0001512920-17-000008.txt : 20170712 0001512920-17-000008.hdr.sgml : 20170712 20170712154931 ACCESSION NUMBER: 0001512920-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT INC. CENTRAL INDEX KEY: 0001512920 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14703 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 13F-HR 1 primary_doc.xml 13F-HR LIVE true false false 0001512920 XXXXXXXX 28-14703 06-30-2017 06-30-2017 Sprott Inc.

Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700 Toronto A6 M5J 2J1

13F HOLDINGS REPORT 028-14703 N Kirstin McTaggart 416-943-4065 Kirstin McTaggart Toronto A6 07-12-2017 0 176 2692007 false INFORMATION TABLE 2 infoTable.xml NA AEMETIS INC COM 00770K202 1531 1151373 SH SOLE 1151373 0 0 AFFILIATED MANAGERS GROUP COM 008252108 972 5858 SH SOLE 5858 0 0 AGNICO EAGLE MINES LTD COM 008474108 17832 395216 SH SOLE 395216 0 0 ALAMOS GOLD INC COM 011532108 5661 788392 SH SOLE 788392 0 0 ALEXCO RESOURCE CORP COM 01535P106 412 311922 SH SOLE 311922 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 337 32000 SH SOLE 32000 0 0 ALIO GOLD INC COM 01627X108 3020 666610 SH SOLE 666610 0 0 ALLERGAN PLC COM G0177J108 1944 7998 SH SOLE 7998 0 0 ALPHABET INC CL C COM 02079K107 1666 1833 SH SOLE 1833 0 0 ALPS ETF TR ALERIAN MLP COM 00162Q866 246 20571 SH SOLE 20571 0 0 ALPS ETF TR SPROTT GOLD MINERS COM 00162Q643 2103 108045 SH SOLE 108045 0 0 AMERICAN TOWER CORP COM 03027X100 2065 15605 SH SOLE 15605 0 0 AMGEN INC COM 031162100 4409 25600 SH SOLE 25600 0 0 APPLE INC COM 037833100 12030 83530 SH SOLE 83530 0 0 ARTISAN PARTNERS ASSET MGMT CL A COM 04316A108 5833 190000 SH SOLE 190000 0 0 ASANKO GOLD INC COM 04341Y105 6933 4531679 SH SOLE 4531679 0 0 AVINO SILVER & GOLD MINES LTD COM 053906103 237 148163 SH SOLE 148163 0 0 B2GOLD CORP COM 11777Q209 18155 6460950 SH SOLE 6460950 0 0 BARCLAYS BK PLC IPATH S&P500 VIX COM 06740Q252 313 24500 SH SOLE 24500 0 0 BARRICK GOLD CORP COM 067901108 5832 366592 SH SOLE 366592 0 0 BAYTEX ENERGY CORP COM 07317Q105 1312 540000 SH SOLE 540000 0 0 BERKSHIRE HATHAWAY INC CL B COM 084670702 6373 37625 SH SOLE 37625 0 0 BROOKFIELD INFRAST PARTNERS LP COM G16252101 28540 697630 SH SOLE 697630 0 0 BROOKFIELD PPTY PARTNERS L P COM G16249107 19637 829610 SH SOLE 829610 0 0 BUCKLE INC COM 118440106 3738 210000 SH SOLE 210000 0 0 C&J ENERGY SVCS INC COM 12674R100 6169 180000 SH SOLE 180000 0 0 CAL MAINE FOODS INC COM 128030202 8372 211424 SH SOLE 211424 0 0 CALLON PETE CO COM 13123X102 9984 941000 SH SOLE 941000 0 0 CAMECO CORP COM 13321L108 486 53366 SH SOLE 53366 0 0 CANADIAN NAT RES LTD COM 136385101 435 15100 SH SOLE 15100 0 0 CANADIAN PAC RY LTD COM 13645T100 1668 10375 SH SOLE 10375 0 0 CARBO CERAMICS INC COM 140781105 2192 320000 SH SOLE 320000 0 0 CATCHMARK TIMBER TR INC CL A COM 14912Y202 278 24450 SH SOLE 24450 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 1128 13900 SH SOLE 13900 0 0 CENTRAL FD CDA LTD CL A COM 153501101 19604 1589907 SH SOLE 1589907 0 0 CENTURY CMNTYS INC COM 156504300 1612 65000 SH SOLE 65000 0 0 CIRRUS