0001062993-14-000222.txt : 20140115
0001062993-14-000222.hdr.sgml : 20140115
20140115123213
ACCESSION NUMBER: 0001062993-14-000222
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140115
DATE AS OF CHANGE: 20140115
EFFECTIVENESS DATE: 20140115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA INC.
CENTRAL INDEX KEY: 0001513006
IRS NUMBER: 362880742
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14335
FILM NUMBER: 14529171
BUSINESS ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-209-9462
MAIL ADDRESS:
STREET 1: 320 PARK AVE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001513006
XXXXXXXX
12-31-2013
12-31-2013
MIZUHO SECURITIES USA INC.
320 PARK AVE, 12TH FLOOR
NEW YORK
NY
10020
13F HOLDINGS REPORT
028-14335
N
Mitchell Billek
Managing Director
201.626.1286
Mitchell Billek
New York
NY
01-15-2014
0
141
1212343
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
15772
112456
SH
SOLE
112456
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1488
83468
SH
SOLE
83468
0
0
ADOBE SYS INC
COM
00724F101
3615
60378
SH
SOLE
60378
0
0
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
811
500000
SH
SOLE
500000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
1020
21628
SH
SOLE
21628
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
3149
23667
SH
SOLE
23667
0
0
ALTERA CORP
COM
021441100
1261
38766
SH
SOLE
38766
0
0
AMAZON COM INC
COM
023135106
22054
55302
SH
SOLE
55302
0
0
AMERICAN EXPRESS CO
COM
025816109
10214
112575
SH
SOLE
112575
0
0
AMGEN INC
COM
031162100
10394
91044
SH
SOLE
91044
0
0
ANALOG DEVICES INC
COM
032654105
1912
37539
SH
SOLE
37539
0
0
APPLE INC
COM
037833100
60945
108615
SH
SOLE
108615
0
0
APPLIED MATLS INC
COM
038222105
2570
145263
SH
SOLE
145263
0
0
AT&T INC
COM
00206R102
4023
114408
SH
SOLE
114408
0
0
AUTODESK INC
COM
052769106
1370
27214
SH
SOLE
27214
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
4694
58090
SH
SOLE
58090
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
1574
29766
SH
SOLE
29766
0
0
BAIDU INC
SPON ADR REP A
056752108
5898
33157
SH
SOLE
33157
0
0
BED BATH & BEYOND INC
COM
075896100
2085
25962
SH
SOLE
25962
0
0
BIOGEN IDEC INC
COM
09062X103
7966
28474
SH
SOLE
28474
0
0
BOEING CO
COM
097023105
15352
112478
SH
SOLE
112478
0
0
BRISTOW GROUP INC
NOTE 3.000% 6/1
110394AC7
535
435000
SH
SOLE
435000
0
0
BROADCOM CORP
CL A
111320107
1855
62547
SH
SOLE
62547
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
1065
18259
SH
SOLE
18259
0
0
CA INC
COM
12673P105
1831
54411
SH
SOLE
54411
0
0
CADENCE DESIGN SYSTEM INC
NOTE 2.625% 6/0
127387AJ7
2825
1500000
SH
SOLE
1500000
0
0
CATAMARAN CORP
COM
148887102
1178
24815
SH
SOLE
24815
0
0
CATERPILLAR INC DEL
COM
149123101
10212
112454
SH
SOLE
112454
0
0
CELGENE CORP
COM
151020104
8404
49741
SH
SOLE
49741
0
0
CERNER CORP
COM
156782104
2308
41413
SH
SOLE
41413
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
1707
12484
SH
SOLE
12484
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1525
23633
SH
SOLE
23633
0
0
CHEVRON CORP NEW
COM
166764100
14114
112997
SH
SOLE
112997
0
0
CISCO SYS INC
COM
17275R102
17012
757771
SH
SOLE
757771
0
0
CITRIX SYS INC
COM
177376100
1421
22469
SH
SOLE
22469
0
0
COCA COLA CO
COM
191216100
4701
113788
SH
SOLE
113788
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
3689
36534
SH
SOLE
36534
0
0
COMCAST CORP NEW
CL A
20030N101
13413
258116
SH
SOLE
258116
0
0
COSTCO WHSL CORP NEW
COM
22160K105
6276
52733
SH
SOLE
52733
