0001062993-16-007832.txt : 20160216
0001062993-16-007832.hdr.sgml : 20160215
20160216093620
ACCESSION NUMBER: 0001062993-16-007832
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Arbiter Partners Capital Management LLC
CENTRAL INDEX KEY: 0001513193
IRS NUMBER: 273380922
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14499
FILM NUMBER: 161423825
BUSINESS ADDRESS:
STREET 1: 530 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-452-9119
MAIL ADDRESS:
STREET 1: 530 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Fort Hoosac Management, LLC
DATE OF NAME CHANGE: 20110215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513193
XXXXXXXX
12-31-2015
12-31-2015
Arbiter Partners Capital Management LLC
530 FIFTH AVENUE, 20TH FLOOR
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-14499
N
Paul J. Isaac
Manager
212-650-4670
Paul J. Isaac
New York
NY
02-11-2016
4
114
780604
false
1
0001609286
028-16232
Broken Clock Management, L.L.C.
2
0001502826
028-14377
Arbiter Partners QP, LP
3
0001156950
028-12808
ARBITER PARTNERS LP
4
0001597558
028-16233
ARBITER PARTNERS OFFSHORE LTD
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AMAZON.COM INC
COM
023135106
131528
194600
SH
Put
DFND
1, 2, 3, 4
0
0
194600
AMBAC FINANCIAL GROUP-CW23
WTS
023139116
877
131946
SH
DFND
1, 2, 3, 4
0
0
131946
AMERICAN INTERNATIONAL GROUP
COM
026874784
6197
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
AMERICAN NATIONAL INSURANCE
COM
028591105
8709
85153
SH
DFND
1, 2, 3, 4
85153
0
0
AMKOR TECHNOLOGY INC
COM
031652100
22939
3772827
SH
DFND
1, 2, 3, 4
3772827
0
0
AMKOR TECHNOLOGY INC
COM
031652100
608
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
AMREP CORP
COM
032159105
492
113095
SH
DFND
1, 2, 3, 4
113095
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
1970
210000
SH
Call
DFND
1, 2, 3, 4
0
0
210000
ANWORTH MORTGAGE ASSET CORP
COM
037347101
3282
754538
SH
DFND
1, 2, 3, 4
754538
0
0
APACHE CORP
COM
037411105
222
5000
SH
DFND
1, 2, 3, 4
5000
0
0
APOLLO GLOBAL MANAGEMENT - A
COM
037612306
228
15000
SH
DFND
1, 2, 3, 4
15000
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315507
270
12400
SH
DFND
1, 2, 3, 4
12400
0
0
ASB BANCORP INC
COM
00213T109
780
30042
SH
DFND
1, 2, 3, 4
30042
0
0
ATLANTIC COAST FINANCIAL COR
COM
048426100
3880
662170
SH
DFND
1, 2, 3, 4
662170
0
0
BANK OF COMMERCE HOLDINGS
COM
06424J103
359
53740
SH
DFND
1, 2, 3, 4
53740
0
0
BAY BANCORP INC
COM
07203T106
531
104879
SH
DFND
1, 2, 3, 4
104879
0
0
BENEFICIAL BANCORP INC
COM
08171T102
8974
673709
SH
DFND
1, 2, 3, 4