LOGIC INC COM 172755100 5990 95500 SH SOLE 95500 0 0 CITY OFFICE REIT INC COM 178587101 440 34675 SH SOLE 34675 0 0 COEUR MNG INC COM 192108504 4196 489100 SH SOLE 489100 0 0 COMCAST CORP COM 20030N101 19744 507303 SH SOLE 507303 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR COM 204448104 2194 190795 SH SOLE 190795 0 0 CONTINENTAL RESOURCES INC COM 212015101 3233 100000 SH SOLE 100000 0 0 CRESCENT PT ENERGY CORP COM 22576C101 621 81140 SH SOLE 81140 0 0 DANAHER CORP COM 235851102 8279 98100 SH SOLE 98100 0 0 DENISON MINES CORP COM 248356107 20 44936 SH SOLE 44936 0 0 DIREXION DLY JR GOLD 3X COM 25460E877 478 7500 SH SOLE 7500 0 0 DIREXION DAILY GLD MINE COM 25490K174 374 14000 SH SOLE 14000 0 0 DISNEY WALT CO COM 254687106 1061 9985 SH SOLE 9985 0 0 DOMINION DIAMOND CORP COM 257287102 271 21595 SH SOLE 21595 0 0 DRDGOLD LIMITED SPON ADR COM 26152H301 32 10000 SH SOLE 10000 0 0 ELDORADO GOLD CORP COM 284902103 189 71750 SH SOLE 71750 0 0 ENBRIDGE INC COM 29250N105 26946 676877 SH SOLE 676877 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 2115 693316 SH SOLE 693316 0 0 ENERGY FUELS INC W EXP 09/20/2021 W EXP 09/20/2021 292671179 175 277778 SH SOLE 277778 0 0 ENERGY FUELS INC COM 292671708 72 45000 SH SOLE 45000 0 0 EQUINIX INC COM 29444U700 669 1560 SH SOLE 1560 0 0 EURASIAN MINERALS INC COM 29843R100 8176 8838453 SH SOLE 8838453 0 0 EXXON MOBIL CORP COM 30231G102 5659 70100 SH SOLE 70100 0 0 FAIRMOUNT SANTROL HLDGS INC COM 30555Q108 7312 1875000 SH SOLE 1875000 0 0 FEDERATED INVS INC PA CL B COM 314211103 6498 230000 SH SOLE 230000 0 0 FEDEX CORP COM 31428X106 1663 7650 SH SOLE 7650 0 0 FERROGLOBE PLC COM G33856108 5709 477738 SH SOLE 477738 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 4440 534294 SH SOLE 534294 0 0 FISERV INC COM 337738108 25667 209800 SH SOLE 209800 0 0 FORTUNA SILVER MINES INC COM 349915108 8960 1832300 SH SOLE 1832300 0 0 FRANCO NEVADA CORP COM 351858105 8655 119941 SH SOLE 119941 0 0 FRANKLIN RES INC COM 354613101 13123 293000 SH SOLE 293000 0 0 FREEPORT-MCMORAN INC CL B COM 35671D857 363 30200 SH SOLE 30200 0 0 FRP HLDGS INC COM 30292L107 4407 95500 SH SOLE 95500 0 0 GAMESTOP CORP COM 36467W109 9616 445000 SH SOLE 445000 0 0 GARMIN LTD COM H2906T109 4491 88000 SH SOLE 88000 0 0 GENERAL ELECTRIC CO COM 369604103 22410 829700 SH SOLE 829700 0 0 GENTEX CORP COM 371901109 8062 425000 SH SOLE 425000 0 0 GGP INC COM 36174X101 348 14773 SH SOLE 14773 0 0 GLADSTONE INVT CORP COM 376546107 160 17000 SH SOLE 17000 0 0 GOLD STD VENTURES CORP COM 380738104 144 84500 SH SOLE 84500 0 0 GOLDCORP INC COM 380956409 3753 290704 SH SOLE 290704 0 0 GREAT PANTHER SILVER LTD COM 39115V101 1732 1353442 SH SOLE 1353442 0 0 GROUPE CGI INC CL A COM 39945C109 28367 555450 SH SOLE 555450 0 0 HECLA MNG CO COM 422704106 3113 610425 SH SOLE 610425 0 0 HELMERICH & PAYNE INC COM 423452101 6928 127500 SH SOLE 127500 0 0 HI-CRUSH PARTNERS LP COM 428337109 12749 1175000 SH SOLE 1175000 0 0 HOME DEPOT INC COM 437076102 10600 69100 SH SOLE 69100 0 0 HUDBAY MINERALS INC COM 