0001512920-13-000027.txt : 20130424 0001512920-13-000027.hdr.sgml : 20130424 20130424160853 ACCESSION NUMBER: 0001512920-13-000027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130424 DATE AS OF CHANGE: 20130424 EFFECTIVENESS DATE: 20130424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT INC. CENTRAL INDEX KEY: 0001512920 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14703 FILM NUMBER: 13779425 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 13F-HR 1 mar1313f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 28, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sprott Inc. Address: Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700, PO Box 27 Toronto, Ontario Canada M5J 2J1 Form 13F File Number: 28- 11504 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirstin McTaggart Title: Authorized Person Phone: 416-943-4065 Signature, Place, and Date of Signing: Kirstin McTaggart Toronto, Ontario, Canada April 24, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $763,321 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. FORM 13F INFORMATION TABLE Name Of Issuer Title Cusip Value USD Shares or Sh/ Put/ InvestmeOtheVoting Authority Class (x$1000) Prn Amt Prn Call DiscretiMgrs Sole Shared None AGNICO EAGLE MINES LTD com 008474108 642 15,649 sh Sole 15,649 AGRIUM INC com 008916108 322 3,300 sh Sole 3,300 ALAMOS GOLD INC com 011527108 4,117 300,000 sh Sole 300,000 ALDERON IRON ORE CORP com 01434T100 63 48,000 sh Sole 48,000 ALEXCO RESOURCE CORP com 01535P106 20,701 6,235,350 sh Sole 6,235,350 ALLIED NEVADA GOLD CORP com 019344100 8,012 486,775 sh Sole 486,775 ALMADEN MINERALS LTD com 020283107 3,766 1,743,593 sh Sole 1,743,593 ALPHA NATURAL RESOURCES INC com 02076X102 1,190 145,000 sh Sole 145,000 ANADARKO PETE CORP com 032511107 3,454 39,500 sh Sole 39,500 APPLE INC com 037833100 1,107 2,500 sh Sole 2,500 ASANKO GOLD INC com 04341Y105 10,514 3,195,867 sh Sole 3,195,867 AVINO SILVER & GOLD MINES LTD com 053906103 2,373 1,614,000 sh Sole 1,614,000 BALLY TECHNOLOGIES INC com 05874B107 1,299 25,000 sh Sole 25,000 BARRICK GOLD CORP com 067901108 1,197 40,729 sh Sole 40,729 BAYTEX ENERGY CORP com 07317Q105 3,774 90,000 sh Sole 90,000 BELLATRIX EXPLORATION LTD com 078314101 3,247 505,000 sh Sole 505,000 BHP BILLITON com 088606108 328 4,800 sh Sole 4,800 BONANZA CREEK ENERGY INC com 097793103 549 14,200 sh Sole 14,200 BRIGUS GOLD CORP com 109490102 8,627 10,394,351 sh Sole 10,394,351 CABOT OIL & GAS CORP com 127097103 561 8,300 sh Sole 8,300 CAMECO CORP com 13321L108 599 28,821 sh Sole 28,821 CAMERON INTERNATIONAL CORP com 13342B105 554 8,500 sh Sole 8,500 CANADIAN NAT RES LTD com 136385101 2,426 75,500 sh Sole 75,500 CANADIAN NATL RY CO com 136375102 2,006 20,000 sh Sole 20,000 CARDERO RES CORP com 14140U105 33 113,300 sh Sole 113,300 CENTRAL FD CDA LTD com 153501101 703 36,284 sh Sole 36,284 CIRRUS LOGIC INC com 172755100 7,378 324,300 sh Sole 324,300 CISCO SYS INC com 17275R102 10,126 484,600 sh Sole 484,600 CLAUDE RES INC com 182873109 2,587 5,563,350 sh Sole 5,563,350 COEUR D ALENE MINES CORP com 192108504 15,814 838,500 sh Sole 838,500 COMCAST CORP com 20030N200 3,874 97,800 sh Sole 97,800 CONCHO RES INC com 20605P101 2,923 30,000 sh Sole 30,000 CONTINENTAL RESOURCES INC com 212015101 4,755 54,700 sh Sole 54,700 CROCS INC com 227046109 8,323 561,600 sh Sole 561,600 DELEK US HLDGS INC com 246647101 395 10,000 sh Sole 10,000 DENISON MINES CORP com 248356107 140 101,196 sh Sole 101,196 DOMTAR CORP com 257559203 3,415 44,000 sh Sole 44,000 ELDORADO GOLD CORP com 284902103 2,623 275,218 sh Sole 275,218 ENBRIDGE INC com 29250N105 