COMPANY-CL A | COM | 29530P102 | 1,109 | 9,099 | SH | DFND | 1, 2, 3, 4 | 9,099 | 0 | 0 | |
FIRST NORTHWEST BANCORP | COM | 335834107 | 3,516 | 215,726 | SH | DFND | 1, 2, 3, 4 | 215,726 | 0 | 0 | |
FIVE BELOW | COM | 33829M101 | 2,653 | 40,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
FRONTIER COMMUNICATIONS CORP | COM | 35906A306 | 426 | 63,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 63,000 |
GAMESTOP CORP-CLASS A | COM | 36467W109 | 2,118 | 118,000 | SH | DFND | 1, 2, 3, 4 | 118,000 | 0 | 0 | |
GAMESTOP CORP-CLASS A | COM | 36467W109 | 1,436 | 80,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 80,000 |
GLOBALSTAR INC | COM | 378973408 | 137 | 104,880 | SH | DFND | 1, 2, 3, 4 | 104,880 | 0 | 0 | |
GREAT ELM CAPITAL GROUP INC | COM | 39036P209 | 4,658 | 1,150,000 | SH | DFND | 1, 2, 3, 4 | 1,150,000 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 50,966 | 734,915 | SH | DFND | 1, 2, 3, 4 | 734,915 | 0 | 0 | |
HALCON RESOURCES CORP | COM | 40537Q605 | 16,897 | 2,232,123 | SH | DFND | 1, 2, 3, 4 | 2,232,123 | 0 | 0 | |
HAMILTON BANCORP INC/MD | COM | 407015106 | 184 | 11,960 | SH | DFND | 1, 2, 3, 4 | 11,960 | 0 | 0 | |
HENNESSY ADVISORS INC | COM | 425885100 | 265 | 15,995 | SH | DFND | 1, 2, 3, 4 | 15,995 | 0 | 0 | |
ICC HOLDINGS INC | COM | 44931Q104 | 379 | 23,265 | SH | DFND | 1, 2, 3, 4 | 23,265 | 0 | 0 | |
INTELSAT SA | COM | L5140P101 | 20,228 | 5,967,034 | SH | DFND | 1, 2, 3, 4 | 5,967,034 | 0 | 0 | |
IRON MOUNTAIN INC | COM | 46284V101 | 10,942 | 290,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 290,000 |
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 38,115 | 250,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 250,000 |
JBG SMITH PROPERTIES | COM | 46590V100 | 20,008 | 576,100 | SH | DFND | 1, 2, 3, 4 | 576,100 | 0 | 0 | |
JMP GROUP LLC | COM | 46629U107 | 132 | 23,589 | SH | DFND | 1, 2, 3, 4 | 23,589 | 0 | 0 | |
KENTUCKY FIRST FEDERAL BANCO | COM | 491292108 | 611 | 68,283 | SH | DFND | 1, 2, 3, 4 | 68,283 | 0 | 0 | |
KKR & CO LP | COM | 48248M102 | 253 | 12,000 | SH | DFND | 1, 2, 3, 4 | 12,000 | 0 | 0 | |
LAKE SHORE BANCORP INC | COM | 510700107 | 3,445 | 200,877 | SH | DFND | 1, 2, 3, 4 | 200,877 | 0 | 0 | |
LENNAR CORP - B SHS | COM | 526057302 | 14,323 | 277,141 | SH | DFND | 1, 2, 3, 4 | 277,141 | 0 | 0 | |
LONESTAR RESOURCES US I-CL A | COM | 54240F103 | 51 | 12,726 | SH | DFND | 1, 2, 3, 4 | 12,726 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 13,724 | 88,000 | SH | DFND | 1, 2, 3, 4 | 88,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 4,367 | 28,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 28,000 |
MOTOROLA SOLUTIONS INC | COM | 620076307 | 96,980 | 1,073,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 1,073,500 |
MVC CAPITAL INC | COM | 553829102 | 2,015 | 190,854 | SH | DFND | 1, 2, 3, 4 | 190,854 | 0 | 0 | |
NEW SENIOR INVESTMENT GROUP | COM | 648691103 | 3,346 | 442,628 | SH | DFND | 1, 2, 3, 4 | 442,628 | 0 | 0 | |
NI HOLDINGS INC | COM | 65342T106 | 2,502 | 147,364 | SH | DFND | 1, 2, 3, 4 | 147,364 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 284 | 9,756 | SH | DFND | 1, 2, 3, 4 | 9,756 | 0 | 0 | |
NORTHERN DYNASTY MINERALS | COM | 66510M204 | 3,319 | 1,875,263 | SH | DFND | 1, 2, 3, 4 | 1,875,263 | 0 | 0 | |
OCONEE FEDERAL FINANCIAL COR | COM | 675607105 | 1,246 | 43,399 | SH | DFND | 1, 2, 3, 4 | 43,399 | 0 | 0 | |
OTTAWA BANCORP INC | COM | 689195105 | 218 | 15,119 | SH | DFND | 1, 2, 3, 4 | 15,119 | 0 | 0 | |
PB BANCORP INC | COM | 70454T100 | 2,145 | 199,492 | SH | DFND | 1, 2, 3, 4 | 199,492 | 0 | 0 | |
PITNEY BOWES INC | COM | 724479100 | 11,442 | 1,023,426 | SH | DFND | 1, 2, 3, 4 | 1,023,426 | 0 | 0 | |
SEABRIDGE GOLD INC | COM | 811916105 | 8,951 | 792,168 | SH | DFND | 1, 2, 3, 4 | 792,168 | 0 | 0 | |
SEALED AIR CORP | COM | 81211K100 | 1,485 | 30,114 | SH | DFND | 1, 2, 3, 4 | 30,114 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 255 | 7,500 | SH | DFND | 1, 2, 3, 4 | 7,500 | 0 | 0 | |
SEARS HOLDINGS CORP | COM | 812350106 | 143 | 40,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 17,107 | 2,587,974 | SH | DFND | 1, 2, 3, 4 | 2,587,974 | 0 | 0 | |
TEJON RANCH CO | COM | 879080109 | 1,022 | 49,251 | SH | DFND | 1, 2, 3, 4 | 49,251 | 0 | 0 | |
TEXAS PACIFIC LAND TRUST | COM | 882610108 | 760 | 1,701 | SH | DFND | 1, 2, 3, 4 | 1,701 | 0 | 0 | |
THIRD POINT REINSURANCE LTD | COM | G8827U100 | 1,565 | 106,850 | SH | DFND | 1, 2, 3, 4 | 106,850 | 0 | 0 | |
TRIMTABS ALL CAP US FREE-CAS | COM | 89628W302 | 330 | 9,800 | SH | DFND | 1, 2, 3, 4 | 9,800 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 360,232 | 1,157,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 1,157,000 |
U.S. GLOBAL INVESTORS INC-A | COM | 902952100 | 222 | 56,815 | SH | DFND | 1, 2, 3, 4 | 56,815 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 535 | 24,104 | SH | DFND | 1, 2, 3, 4 | 24,104 | 0 | 0 | |
VISTA OUTDOOR INC | COM | 928377100 | 17,351 | 1,190,901 | SH | DFND | 1, 2, 3, 4 | 1,190,901 | 0 | 0 | |
WMIH CORP | COM | 92936P100 | 14 | 16,712 | SH | DFND | 1, 2, 3, 4 | 16,712 | 0 | 0 | |
XEROX CORP | COM | 984121608 | 437 | 15,000 | SH | DFND | 1, 2, 3, 4 | 15,000 | 0 | 0 |