443628102 259 45000 SH SOLE 45000 0 0 HUDSON PAC PPTYS INC COM 444097109 313 9145 SH SOLE 9145 0 0 IAMGOLD CORP COM 450913108 114 22000 SH SOLE 22000 0 0 INDUSTRIAS BACHOCO SAB DE SPON ADR COM 456463108 6299 108636 SH SOLE 108636 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 18508 280771 SH SOLE 280771 0 0 INTERNATIONAL TOWER HILL MINES COM 46050R102 30 63500 SH SOLE 63500 0 0 INTERXION HOLDING NV COM N47279109 1337 29200 SH SOLE 29200 0 0 ISHARES GOLD TRUST COM 464285105 183 15354 SH SOLE 15354 0 0 ISHARES U.S. REAL ESTATE PUT 464287959 126571 1586700 SH SOLE 1586700 0 0 JPMORGAN CHASE & CO COM 46625H100 1777 19440 SH SOLE 19440 0 0 KEANE GROUP INC COM 48669A108 400 25000 SH SOLE 25000 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 10244 537751 SH SOLE 537751 0 0 KINROSS GOLD CORP COM 496902404 3997 982170 SH SOLE 982170 0 0 KLONDEX MNS LTD COM 498696103 38 11300 SH SOLE 11300 0 0 LAM RESEARCH CORP COM 512807108 3606 25500 SH SOLE 25500 0 0 MACQUARIE INFRASTRUCTURE CORP COM 55608B105 2411 30750 SH SOLE 30750 0 0 MAG SILVER CORP COM 55903Q104 16089 1233819 SH SOLE 1233819 0 0 MANULIFE FINL CORP COM 56501R106 14732 785295 SH SOLE 785295 0 0 MARATHON OIL CORP COM 565849106 170 14310 SH SOLE 14310 0 0 MARCUS & MILLICHAP INC COM 566324109 2900 110000 SH SOLE 110000 0 0 MASTERCARD INCORPORATED CL A COM 57636Q104 1839 15140 SH SOLE 15140 0 0 MCEWEN MNG INC COM 58039P107 2413 917513 SH SOLE 917513 0 0 MEDTRONIC PLC COM G5960L103 390 4400 SH SOLE 4400 0 0 MKS INSTRUMENT INC COM 55306N104 4711 70000 SH SOLE 70000 0 0 MOUNTAIN PROV DIAMONDS INC COM 62426E402 1311 437127 SH SOLE 437127 0 0 NEVSUN RES LTD COM 64156L101 8271 3431806 SH SOLE 3431806 0 0 NEW GOLD INC CDA COM 644535106 466 146650 SH SOLE 146650 0 0 NEW GOLD INC CDA CALL 644535906 3036 954600 SH SOLE 954600 0 0 NEWMONT MINING CORP COM 651639106 9529 294190 SH SOLE 294190 0 0 NEXGEN ENERGY LTD COM 65340P106 1795 819700 SH SOLE 819700 0 0 NEXTERA ENERGY INC COM 65339F101 373 2665 SH SOLE 2665 0 0 NORTHERN DYNASTY MINERALS COM 66510M204 22 16000 SH SOLE 16000 0 0 NORTHROP GRUMMAN CORP COM 666807102 22257 86700 SH SOLE 86700 0 0 OASIS PETE INC COM 674215108 143 17800 SH SOLE 17800 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 730 59725 SH SOLE 59725 0 0 PAN AMERICAN SILVER CORP COM 697900108 9707 577090 SH SOLE 577090 0 0 PARSLEY ENERGY INC CL A COM 701877102 13042 470000 SH SOLE 470000 0 0 PATTERSON UTI ENERGY INC COM 703481101 8884 440000 SH SOLE 440000 0 0 PEMBINA PIPELINE CORP COM 706327103 564 17032 SH SOLE 17032 0 0 PEPSICO INC COM 713448108 9332 80800 SH SOLE 80800 0 0 PLATINUM GROUP METALS LTD COM 72765Q601 522 625238 SH SOLE 625238 0 0 POTASH CORP SASK INC COM 73755L107 524 32130 SH SOLE 32130 0 0 POWERSHS DB AGRICUL FD COM 73936B408 635 32000 SH SOLE 32000 0 0 PRETIUM RES INC COM 74139C102 12973 1349977 SH SOLE 1349977 0 0 PROLOGIS INC COM 74340W103 422 7200 SH SOLE 7200 0 0 PROPETRO HLDG CORP COM 74347M108 13611 975000 SH SOLE 975000 0 0 RANDGOLD RES LTD ADR COM 752344309 5001 56532 SH SOLE 56532 0 0 RAYTHEON