0
0
DEALERTRACK TECHNOLOGIES INC
NOTE 1.500% 3/1
242309AB8
1120
809000
SH
SOLE
809000
0
0
DIRECTV
COM
25490A309
4384
63459
SH
SOLE
63459
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
1599
17685
SH
SOLE
17685
0
0
DISH NETWORK CORP
CL A
25470M109
1529
26401
SH
SOLE
26401
0
0
DOLLAR TREE INC
COM
256746108
1418
25138
SH
SOLE
25138
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
7314
112577
SH
SOLE
112577
0
0
EBAY INC
COM
278642103
8577
156267
SH
SOLE
156267
0
0
EQUINIX INC
COM NEW
29444U502
1064
5998
SH
SOLE
5998
0
0
EXPEDIA INC DEL
COM NEW
30212P303
988
14184
SH
SOLE
14184
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1098
24822
SH
SOLE
24822
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
6835
97306
SH
SOLE
97306
0
0
EXXON MOBIL CORP
COM
30231G102
11540
114028
SH
SOLE
114028
0
0
F5 NETWORKS INC
COM
315616102
850
9354
SH
SOLE
9354
0
0
FACEBOOK INC
CL A
30303M102
12362
226167
SH
SOLE
226167
0
0
FASTENAL CO
COM
311900104
1701
35810
SH
SOLE
35810
0
0
FISERV INC
COM
337738108
1850
31331
SH
SOLE
31331
0
0
GARMIN LTD
SHS
H2906T109
1087
23528
SH
SOLE
23528
0
0
GENERAL ELECTRIC CO
COM
369604103
3264
116453
SH
SOLE
116453
0
0
GILEAD SCIENCES INC
COM
375558103
13913
185136
SH
SOLE
185136
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
19918
112364
SH
SOLE
112364
0
0
GOOGLE INC
CL A
38259P508
37469
33433
SH
SOLE
33433
0
0
GREEN MTN COFFEE ROASTERS IN
COM
393122106
1354
17909
SH
SOLE
17909
0
0
SCHEIN HENRY INC
COM
806407102
1176
10288
SH
SOLE
10288
0
0
HOME DEPOT INC
COM
437076102
9286
112780
SH
SOLE
112780
0
0
ILLUMINA INC
COM
452327109
1686
15245
SH
SOLE
15245
0
0
INTEL CORP
COM
458140100
18494
712411
SH
SOLE
712411
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
21123
112616
SH
SOLE
112616
0
0
INTUIT
COM
461202103
2624
34381
SH
SOLE
34381
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1753
4563
SH
SOLE
4563
0
0
ISHARES
20+ YR TR BD ETF
464287432
315576
3100000
SH
SOLE
3100000
0
0
JOHNSON & JOHNSON
COM
478160104
10384
113376
SH
SOLE
113376
0
0
JPMORGAN CHASE & CO
COM
46625H100
6653
113771
SH
SOLE
113771
0
0
KLA-TENCOR CORP
COM
482480100
1298
20140
SH
SOLE
20140
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
3877
71901
SH
SOLE
71901
0
0
LEAP WIRELESS INTL INC
NOTE 4.500% 7/1
521863AL4
2033
2000000
SH
SOLE
2000000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
2376
26699
SH
SOLE
26699
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
1695
57744
SH
SOLE
57744
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
1841
12572
SH
SOLE
12572
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
1289
28298
SH
SOLE
28298
0
0
MARRIOTT INTL INC NEW
CL A
571903202
1778
36026
SH
SOLE
36026
0
0
MATTEL INC
COM
577081102
1943
40837
SH
SOLE
40837
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
949
34018
SH
SOLE
34018
0
0
MCDONALDS CORP
COM
580135101
10926
112606
SH
SOLE
112606
0
0
MERCK & CO INC NEW
COM
58933Y105
5677
113418
SH
SOLE
113418
0
0
MICRON TECHNOLOGY INC
COM
595112103
2764
127003
SH
SOLE
127003
0
0
MICROSOFT CORP
COM
594918104
41913
1119775
SH
SOLE
1119775
0
0
MONDELEZ INTL INC
CL A
609207105
7475
211757
SH
SOLE
211757
0
0
MONSTER BEVERAGE CORP
COM
611740101
1371
20224
SH
SOLE
20224
0
0
MYLAN INC
COM
628530107
2006
46223
SH
SOLE
46223
0
0
NAVISTAR INTL CORP NEW
NOTE 3.000%10/1
63934EAL2
1462
1433000
SH
SOLE
1433000
0
0
NETAPP INC
COM
64110D104
1693
41164
SH
SOLE
41164
0
0
NETFLIX INC
COM
64110L106
2639
7169
