Director

0001062993-24-009832.txt : 20240510 0001062993-24-009832.hdr.sgml : 20240510 20240510075206 ACCESSION NUMBER: 0001062993-24-009832 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 EFFECTIVENESS DATE: 20240510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0001513006 ORGANIZATION NAME: IRS NUMBER: 362880742 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14335 FILM NUMBER: 24932906 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-209-9462 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20110214 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001513006 XXXXXXXX 03-31-2024 03-31-2024 false MIZUHO SECURITIES USA LLC

1271 AVENUE OF THE AMERICAS FLOORS 2,3,4,18,19 NEW YORK NY 10020

13F HOLDINGS REPORT 028-14335 N Gregory Doig Director 201.626.1242 Gregory Doig New York NY 05-09-2024 0 142 4092211203 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 99 ACQUISITION GROUP INC CL A 65445K101 1983538 193139 SH DFND 1983538 0 0 AIMEI HEALTH TECHNOLOGY CO L SHS G01341109 2723682 268343 SH DFND 2723682 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 16394976 13920000 SH DFND 16394976 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 17995989 17149000 SH DFND 17995989 0 0 ALPHA STAR ACQUISITION CORP ORDINARY SHARES G0230C108 2932709 261849 SH DFND 2932709 0 0 ALPHATIME ACQUISITION CORP ORDINARY SHARES G0223V105 3131581 288625 SH DFND 3131581 0 0 ALPHAVEST ACQUISITION CORP ORDINARY SHARES G0283A108 2561392 236073 SH DFND 2561392 0 0 AP ACQUISITION CORP CL A ORD SHS G04058106 9839200 878500 SH DFND 9839200 0 0 APX ACQUISITION CORP I CLASS A ORD SHS G0440J109 7883153 695777 SH DFND 7883153 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 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5273180 0 0 HCI GROUP INC NOTE 4.750% 6/0 40416EAF0 1252561 807000 SH DFND 1252561 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 815152 78380 SH DFND 815152 0 0 HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES G4619M109 3342937 308389 SH DFND 3342937 0 0 HUBSPOT INC NOTE 0.375% 6/0 443573AD2 2238690 1000000 SH DFND 2238690 0 0 INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 2484180 220816 SH DFND 2484180 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 282504437 635957 SH DFND 282504437 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 9149820 815492 SH DFND 9149820 0 0 INVESTCORP INDIA ACQUISTN CO CLASS A ORD SHS G49219101 3549325 319759 SH DFND 3549325 0 0 ISRAEL ACQUISITIONS CORP CLASS A ORD G49667101 539618 50197 SH DFND 539618 0 0 IX ACQUISITION CORP CLASS A ORD SHS G5000D103 143396 13036 SH DFND 143396 0 0 JVSPAC ACQUISITION CORP SHS CL A G5212E105 4358700 435000 SH DFND 4358700 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 1563000 150000 SH DFND 1563000 0 0 KRANESHARES TRUST CSI CHI INTERNET 500767306 262500 10000 SH DFND 262500 0 0 LEARN CW INVESTMENT COR CL A ORD SHS G54157105 8136656 745115 SH DFND 8136656 0 0 METAL SKY STAR ACQUISITION C ORDINARY SHARES G6053N105 787669 72197 SH DFND 787669 0 0 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 675438 636000 SH DFND 675438 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 35415667 20271000 SH DFND 35415667 0 0 MONTEREY CAP ACQUISITION COR CLASS A COM 61244M109 4121601 374691 SH DFND 4121601 0 0 MOUNTAIN & CO I ACQUISITN CO CLASS A ORD G6301J104 6000750 525000 SH DFND 6000750 0 0 NABORS ENERGY TRANSITION COR CL A G6363K106 141443 13666 SH DFND 141443 0 0 NABORS INDS INC NOTE 1.750% 6/1 62957HAL9 417526 575000 SH DFND 417526 0 0 NCL CORP LTD NOTE 6.000% 5/1 62886HAT8 14938704 9900000 SH DFND 14938704 0 0 NCL CORP LTD NOTE 5.375% 8/0 62886HAX9 3917940 3000000 SH DFND 3917940 0 0 NCL CORP LTD NOTE 1.125% 2/1 62886HBD2 2347285 2500000 SH DFND 2347285 0 0 NEW PROVIDENCE ACQSITN CORP CLASS A COM 64823D102 659072 61309 SH DFND 659072 0 0 NORTHERN OIL & GAS INC NOTE 3.625% 4/1 665531AJ8 10271485 8510000 SH DFND 10271485 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 1955960 182800 SH DFND 1955960 0 0 OCA ACQUISITION CORP COM CL A 670865104 497413 46271 SH DFND 497413 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A 82836N107 