CO COM 755111507 1727 10695 SH SOLE 10695 0 0 RICHMONT MINES INC COM 76547T106 8956 1148150 SH SOLE 1148150 0 0 ROYAL BK CDA COM 780087102 782 10785 SH SOLE 10785 0 0 ROYAL GOLD INC COM 780287108 2458 31438 SH SOLE 31438 0 0 SANDERSON FARMS INC COM 800013104 11045 95500 SH SOLE 95500 0 0 SANDSTORM GOLD LTD COM 80013R206 279 72013 SH SOLE 72013 0 0 SEABRIDGE GOLD INC COM 811916105 4161 385300 SH SOLE 385300 0 0 SELECT SECTOR SPDR UTILS PUT 81369Y956 181247 3488200 SH SOLE 3488200 0 0 SELECT SECTOR SPDR CONS STPLS PUT 81369Y958 350616 6381800 SH SOLE 6381800 0 0 SILVER STD RES INC COM 82823L106 2454 252700 SH SOLE 252700 0 0 SILVERCORP METALS INC COM 82835P103 1174 365800 SH SOLE 365800 0 0 SIMON PPTY GROUP INC COM 828806109 259 1600 SH SOLE 1600 0 0 SL GREEN RLTY CORP COM 78440X101 354 3345 SH SOLE 3345 0 0 SMART SAND INC COM 83191H107 5346 600000 SH SOLE 600000 0 0 SPDR GOLD SHARES CALL 78463V907 153426 1300000 SH SOLE 1300000 0 0 SPDR EURO STOXX 50 PUT 78463X952 153880 4000000 SH SOLE 4000000 0 0 SPDR S&P 500 ETF TRUST PUT 78462F953 702671 2906000 SH SOLE 2906000 0 0 SPROTT PHYSICAL GOLD TRUST COM 85207H104 1218 120223 SH SOLE 120223 0 0 SPROTT PHYSICAL PLAT PALLAD TRUST COM 85207Q104 761 95400 SH SOLE 95400 0 0 SPROTT PHYSICAL SILVER TRUST COM 85207K107 661 104775 SH SOLE 104775 0 0 SUNCOR ENERGY INC COM 867224107 18442 631572 SH SOLE 631572 0 0 SYNTEL INC COM 87162H103 5427 320000 SH SOLE 320000 0 0 TAHOE RES INC COM 873868103 5714 662901 SH SOLE 662901 0 0 TEUCRIUM COMMODITY TR CORN FD COM 88166A102 261 13700 SH SOLE 13700 0 0 TEUCRIUM COMMODITY TR WHEAT FD COM 88166A508 298 38000 SH SOLE 38000 0 0 THOR INDS INC COM 885160101 5331 51000 SH SOLE 51000 0 0 TORONTO DOMINION BK COM 891160509 761 15100 SH SOLE 15100 0 0 TRANSALTA CORP COM 89346D107 384 60000 SH SOLE 60000 0 0 TRANSCANADA CORP COM 89353D107 23575 494554 SH SOLE 494554 0 0 U S SILICA HLDGS INC COM 90346E103 15190 428000 SH SOLE 428000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 24097 129960 SH SOLE 129960 0 0 URANIUM ENERGY CORP COM 916896103 469 294811 SH SOLE 294811 0 0 VANECK VECTORS ETF TR JR GOLD MINERS CALL 92189F901 84869 2542500 SH SOLE 2542500 0 0 VANECK VECTORS ETF TR GOLD MINERS CALL 92189F906 33495 1517000 SH SOLE 1517000 0 0 VANECK VECTORS ETF TR GOLD MINERS COM 92189F106 4312 195276 SH SOLE 195276 0 0 VANECK VECTORS ETF TR JR GOLD MINERS COM 92189F791 835 25025 SH SOLE 25025 0 0 VISA INC CL A COM 92826C839 1953 20826 SH SOLE 20826 0 0 VISTA GOLD CORP COM 927926303 38 43166 SH SOLE 43166 0 0 WASTE CONNECTIONS INC COM 94106B101 1726 26786 SH SOLE 26786 0 0 WESTERN DIGITAL CORP COM 958102105 11002 124175 SH SOLE 124175 0 0 WESTLAKE CHEM CORP COM 960413102 8011 121000 SH SOLE 121000 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 10729 539400 SH SOLE 539400 0 0 WILLIAMS SONOMA INC COM 969904101 3104 64000 SH SOLE 64000 0 0 WPX ENERGY INC COM 98212B103 11109 1150000 SH SOLE 1150000 0 0 XYLEM INC COM 98419M100 1518 27386 SH SOLE 27386 0 0 YAMANA GOLD INC COM 98462Y100 138 56750 SH SOLE 56750 0 0