SH
SOLE
7169
0
0
NEWMONT MINING CORP
NOTE 1.250% 7/1
651639AH9
18831
18850000
SH
SOLE
18850000
0
0
NIKE INC
CL B
654106103
8847
112501
SH
SOLE
112501
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
4524
4700000
SH
SOLE
4700000
0
0
NVIDIA CORP
COM
67066G104
1100
68633
SH
SOLE
68633
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1360
29609
SH
SOLE
29609
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
1664
12928
SH
SOLE
12928
0
0
PACCAR INC
COM
693718108
2528
42724
SH
SOLE
42724
0
0
PAYCHEX INC
COM
704326107
2005
44039
SH
SOLE
44039
0
0
PFIZER INC
COM
717081103
3520
114919
SH
SOLE
114919
0
0
PRICELINE COM INC
COM NEW
741503403
7205
6198
SH
SOLE
6198
0
0
PROCTER & GAMBLE CO
COM
742718109
9226
113332
SH
SOLE
113332
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.500% 8/1
74348TAD4
729
700000
SH
SOLE
700000
0
0
QUALCOMM INC
COM
747525103
15147
204004
SH
SOLE
204004
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
3231
11740
SH
SOLE
11740
0
0
ROSS STORES INC
COM
778296103
1959
26139
SH
SOLE
26139
0
0
SANDISK CORP
COM
80004C101
1926
27300
SH
SOLE
27300
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
1390
15467
SH
SOLE
15467
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2214
39416
SH
SOLE
39416
0
0
SIGMA ALDRICH CORP
COM
826552101
1354
14407
SH
SOLE
14407
0
0
SIRIUS XM HLDGS INC
COM
82968B103
2576
738237
SH
SOLE
738237
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
52760
318986
SH
SOLE
318986
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7083
38384
SH
SOLE
38384
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
24679
101102
SH
SOLE
101102
0
0
STAPLES INC
COM
855030102
1254
78946
SH
SOLE
78946
0
0
STARBUCKS CORP
COM
855244109
7132
90980
SH
SOLE
90980
0
0
STERICYCLE INC
COM
858912108
1199
10320
SH
SOLE
10320
0
0
SYMANTEC CORP
COM
871503108
1982
84035
SH
SOLE
84035
0
0
TESLA MTRS INC
COM
88160R101
2221
14766
SH
SOLE
14766
0
0
TEXAS INSTRS INC
COM
882508104
5801
132104
SH
SOLE
132104
0
0
TRAVELERS COMPANIES INC
COM
89417E109
10171
112340
SH
SOLE
112340
0
0
TRACTOR SUPPLY CO
COM
892356106
1302
16787
SH
SOLE
16787
0
0
TRIPADVISOR INC
COM
896945201
1293
15606
SH
SOLE
15606
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
6307
179291
SH
SOLE
179291
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
12807
112542
SH
SOLE
112542
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
8480
112611
SH
SOLE
112611
0
0
VERISK ANALYTICS INC
CL A
92345Y106
1330
20239
SH
SOLE
20239
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5572
113393
SH
SOLE
113393
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
2098
28240
SH
SOLE
28240
0
0
VIACOM INC NEW
CL B
92553P201
4166
47700
SH
SOLE
47700
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
2573
198804
SH
SOLE
198804
0
0
VISA INC
COM CL A
92826C839
25029
112401
SH
SOLE
112401
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
4671
118827
SH
SOLE
118827
0
0
WAL-MART STORES INC
COM
931142103
8882
112868
SH
SOLE
112868
0
0
DISNEY WALT CO
COM DISNEY
254687106
8624
112875
SH
SOLE
112875
0
0
WESTERN DIGITAL CORP
COM
958102105
2392
28509
SH
SOLE
28509
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
557
10000
SH
SOLE
10000
0
0
WHOLE FOODS MKT INC
COM
966837106
2597
44916
SH
SOLE
44916
0
0
WYNN RESORTS LTD
COM
983134107
2369
12198
SH
SOLE
12198
0
0
XILINX INC
COM
983919101
1489
32433
SH
SOLE
32433
0
0
YAHOO INC
COM
984332106
4953
122466
SH
SOLE
122466
0
0