0001513126-19-000003.txt : 20191030
0001513126-19-000003.hdr.sgml : 20191030
20191030114228
ACCESSION NUMBER: 0001513126-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191030
DATE AS OF CHANGE: 20191030
EFFECTIVENESS DATE: 20191030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wharton Business Group, LLC
CENTRAL INDEX KEY: 0001513126
IRS NUMBER: 943489948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14403
FILM NUMBER: 191178581
BUSINESS ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 484-328-3590
MAIL ADDRESS:
STREET 1: 110 N. PHOENIXVILLE PIKE
STREET 2: SUITE 300
CITY: MALVERN
STATE: PA
ZIP: 19355
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513126
XXXXXXXX
09-30-2019
09-30-2019
Wharton Business Group, LLC
110 N. PHOENIXVILLE PIKE
SUITE 300
MALVERN
PA
19355
13F HOLDINGS REPORT
028-14403
N
Ashleigh C. Swayze
Counsel
6463953900
Ashleigh C. Swayze
Newtown
PA
10-30-2019
0
100
997830
false
INFORMATION TABLE
2
wharton3q19_13f.xml
WHARTON INFORMATION TABLE
FIRST COMWLTH FINL CORP PA
COM
319829107
277
20855
SH
SOLE
0
0
20855
3M CO
COM
88579Y101
329
2000
SH
SOLE
0
0
2000
ALPHABET INC
CAP STK CL A
02079K305
4496
3682
SH
SOLE
0
0
3682
ALPHABET INC
CAP STK CL C
02079K107
1471
1207
SH
SOLE
0
0
1207
ALPS ETF TR
ALERIAN MLP
00162Q866
4628
506340
SH
SOLE
0
0
506340
AMAZON COM INC
COM
023135106
352
203
SH
SOLE
0
0
203
APPLE INC
COM
037833100
30200
134838
SH
SOLE
0
0
134838
BANK AMER CORP
COM
060505104
521
17865
SH
SOLE
0
0
17865
BANK NEW YORK MELLON CORP
COM
064058100
340
7520
SH
SOLE
0
0
7520
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
957
104275
SH
SOLE
0
0
104275
CATERPILLAR INC DEL
COM
149123101
301
2380
SH
SOLE
0
0
2380
CHEVRON CORP NEW
COM
166764100
1096
9238
SH
SOLE
0
0
9238
CIGNA CORP NEW
COM
125523100
247
1626
SH
SOLE
0
0
1626
CINCINNATI FINL CORP
COM
172062101
272
2328
SH
SOLE
0
0
2328
CISCO SYS INC
COM
17275R102
13746
278205
SH
SOLE
0
0
278205
COLUMBIA ETF TR II
EMRG MARKETS ETF
19762B509
456
20805
SH
SOLE
0
0
20805
CONOCOPHILLIPS
COM
20825C104
756
13275
SH
SOLE
0
0
13275
CUMMINS INC
COM
231021106
201
1234
SH
SOLE
0
0
1234
DANAHER CORPORATION
COM
235851102
451
782
SH
SOLE
0
0
782
SELECT SECTOR SPDR TR
ENERGY
81369Y506
22721
383806
SH
SOLE
0
0
383806
EQT CORP
COM
26884L109
213
20011
SH
SOLE
0
0
20011
EXXON MOBIL CORP
COM
30231G102
1281
18143
SH
SOLE
0
0
18143
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
3406
212367
SH
SOLE
0
0
212367
GOLDMAN SACHS GROUP INC
COM
38141G104
6923
33408
SH
SOLE
0
0
33408
INTERNATIONAL BUSINESS MACHS
COM
459200101
210
1442
SH
SOLE
0
0
1442
INNOVATIVE SOLUTIONS & SUPPO
COM
45769N105
91
19395
SH
SOLE
0
0
19395
INTEL CORP
COM
458140100
13524
262458
SH
SOLE
0
0
262458
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
46137V787
493
10406
SH
SOLE
0
0
10406
INVESCO EXCHANGE TRADED FD T
DYNMC LRG GWTH
46137V746
9863
204034
SH
SOLE
0
0
204034
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
21598
563467
SH
SOLE
0
0
563467
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
13448
114105
SH
SOLE
0
0
114105
INVESCO EXCHNG TRADED FD TR
KBW BK ETF
46138E628
72061
1398694
SH
SOLE
0
0
1398694
INVESCO QQQ TR
UNIT SER 1
46090E103
227
1203
SH
SOLE
0
0
1203
INVESCO EXCHANGE TRADED FD T
S&P 500 GARP ETF
46137V431
270
4790
SH
SOLE
0
0
4790
INVESCO EXCHNG TRADED FD TR
S&P SMLCP INFO
46138E115
934
10889
SH
SOLE
0
0
10889
ISHARES TR
1 3 YR TREAS BD
464287457
256
3020
SH
SOLE
0
0
3020
ISHARES TR
CHINA LG-CAP ETF
464287184
2604
65418
SH
SOLE
0
0
65418
ISHARES TR
CORE HIGH DV ETF
46429B663
38597
409909
SH
SOLE
0
0
409909
ISHARES INC
CORE MSCI EMKT
46434G103
105283
2147757
SH
SOLE
0
0
2147757
ISHARES TR
CORE MSCI EAFE
46432F842
53336
873365
SH
SOLE
0
0
873365
ISHARES TR
CORE S&P500 ETF
464287200
56703
189946
SH
SOLE
0
0
189946
ISHARES INC
CUR HD MSCI EM
46434G509
22682
921270
SH
SOLE
0
0
921270
ISHARES TR
HDG MSCI EAFE
46434V803
22951
