0001062993-14-003988.txt : 20140702
0001062993-14-003988.hdr.sgml : 20140702
20140702134543
ACCESSION NUMBER: 0001062993-14-003988
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140702
DATE AS OF CHANGE: 20140702
EFFECTIVENESS DATE: 20140702
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA INC.
CENTRAL INDEX KEY: 0001513006
IRS NUMBER: 362880742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14335
FILM NUMBER: 14955553
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-209-9462
MAIL ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513006
XXXXXXXX
06-30-2014
06-30-2014
MIZUHO SECURITIES USA INC.
320 PARK AVE, 12TH FLOOR
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-14335
N
Mitchell Billek
Managing Director
201.626.1286
Mitchell Billek
New York
NY
06-30-2014
0
32
232862
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
833
500000
SH
SOLE
500000
0
0
APPLE INC
COM
037833100
702
7554
SH
SOLE
7554
0
0
APPLIED MATLS INC
COM
038222105
34
1525
SH
SOLE
1525
0
0
APPLIED MATLS INC
COM
038222105
2255
100000
SH
SOLE
100000
0
0
AUXILIUM PHARMACEUTICALS INC
NOTE 1.500% 7/1
05334DAA5
970
900000
SH
SOLE
900000
0
0
CADENCE DESIGN SYSTEM INC
NOTE 2.625% 6/0
127387AJ7
3496
1500000
SH
SOLE
1500000
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
671
500000
SH
SOLE
500000
0
0
ENCORE CAP GROUP INC
NOTE 3.000%11/2
292554AD4
767
500000
SH
SOLE
500000
0
0
GOOGLE INC
CL A
38259P508
206
353
SH
SOLE
353
0
0
ISHARES
20+ YR TR BD ETF
464287432
182009
1600000
SH
SOLE
1600000
0
0
KANDI TECHNOLOGIES GROUP INC
COM
483709101
1115
78800
SH
SOLE
78800
0
0
LEAP WIRELESS INTL INC
NOTE 4.500% 7/1
521863AL4
3926
3930000
SH
SOLE
3930000
0
0
LULULEMON ATHLETICA INC
COM
550021109
1672
41300
SH
SOLE
41300
0
0
MANNKIND CORP
COM
56400P201
275
25000
SH
SOLE
25000
0
0
MICRON TECHNOLOGY INC
NOTE 1.625% 2/1
595112AU7
33
11000
SH
SOLE
11000
0
0
MICROSOFT CORP
COM
594918104
432
10349
SH
SOLE
10349
0
0
MOLYCORP INC DEL
COM
608753109
206
80000
SH
SOLE
80000
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
835
23000
SH
SOLE
23000
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
3450
3433000
SH
SOLE
3433000
0
0
NEWMONT MINING CORP
NOTE 1.250% 7/1
651639AH9
12148
12160000
SH
SOLE
12160000
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
4830
4816000
SH
SOLE
4816000
0
0
OMNICARE INC
NOTE 3.500% 2/1
681904AQ1
394
350000
SH
SOLE
350000
0
0
OPKO HEALTH INC
COM
68375N103
221
25000
SH
SOLE
25000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
231
2463
SH
SOLE
2463
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.500% 8/1
74348TAD4
521
500000
SH
SOLE
500000
0
0
ROCKET FUEL INC
COM
773111109
777
25000
SH
SOLE
25000
0
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
2371
1205000
SH
SOLE
1205000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
5634
2750000
SH
SOLE
2750000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
446
10000
SH
SOLE
10000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
430
2197
SH
SOLE
2197
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
596
50000
SH
SOLE
50000
0
0
YINGLI GREEN ENERGY HLDG CO
ADR
98584B103
374
100000
SH
SOLE
100000
0
0