705430 67312 SH DFND 705430 0 0 SLAM CORP CL A SHS G8210L105 3327222 305530 SH DFND 3327222 0 0 SMX SEC MATTERS PLC SHS CL A NEW G8267K141 2500 25000 SH DFND 2500 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 5393885 5648000 SH DFND 5393885 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 2910636 3000000 SH DFND 2910636 0 0 SOUTHERN CO NOTE 3.875%12/1 842587DP9 703790 710000 SH DFND 703790 0 0 SOUTHWEST AIRLS CO COM 844741108 423255 14500 SH DFND 423255 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3186842929 6087641 SH DFND 3186842929 0 0 SPDR SER TR S&P RETAIL ETF 78464A714 75040500 950000 SH DFND 75040500 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 4575900 5000000 SH DFND 4575900 0 0 SPRING VALLEY ACQUISTN CORP CLASS A ORD G83752108 3893175 357500 SH DFND 3893175 0 0 SSR MINING IN NOTE 2.500% 4/0 784730AB9 2208520 2500000 SH DFND 2208520 0 0 STARWOOD PPTY TR INC NOTE 6.750% 7/1 85571BBA2 1937362 1821000 SH DFND 1937362 0 0 SUPER MICRO COMPUTER INC COM 86800U104 1212036 1200 SH DFND 1212036 0 0 TARGET GLOBAL ACQUISI I CORP CLASS A ORD SHS G8675N109 8227431 741210 SH DFND 8227431 0 0 TECHNOLOGY & TELECOM ACQ COR CLASS A ORD SHS G87119106 1815702 156526 SH DFND 1815702 0 0 TENX KEANE ACQUISITION ORD SHS G8708L104 3641000 331000 SH DFND 3641000 0 0 TLGY ACQUISITION CORPORATION CLASS A ORD SHS G8656T109 4439053 396344 SH DFND 4439053 0 0 TMT ACQUISITION CORP SHS G89229119 2752288 258917 SH DFND 2752288 0 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 11972308 1114740 SH DFND 11972308 0 0 TRAILBLAZER MERGER CORP I CL A 89278D109 336412 31948 SH DFND 336412 0 0 TRISTAR ACQUISITION I CORP CL A ORD SHS G9074V106 7453333 683792 SH DFND 7453333 0 0 AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 G0135E142 3916627 356057 SH DFND 3916627 0 0 BLACK HAWK ACQUISITION CORP UNIT 99/99/9999 G1148A127 5555000 550000 SH DFND 5555000 0 0 DT CLOUD ACQUISITION CORP UNIT 99/99/9999 G28524109 6310965 624848 SH DFND 6310965 0 0 IB ACQUISITION CORP UNIT 03/26/2029 44934N207 222111 22200 SH DFND 222111 0 0 LEGATO MERGER CORP III UNIT 99/99/9999 G5451A129 2546760 253409 SH DFND 2546760 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 2308478 205198 SH DFND 2308478 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1264800 40000 SH DFND 1264800 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 4857685 4019000 SH DFND 4857685 0 0 99 ACQUISITION GROUP INC *W EXP 08/25/202 65445K119 500 50000 SH DFND 500 0 0 ABLE VIEW GLOBAL INC *W EXP 08/18/202 G1149B116 2566 256600 SH DFND 2566 0 0 BITCOIN DEPOT INC *W EXP 06/30/202 09174P113 3502 70050 SH DFND 3502 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 793 79264 SH DFND 793 0 0 BLUE OCEAN ACQUISITION CORP *W EXP 99/99/999 G1330L121 1000 100000 SH DFND 1000 0 0 BRAND ENGAGEMENT NETWORK INC *W EXP 03/14/202 104932116 2510 25096 SH DFND 2510 0 0 CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 G1745A124 1000 99960 SH DFND 1000 0 0 CAPITALWORKS EMNG MKTS ACQST *W EXP 99/99/999 G1889L126 1085 108460 SH DFND 1085 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 2777024 260021 SH DFND 2777024 0 0 DISTOKEN ACQUISITION CORP *W EXP 11/30/202 G27740102 990 98990 SH DFND 990 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 1189 118941 SH DFND 1189 0 0 FOCUS IMPACT ACQUISITION COR *W EXP 99/99/999 34417L117 2819 281864 SH DFND 2819 0 0 HORIZON SPACE ACQUSTN I CORP *W EXP 03/02/202 G4619M117 256 25600 SH DFND 256 0 0 INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 G49219127 2234 223412 SH DFND 2234 0 0 IX ACQUISITION CORP *W EXP 07/31/202 G5000D111 1000 100000 SH DFND 1000 0 0 LEARN CW INVESTMENT COR *W EXP 10/08/202 G54157113 2524 252442 SH DFND 2524 0 0 MOUNTAIN & CO I ACQUISITN CO *W EXP 09/30/202 G6301J112 1435 28700 SH DFND 1435 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 3571 357118 SH DFND 3571 0 0 PSYENCE BIOMEDICAL LTD *W EXP 01/25/202 74449F118 4466 89325 SH DFND 4466 0 0 SLAM CORP *W EXP 99/99/999 G8210L121 10180 101797 SH DFND 10180 0 0 ZALATORIS II ACQUISITION COR CLASS A ORD G9831X106 5577336 518822 SH 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