0001513126-17-000004.txt : 20171102 0001513126-17-000004.hdr.sgml : 20171102 20171102162958 ACCESSION NUMBER: 0001513126-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 EFFECTIVENESS DATE: 20171102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wharton Business Group, LLC CENTRAL INDEX KEY: 0001513126 IRS NUMBER: 943489948 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14403 FILM NUMBER: 171172817 BUSINESS ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-3590 MAIL ADDRESS: STREET 1: 110 N. PHOENIXVILLE PIKE STREET 2: SUITE 300 CITY: MALVERN STATE: PA ZIP: 19355 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001513126 XXXXXXXX 09-30-2017 09-30-2017 Wharton Business Group, LLC

110 N. PHOENIXVILLE PIKE SUITE 300 MALVERN PA 19355

13F HOLDINGS REPORT 028-14403 N B.J. Webster 484-328-3590 B.J. Webster Malvern PA 11-02-2017 0 107 946412 false INFORMATION TABLE 2 wbg3q17.xml 1ST COMNWLTH FINL CO COM 319829107 295 20855 SH SOLE 0 0 20855 3M COMPANY COM 88579Y101 420 2000 SH SOLE 0 0 2000 A T & T INC COM 00206R102 279 7118 SH SOLE 0 0 7118 ABBVIE INC COM 00287Y109 3774 42475 SH SOLE 0 0 42475 ALPHABET INC. COM 02079K107 1708 1781 SH SOLE 0 0 1781 ALPHABET INC. COM 02079K305 3145 3230 SH SOLE 0 0 3230 ALPS ALERIAN MLP ETF ALERIAN MLP 00162Q866 4688 417855 SH SOLE 0 0 417855 APPLE INC COM 037833100 24396 158294 SH SOLE 0 0 158294 BANK OF AMERICA CORP COM 060505104 368 14527 SH SOLE 0 0 14527 BANK OF NY MELLON CO COM 064058100 581 10958 SH SOLE 0 0 10958 BB&T CORPORATION COM 054937107 225 4785 SH SOLE 0 0 4785 BLACKROCK ENHANCED EQUIT CEM 09251A104 913 100690 SH SOLE 0 0 100690 BLACKROCK INC COM 09247X101 241 538 SH SOLE 0 0 538 CATERPILLAR INC COM 149123101 307 2460 SH SOLE 0 0 2460 CHEVRON CORPORATION COM 166764100 1929 16416 SH SOLE 0 0 16416 CISCO SYSTEMS INC COM 17275R102 9379 278885 SH SOLE 0 0 278885 COLUMBIA BEYOND BRICS BEYOND BRICS ETF 19762B103 33686 1887150 SH SOLE 0 0 1887150 COLUMBIA EMERGING MKTS EMRG MARKETS ETF 19762B509 1388 50400 SH SOLE 0 0 50400 COMCAST CORPORATION COM 20030N101 225 5859 SH SOLE 0 0 5859 CONOCOPHILLIPS COM 20825C104 795 15890 SH SOLE 0 0 15890 CUMMINS INC COM 231021106 213 1270 SH SOLE 0 0 1270 DANAHER CORP COM 235851102 268 3122 SH SOLE 0 0 3122 DOWDUPONT INC COM 26078J100 754 10891 SH SOLE 0 0 10891 EMERGENT BIOSOLUTION COM 29089Q105 482 11927 SH SOLE 0 0 11927 ENERGY SELECT SECTOR SBI INT-ENERGY 81369Y506 28109 410471 SH SOLE 0 0 410471 EXXON MOBIL CORP COM 30231G102 1752 21373 SH SOLE 0 0 21373 GENERAL ELECTRIC CO COM 369604103 368 15217 SH SOLE 0 0 15217 GENERAL MOTORS CO COM 37045V100 435 10775 SH SOLE 0 0 10775 GLOBAL X CHINA CONSUMER CHINA CONS ETF 37950E408 3853 224432 SH SOLE 0 0 224432 GOLDMAN SACHS GROUP COM 38141G104 5347 22542 SH