673709
0
0
BLACKSTONE GROUP LP/THE
COM
09253U108
585
20000
SH
DFND
1, 2, 3, 4
20000
0
0
BLUE HILLS BANCORP INC
COM
095573101
1525
99600
SH
DFND
1, 2, 3, 4
99600
0
0
BROCADE COMMUNICATIONS SYS
COM
111621306
711
77500
SH
Call
DFND
1, 2, 3, 4
0
0
77500
CAPITAL SENIOR LIVING CORP
COM
140475104
47873
2294950
SH
DFND
1, 2, 3, 4
2294950
0
0
CARNIVAL CORP
COM
143658300
490
9000
SH
DFND
1, 2, 3, 4
9000
0
0
CBL & ASSOCIATES PROPERTIES
COM
124830100
124
10000
SH
DFND
1, 2, 3, 4
10000
0
0
CHARTER FINANCIAL CORP
COM
16122W108
1535
116162
SH
DFND
1, 2, 3, 4
116162
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
7798
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
CITIGROUP INC
COM
172967424
3571
69000
SH
DFND
1, 2, 3, 4
69000
0
0
CITIGROUP INC
COM
172967424
40106
775000
SH
Call
DFND
1, 2, 3, 4
0
0
775000
CITIZENS COMMUNITY BANCORP I
COM
174903104
1146
121103
SH
DFND
1, 2, 3, 4
121103
0
0
CLEAR CHANNEL OUTDOOR-CL A
COM
18451C109
446
79844
SH
DFND
1, 2, 3, 4
79844
0
0
COMMUNITY BANKERS TRUST CORP
COM
203612106
60
11228
SH
DFND
1, 2, 3, 4
11228
0
0
COWEN GROUP INC-CLASS A
COM
223622101
273
71375
SH
DFND
1, 2, 3, 4
71375
0
0
DATARAM CORP
COM
238108302
25
37425
SH
DFND
1, 2, 3, 4
37425
0
0
DEUTSCHE X-TRACKERS HARVEST
COM
233051879
2837
101400
SH
Put
DFND
1, 2, 3, 4
0
0
101400
DEVON ENERGY CORP
COM
25179M103
2736
85490
SH
DFND
1, 2, 3, 4
85490
0
0
EASTERN VIRGINIA BANKSHARES
COM
277196101
346
48200
SH
DFND
1, 2, 3, 4
48200
0
0
EBAY INC
COM
278642103
3298
120000
SH
DFND
1, 2, 3, 4
120000
0
0
ELDORADO GOLD CORP
COM
284902103
45
15300
SH
DFND
1, 2, 3, 4
15300
0
0
EMERSON ELECTRIC CO
COM
291011104
9566
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
EQUITABLE FINANCIAL CORP
COM
29448T105
1424
161600
SH
DFND
1, 2, 3, 4
161600
0
0
ERIE INDEMNITY COMPANY-CL A
COM
29530P102
870
9099
SH
DFND
1, 2, 3, 4
9099
0
0
ESSA BANCORP INC
COM
29667D104
3748
273953
SH
DFND
1, 2, 3, 4
273953
0
0
EXTREME NETWORKS INC
COM
30226D106
19992
4900000
SH
DFND
1, 2, 3, 4
4900000
0
0
FIRST CITIZENS BCSHS -CL A
COM
31946M103
14682
56870
SH
DFND
1, 2, 3, 4
56870
0
0
FIRST NORTHWEST BANCORP
COM
335834107
3053
215726
SH
DFND
1, 2, 3, 4
215726
0
0
FMC CORP
COM
302491303
2633
67289
SH
DFND
1, 2, 3, 4
67289
0
0
FOREST CITY REALTY TRUST- A
COM
345605109
21189
966208
SH
DFND
1, 2, 3, 4
966208
0
0
FORTRESS INVESTMENT GRP-CL A
COM
34958B106
51
10000
SH
DFND
1, 2, 3, 4
10000
0
0
GENWORTH FINANCIAL INC-CL A
COM
37247D106
746
200000
SH
Call
DFND
1, 2, 3, 4
0
0
200000
GREENLIGHT CAPITAL RE LTD-A
COM
G4095J109
760
40600
SH
DFND
1, 2, 3, 4