766570
SH
SOLE
0
0
766570
ISHARES TR
EDGE MSCI USA VL
46432F388
28175
343432
SH
SOLE
0
0
343432
ISHARES TR
INTL SEL DIV ETF
464288448
387
12580
SH
SOLE
0
0
12580
ISHARES TR
JPMORGAN USD EMG
464288281
3862
34075
SH
SOLE
0
0
34075
ISHARES TR
MRNGSTR LG-CP GR
464287119
573
2994
SH
SOLE
0
0
2994
ISHARES TR
MSCI CHINA ETF
46429B671
10013
178550
SH
SOLE
0
0
178550
ISHARES TR
EAFE GRWTH ETF
464288885
524
6514
SH
SOLE
0
0
6514
ISHARES INC
MSCI EM ASIA ETF
464286426
25478
399722
SH
SOLE
0
0
399722
ISHARES TR
MSCI EMG MKT ETF
464287234
441
10783
SH
SOLE
0
0
10783
ISHARES INC
MSCI HONG KG ETF
464286871
11120
489888
SH
SOLE
0
0
489888
ISHARES INC
MSCI PAC JP ETF
464286665
4453
99554
SH
SOLE
0
0
99554
ISHARES INC
MSCI SINGPOR ETF
46434G780
3802
163898
SH
SOLE
0
0
163898
ISHARES TR
NASDAQ BIOTECH
464287556
206
2070
SH
SOLE
0
0
2070
ISHARES TR
PFD AND INCM SEC
464288687
15003
399773
SH
SOLE
0
0
399773
ISHARES TR
RUS TP200 GR ETF
464289438
22183
254796
SH
SOLE
0
0
254796
ISHARES TR
S&P 100 ETF
464287101
6615
50305
SH
SOLE
0
0
50305
ISHARES TR
US HLTHCR PR ETF
464288828
16614
102745
SH
SOLE
0
0
102745
ISHARES TR
U.S. MED DVC ETF
464288810
10175
41153
SH
SOLE
0
0
41153
ISHARES TR
USA QUALITY FCTR
46432F339
90100
975108
SH
SOLE
0
0
975108
JPMORGAN CHASE & CO
COM
46625H100
10228
86905
SH
SOLE
0
0
86905
JOHNSON & JOHNSON
COM
478160104
688
5316
SH
SOLE
0
0
5316
LOCKHEED MARTIN CORP
COM
539830109
958
2455
SH
SOLE
0
0
2455
MCDONALDS CORP
COM
580135101
429
2000
SH
SOLE
0
0
2000
MICROSOFT CORP
COM
594918104
5374
38651
SH
SOLE
0
0
38651
MID PENN BANCORP INC
COM
59540G107
784
30580
SH
SOLE
0
0
30580
MORGAN STANLEY
COM NEW
617446448
245
5737
SH
SOLE
0
0
5737
NANOVIRICIDES INC
COM
630087302
37
18176
SH
SOLE
0
0
18176
NETFLIX INC
COM
64110L106
268
1000
SH
SOLE
0
0
1000
ORACLE CORP
COM
68389X105
541
9833
SH
SOLE
0
0
9833
PEPSICO INC
COM
713448108
537
3919
SH
SOLE
0
0
3919
PFIZER INC
COM
717081103
371
10331
SH
SOLE
0
0
10331
PNC FINL SVCS GROUP INC
COM
693475105
372
2656
SH
SOLE
0
0
2656
PROCTER & GAMBLE CO
COM
742718109
628
5050
SH
SOLE
0
0
5050
RIVERVIEW FINL CORP NEW
COM
76940Q105
235
20160
SH
SOLE
0
0
20160
S & T BANCORP INC
COM
783859101
661
18083
SH
SOLE
0
0
18083
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
23727
263248
SH
SOLE
0
0
263248
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1245
16037
SH
SOLE
0
0
16037
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1700
60703
SH
SOLE
0
0
60703
SONOCO PRODS CO
COM
835495102
9076
155925
SH
SOLE
0
0
155925
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1270
4281
SH
SOLE
0
0
4281
SPDR SERIES TRUST
S&P BK ETF
78464A797
18061
418466
SH
SOLE
0
0
418466
SPDR SERIES TRUST
S&P PHARMAC
78464A722
3647
102471
SH
SOLE
0
0
102471
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
53774
667755
SH
SOLE
0
0
667755
UNITEDHEALTH GROUP INC
COM
91324P102
225
1036
SH
SOLE
0
0
1036
ETF SER SOLUTIONS
US GLB JETS
26922A842
265
9025
SH
SOLE
0
0
9025
VANGUARD GROUP
DIV APP ETF
921908844
5668
47398
SH
SOLE
0
0
47398
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
31519
631649
SH
SOLE
0
0
631649
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
28486
707560
SH
SOLE
0
0
707560
VANGUARD INDEX FDS
GROWTH ETF
922908736
300
1805
SH
SOLE
0
0
1805
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1571
9369
SH
SOLE
0
0
9369
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
9436
106348
SH
SOLE
0
0
106348
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
987
7660
SH
SOLE
0
0
7660
VANGUARD INDEX FDS
VALUE ETF
922908744
207
1858
SH
SOLE
0
0
1858
DISNEY WALT CO
COM DISNEY
254687106
296
2273
SH
SOLE
0
0
2273
WELLTOWER INC
COM
95040Q104
232
2555
SH
SOLE
0
0
2555
WISDOMTREE TR
E MKTS CNSMR GR
97717W539
2497
116745
SH
SOLE
0
0
116745
WISDOMTREE TR
US QTLY DIV GRT
97717X669
496
10990
SH
SOLE
0
0
10990
WISDOMTREE TR
US QLT SHRHD YLD
97717W547
293
3355
SH
SOLE
0
0
3355