SOLE 0 0 22542 IBM CORP COM 459200101 249 1715 SH SOLE 0 0 1715 INNOVATIVE SOLU&SUPT COM 45769N105 71 19395 SH SOLE 0 0 19395 INTEL CORP COM 458140100 10097 265154 SH SOLE 0 0 265154 ISHARES CHINA LARGE CAP CHINA LG-CAP ETF 464287184 543 12338 SH SOLE 0 0 12338 ISHARES CORE HIGH CORE HIGH DV ETF 46429B663 47389 572690 SH SOLE 0 0 572690 ISHARES CORE MSCI CORE MSCI EMKT 46434G103 74352 1376380 SH SOLE 0 0 1376380 ISHARES CORE MSCI EAFE CORE MSCI EAFE 46432F842 37267 580750 SH SOLE 0 0 580750 ISHARES CORE S&P 500 CORE S&P 500 ETF 464287200 53333 210861 SH SOLE 0 0 210861 ISHARES CURRENCY HEDG CUR HD MSCI EM 46434G509 23202 899635 SH SOLE 0 0 899635 ISHARES CURRENCY HEDG HDG MSCI EAFE 46434V803 31438 1086310 SH SOLE 0 0 1086310 ISHARES EDG MSCI USA VAL USA VALUE FACTOR 46432F388 18890 244305 SH SOLE 0 0 244305 ISHARES INTERNATIONAL INTL SEL DIV ETF 464288448 450 13325 SH SOLE 0 0 13325 ISHARES JPMORGAN USD MTS JP MOR EM MK ETF 464288281 3869 33230 SH SOLE 0 0 33230 ISHARES MRNSTAR LRG CAP MRNGSTR LG-CP GR 464287119 546 3729 SH SOLE 0 0 3729 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 382 5579 SH SOLE 0 0 5579 ISHARES MSCI EAFE GROWTH EAFE GRWTH ETF 464288885 564 7284 SH SOLE 0 0 7284 ISHARES MSCI EMERGING MSCI EMG MKT ETF 464287234 547 12213 SH SOLE 0 0 12213 ISHARES MSCI EMERGING MSCI EM ASIA ETF 464286426 28701 412430 SH SOLE 0 0 412430 ISHARES MSCI HONG KONG MSCI HONG KG ETF 464286871 12217 494806 SH SOLE 0 0 494806 ISHARES MSCI PACIFIC EX MSCI PA JP ETF 464286665 5025 108675 SH SOLE 0 0 108675 ISHARES MSCI SINGAPORE MSCI SINGAP ETF 46434G780 4004 163898 SH SOLE 0 0 163898 ISHARES NASDAQ NASDAQ BIOTECH 464287556 208 625 SH SOLE 0 0 625 ISHARES RUSSELL TOP 200 RUS TP200 GR ETF 464289438 18323 270175 SH SOLE 0 0 270175 ISHARES S&P 100 ETF S&P 100 ETF 464287101 8048 72312 SH SOLE 0 0 72312 ISHARES U.S. PREFERRED U.S. PFD STK ETF 464288687 54848 1413235 SH SOLE 0 0 1413235 ISHARES US HEALTHCARE US HLTHCR PR ETF 464288828 8950 60580 SH SOLE 0 0 60580 ISHARES US MEDICAL U.S. MED DVC ETF 464288810 8896 53261 SH SOLE 0 0 53261 ISHARS EDG MSCI USA QLTY USA QUALITY FCTR 46432F339 56790 736190 SH SOLE 0 0 736190 ISHR EDG MSCI MIN VOL EM MK MINVOL ETF 464286533 251 4324 SH SOLE 0 0 4324 JOHNSON & JOHNSON COM 478160104 1696 13042 SH SOLE 0 0 13042 JPMORGAN CHASE & CO COM 46625H100 6404 67047 SH SOLE 0 0 67047 LOCKHEED MARTIN CORP COM 539830109 805 2595 SH SOLE 0 0 2595 MC DONALDS CORP COM 580135101 313 2000 SH SOLE 0 0 2000 MICROSOFT CORP COM 594918104 3182 42723 SH SOLE 0 0 42723 MID PENN BANCORP INC COM 59540G107 757 25737 SH SOLE 0 0 25737 MORGAN STANLEY COM 617446448 309 6409 SH SOLE 0 0 6409 NANOVIRICIDES INC COM 630087203 414 363513 SH SOLE 0 0 363513 ORACLE CORPORATION COM 68389X105 2993 61899 