40600
0
0
GREIF INC-CL B
COM
397624206
38196
893063
SH
DFND
1, 2, 3, 4
893063
0
0
HAMILTON BANCORP INC/MD
COM
407015106
171
11960
SH
DFND
1, 2, 3, 4
11960
0
0
HENNESSY ADVISORS INC
COM
425885100
389
12993
SH
DFND
1, 2, 3, 4
12993
0
0
HOPFED BANCORP INC
COM
439734104
1132
94328
SH
DFND
1, 2, 3, 4
94328
0
0
HUNTSMAN CORP
COM
447011107
1137
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
INTELSAT SA
COM
L5140P101
19067
4583405
SH
DFND
1, 2, 3, 4
4583405
0
0
IPATH S&P 500 VIX S/T FU ETN
COM
06742E711
21272
1058300
SH
Put
DFND
1, 2, 3, 4
0
0
1058300
ISHARES CHINA LARGE-CAP ETF
COM
464287184
3529
100000
SH
Put
DFND
1, 2, 3, 4
0
0
100000
JAVELIN MORTGAGE INVESTMENT
COM
47200B104
136
21750
SH
DFND
1, 2, 3, 4
21750
0
0
JMP GROUP LLC
COM
46629U107
88
16200
SH
DFND
1, 2, 3, 4
16200
0
0
JOHNSON & JOHNSON
COM
478160104
5136
50000
SH
Call
DFND
1, 2, 3, 4
0
0
50000
KEARNY FINANCIAL CORP/MD
COM
48716P108
5461
431035
SH
DFND
1, 2, 3, 4
431035
0
0
KENTUCKY FIRST FEDERAL BANCO
COM
491292108
728
77978
SH
DFND
1, 2, 3, 4
77978
0
0
KOPPERS HOLDINGS INC
COM
50060P106
4180
229031
SH
DFND
1, 2, 3, 4
229031
0
0
LAKE SHORE BANCORP INC
COM
510700107
2692
200877
SH
DFND
1, 2, 3, 4
200877
0
0
LAPORTE BANCORP INC
COM
516651106
261
17171
SH
DFND
1, 2, 3, 4
17171
0
0
LENNAR CORP - B SHS
COM
526057302
16957
422036
SH
DFND
1, 2, 3, 4
422036
0
0
LEXMARK INTERNATIONAL INC-A
COM
529771107
3873
119350
SH
DFND
1, 2, 3, 4
119350
0
0
LIBERTY INTERACTIVE CORP Q-A
COM
53071M104
15810
578700
SH
DFND
1, 2, 3, 4
578700
0
0
LIBERTY VENTURES - SER A
COM
53071M880
991
21969
SH
DFND
1, 2, 3, 4
21969
0
0
LIMONEIRA CO
COM
532746104
189
12668
SH
DFND
1, 2, 3, 4
12668
0
0
LUXFER HOLDINGS PLC-ADR
COM
550678106
1654
168095
SH
DFND
1, 2, 3, 4
168095
0
0
MCKESSON CORP
COM
58155Q103
11715
59400
SH
Call
DFND
1, 2, 3, 4
0
0
59400
METLIFE INC
COM
59156R108
4821
100000
SH
Call
DFND
1, 2, 3, 4
0
0
100000
MICRON TECHNOLOGY INC
COM
595112103
19541
1380000
SH
DFND
1, 2, 3, 4
1380000
0
0
MONSANTO CO
COM
61166W101
7882
80000
SH
Call
DFND
1, 2, 3, 4
0
0
80000
MVC CAPITAL INC
COM
553829102
1407
190854
SH
DFND
1, 2, 3, 4
190854
0
0
NATIONAL WESTERN LIFE GROU-A
COM
638517102
692
2747
SH
DFND
1, 2, 3, 4
2747
0
0
NEW SENIOR INVESTMENT GROUP
COM
648691103
421
42700
SH
DFND
1, 2, 3, 4
42700
0
0
NOBLE ENERGY INC
COM
655044105
321
9756
SH
DFND
1, 2, 3, 4
9756
0
0
NORTHERN DYNASTY MINERALS
COM
66510M204
258
843348
SH
DFND
1, 2, 3, 4
843348
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
COM
67551U105
62
10000
SH
DFND
1, 2, 3, 4
10000
0
0
