Managing Director

0001062993-21-000683.txt : 20210129 0001062993-21-000683.hdr.sgml : 20210129 20210128185330 ACCESSION NUMBER: 0001062993-21-000683 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210128 EFFECTIVENESS DATE: 20210129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0001513006 IRS NUMBER: 362880742 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14335 FILM NUMBER: 21567228 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-209-9462 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20110214 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001513006 XXXXXXXX 12-31-2020 12-31-2020 MIZUHO SECURITIES USA LLC

1271 AVENUE OF THE AMERICAS FLOORS 2,3,4,18,19 NEW YORK NY 10020

13F HOLDINGS REPORT 028-14335 N Mitchell Billek Managing Director 201.626.1286 Mitchell Billek New York NY 12-31-2020 0 200 1702441 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 435 300000 SH DFND 435 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 262 25000 SH DFND 262 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 2000 200000 SH DFND 2000 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 950 95000 SH DFND 950 0 0 AGBA ACQUISITION LTD SHS G0120M109 5782 555990 SH DFND 5782 0 0 AIR PRODS & CHEMS INC COM 009158106 323 1182 SH DFND 323 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 1015 92260 SH DFND 1015 0 0 ALTRIA GROUP INC COM 02209S103 324 7906 SH DFND 324 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 4500 450000 SH DFND 4500 0 0 AMAZON COM INC COM 023135106 306 94 SH DFND 306 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 6 96750 SH Call DFND 6 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 1300 130000 SH DFND 1300 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SH DFND 3075 0 0 KINS TECHNOLOGY GROUP INC UNIT 10/14/2025 49714K208 2832 275000 SH DFND 2832 0 0 L&F ACQUISITION CORP UNIT 99/99/9999 G53702125 255 25000 SH DFND 255 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 5638 550000 SH DFND 5638 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 6138 116275 SH DFND 6138 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 1719 35435 SH DFND 1719 0 0 PG&E CORP UNIT 99/99/9999 69331C140 4071 35000 SH DFND 4071 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 366 35000 SH DFND 366 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 256 25000 SH DFND 256 0 0 RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 259 25000 SH DFND 259 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 310 29100 SH DFND 310 0 0 ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 260 25000 SH DFND 260 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 769 75000 SH DFND 769 0 0 SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 520 50000 SH 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