SH SOLE 0 0 61899 PEPSICO INCORPORATED COM 713448108 454 4077 SH SOLE 0 0 4077 PFIZER INCORPORATED COM 717081103 359 10070 SH SOLE 0 0 10070 PNC FINANCIAL SRVCS COM 693475105 355 2631 SH SOLE 0 0 2631 POWERSHARE FTSE RAFI US FTS RAFI A000 73935X583 16827 157040 SH SOLE 0 0 157040 POWERSHARES DYN BIOT & GEN 73935X856 572 11446 SH SOLE 0 0 11446 POWERSHARES DYNAMIC DYNM LGR CP VL 73935X708 23255 622467 SH SOLE 0 0 622467 POWERSHARES DYNAMIC LRE DYNM LGR CP GR 73935X609 9246 237509 SH SOLE 0 0 237509 POWERSHARES FINANCIAL FIN PFD PTFL 73935X229 3081 162390 SH SOLE 0 0 162390 POWERSHARES KBW BANK KBW BK PORT 73937B746 66607 1300917 SH SOLE 0 0 1300917 POWERSHARES RSSL TP 200 LARGE GROWTH 739371102 252 5925 SH SOLE 0 0 5925 POWERSHARES S&P SMALL S&P SMCP IT PO 73937B860 1190 15059 SH SOLE 0 0 15059 PROCTER & GAMBLE COM 742718109 488 5360 SH SOLE 0 0 5360 RIVERVIEW FINANCIAL COM 76940Q105 259 20160 SH SOLE 0 0 20160 S & T BANCORP INC COM 783859101 716 18083 SH SOLE 0 0 18083 SELECT SECTOR HEALTH SBI HEALTHCARE 81369Y209 13129 160635 SH SOLE 0 0 160635 SELECT SECTOR INDUSTRIAL SBI INT-INDS 81369Y704 1274 17942 SH SOLE 0 0 17942 SELECT STR FINANCIAL SBI INT-FINL 81369Y605 1292 49962 SH SOLE 0 0 49962 SENOMYX INC COM 81724Q107 25 41766 SH SOLE 0 0 41766 SONOCO PRODUCTS CO COM 835495102 7866 155925 SH SOLE 0 0 155925 SPDR S&P 500 ETF TR UNIT 78462F103 1802 7174 SH SOLE 0 0 7174 SPDR S&P BANK ETF S&P BK ETF 78464A797 15671 347556 SH SOLE 0 0 347556 SPDR S&P PHARMACEUTICALS S&P PHRAMAC 78464A722 9436 221765 SH SOLE 0 0 221765 STRYKER CORP COM 863667101 1368 9630 SH SOLE 0 0 9630 SUNCOR ENERGY INC F COM 867224107 918 26210 SH SOLE 0 0 26210 TECHNOLOGY SELECT SECTOR TECHNOLOGY 81369Y803 45314 766731 SH SOLE 0 0 766731 US GLOBAL JETS ETF ETF US GLB JETS 26922A842 267 9025 SH SOLE 0 0 9025 VANGUARD DIVIDEND DIV APP ETF 921908844 1505 15873 SH SOLE 0 0 15873 VANGUARD ENERGY ETF ENERGY ETF 92204A306 984 10520 SH SOLE 0 0 10520 VANGUARD FTSE ALL WORLD ALLWRLD EX US 922042775 25822 489893 SH SOLE 0 0 489893 VANGUARD FTSE EMERGING FTSE EMR MKT ETF 922042858 24560 563701 SH SOLE 0 0 563701 VANGUARD GROWTH ETF GROWTH ETF 922908736 240 1805 SH SOLE 0 0 1805 VANGUARD HEALTH CARE HEALTH CAR ETF 92204A504 3348 21987 SH SOLE 0 0 21987 VANGUARD HIGH DIVIDEND HIGH DIV YLD 921946406 3780 46626 SH SOLE 0 0 46626 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 1031 8065 SH SOLE 0 0 8065 W E C ENERGY GROUP I COM 92939U106 2511 40000 SH SOLE 0 0 40000 WALT DISNEY CO COM 254687106 236 2398 SH SOLE 0 0 2398 WISDOMTREE EMERGING E MKTS CNSMER GR 97717W539 3173 125860 SH SOLE 0 0 125860 WISDOMTREE US LARGECAP LRGECP VALUE FD 97717W547 266 3505 SH SOLE 0 0 3505 WISDOMTREE US QLT DIV US QTLY DIV GRT 97717X669 287 7511 SH SOLE 0 0 7511