OCONEE FEDERAL FINANCIAL COR
COM
675607105
809
43399
SH
DFND
1, 2, 3, 4
43399
0
0
OPPENHEIMER HOLDINGS-CL A
COM
683797104
5429
312375
SH
DFND
1, 2, 3, 4
312375
0
0
OUTERWALL INC
COM
690070107
1462
40000
SH
DFND
1, 2, 3, 4
40000
0
0
PEOPLES BANCORP OF NC
COM
710577107
499
25794
SH
DFND
1, 2, 3, 4
25794
0
0
PERMIAN BASIN ROYALTY TRUST
COM
714236106
4887
965889
SH
DFND
1, 2, 3, 4
965889
0
0
PFIZER INC
COM
717081103
19368
600000
SH
Call
DFND
1, 2, 3, 4
0
0
600000
PJT PARTNERS INC - A
COM
69343T107
5251
185600
SH
DFND
1, 2, 3, 4
185600
0
0
PREMIER FINANCIAL BANCORP
COM
74050M105
202
12314
SH
DFND
1, 2, 3, 4
12314
0
0
RACKSPACE HOSTING INC
COM
750086100
253
10000
SH
Put
DFND
1, 2, 3, 4
0
0
10000
SALEM MEDIA GROUP INC
COM
794093104
412
82697
SH
DFND
1, 2, 3, 4
82697
0
0
SEALED AIR CORP
COM
81211K100
2129
47729
SH
DFND
1, 2, 3, 4
47729
0
0
SEARS HOLDINGS CORP
COM
812350106
5284
257000
SH
Put
DFND
1, 2, 3, 4
0
0
257000
SENECA FOODS CORP - CL A
COM
817070501
268
9250
SH
DFND
1, 2, 3, 4
9250
0
0
SENECA FOODS CORP - CL B
COM
817070105
240
7500
SH
DFND
1, 2, 3, 4
7500
0
0
SERITAGE GROWTH PROP- A REIT
COM
81752R100
15491
385152
SH
DFND
1, 2, 3, 4
385152
0
0
SHORE BANCSHARES INC
COM
825107105
816
75000
SH
DFND
1, 2, 3, 4
75000
0
0
SPARK NETWORKS INC
COM
84651P100
445
115525
SH
DFND
1, 2, 3, 4
115525
0
0
SPROTT FOCUS TRUST INC
COM
85208J109
71
12317
SH
DFND
1, 2, 3, 4
12317
0
0
STONEGATE MORTGAGE CORP
COM
86181Q300
606
111111
SH
DFND
1, 2, 3, 4
111111
0
0
TECK RESOURCES LTD-CLS B
COM
878742204
773
200240
SH
DFND
1, 2, 3, 4
200240
0
0
TESLA MOTORS INC
COM
88160R101
94156
392300
SH
Put
DFND
1, 2, 3, 4
0
0
392300
TEXAS PACIFIC LAND TRUST
COM
882610108
15003
114598
SH
DFND
1, 2, 3, 4
114598
0
0
THIRD POINT REINSURANCE LTD
COM
G8827U100
677
50500
SH
DFND
1, 2, 3, 4
50500
0
0
TUTOR PERINI CORP
COM
901109108
4040
241320
SH
DFND
1, 2, 3, 4
241320
0
0
U.S. GLOBAL INVESTORS INC-A
COM
902952100
66
56815
SH
DFND
1, 2, 3, 4
56815
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
807
44236
SH
DFND
1, 2, 3, 4
44236
0
0
VIACOM INC-CLASS A
COM
92553P102
1021
23221
SH
DFND
1, 2, 3, 4
23221
0
0
VIACOM INC-CLASS B
COM
92553P201
9055
220000
SH
Call
DFND
1, 2, 3, 4
0
0
220000
WISDOMTREE CHINESE YUAN STRA
COM
97717W182
8776
361000
SH
Put
DFND
1, 2, 3, 4
0
0
361000
WMIH CORP
COM
92936P100
43
16712
SH
DFND
1, 2, 3, 4
16712
0
0
WOLVERINE BANCORP INC
COM
977880103
372
13946
SH
DFND
1, 2, 3, 4
13946
0
0
XEROX CORP
COM
984121103
638
60000
SH
DFND
1, 2, 3, 4
60000
0
0
XEROX CORP
COM
984121103
4996
470000
SH
Call
DFND
1, 2, 3, 4
0
0
470000