698 15,000 sh Sole 15,000 ENDEAVOUR SILVER CORP com 29258Y103 2,779 446,820 sh Sole 446,820 EPL OIL & GAS INC com 26883D108 295 11,000 sh Sole 11,000 EQT CORP com 26884L109 3,388 50,000 sh Sole 50,000 EURASIAN MINERALS INC com 29843R100 16,417 7,969,543 sh Sole 7,969,543 EXETER RES CORP com 301835104 1,972 1,643,300 sh Sole 1,643,300 EXTERRAN HLDGS INC com 30225X103 567 21,000 sh Sole 21,000 FIRST MAJESTIC SILVER CORP com 32076V103 71,227 4,404,872 sh Sole 4,404,872 FOOT LOCKER INC com 344849104 5,992 175,000 sh Sole 175,000 FORD MTR CO com 345370860 4,418 336,000 sh Sole 336,000 FORTUNA SILVER MINES INC com 349915108 35,994 8,370,809 sh Sole 8,370,809 GENERAL MTRS CO com 37045V100 4,376 157,300 sh Sole 157,300 GILDAN ACTIVEWEAR INC com 375916103 6,186 155,000 sh Sole 155,000 GLOBAL X FDS SILVER MNR ETF com 37950E853 1,960 108,000 sh Sole 108,000 GOLD STD VENTURES CORP com 380738104 13 12,000 sh Sole 12,000 GOLDEN MINERALS CO com 381119106 1,222 513,400 sh Sole 513,400 GROUPE CGI INC com 39945C109 9,397 346,000 sh Sole 346,000 GT ADVANCED TECHNOLOGIES INC com 36191U106 2,426 735,000 sh Sole 735,000 GULF RESOURCES INC com 40251W309 28 25,000 sh Sole 25,000 GULFPORT ENERGY CORP com 402635304 435 9,500 sh Sole 9,500 HALCON RES CORP com 40537Q209 1,363 175,000 sh Sole 175,000 HARMONY GOLD MNG LTD com 413216300 93 14,500 sh Sole 14,500 HECLA MNG CO com 422704106 4,621 1,169,900 sh Sole 1,169,900 HELIX ENERGY SOLUTIONS GRP com 42330P107 538 23,500 sh Sole 23,500 HERCULES OFFSHORE INC com 427093109 742 100,000 sh Sole 100,000 HUDBAY MINERALS INC com 443628102 2,093 218,000 sh Sole 218,000 IAMGOLD CORP com 450913108 6,147 853,745 sh Sole 853,745 ISHARES SILVER TRUST com 46428Q109 1,754 63,932 sh Sole 63,932 JOHNSON & JOHNSON com 478160104 4,492 55,100 sh Sole 55,100 KIMBER RES INC com 49435N101 927 4,756,557 sh Sole 4,756,557 KINROSS GOLD CORP com 496902404 741 93,396 sh Sole 93,396 KOBEX MINERALS INC com 49989C105 5,104 8,507,415 sh Sole 8,507,415 LAKE SHORE GOLD CORP com 510728108 525 846,851 sh Sole 846,851 MAG SILVER CORP com 55903Q104 26,152 2,755,754 sh Sole 2,755,754 MAGNA INTL INC com 559222401 8,247 140,500 sh Sole 140,500 MARATHON OIL CORP com 565849106 2,866 85,000 sh Sole 85,000 MARATHON PETE CORP com 56585A102 690 7,700 sh Sole 7,700 MARKET VECTORS GOLD MINERS ETF com 57060U100 6,727 177,722 sh Sole 177,722 MARKET VECTORS JR GOLD MINERS ETF com 57060U589 17,778 1,062,000 sh Sole 1,062,000 MCEWEN MNG INC com 58039P107 4,963 1,735,340 sh Sole 1,735,340 MERUS LABS INTL INC com 59047R101 131 175,000 sh Sole 175,000 METHANEX CORP com 59151K108 418 10,300 sh Sole 10,300 MICROCHIP TECHNOLOGY INC com 595017104 4,081 111,000 sh Sole 111,000 MINES MGMT INC com 603432105 85 89,200 sh Sole 89,200 MONSANTO CO com 61166W101 465 4,400 sh Sole 4,400 NEW GOLD INC com 644535106 258 28,300 sh Sole 28,300 NOBLE ENERGY INC com 655044105 1,735 15,000 sh Sole 15,000 NORTH AMERN PALLADIUM LTD com 656912102 71 50,100 sh Sole 50,100 OASIS PETE INC com 674215108 552 14,500 sh Sole 14,500 OCEANEERING INTL INC com 675232102 352 5,300 sh Sole 5,300 ONCOLYTICS BIOTECH INC com 682310107 976 316,000 sh Sole 316,000 PACIFIC ETHANOL INC com 69423U206 4 12,929 sh Sole 12,929 PAN AMERICAN SILVER CORP com 697900108 12,322 752,286 sh Sole 752,286 PBF ENERGY INC com 69318G106 1,810 48,700 sh Sole 48,700 PEMBINA PIPELINE CORP com 706327103 840 26,572 sh Sole 26,572 PENGROWTH ENERGY CORP com 70706P104 1,885 369,685 sh Sole 369,685 PLATINUM GROUP METALS LTD com 72765Q205 6,661 4,690,800 sh Sole 4,690,800 POTASH CORP SASK INC com 73755L107 942 24,000 sh Sole 24,000 POWERSHARES DB US DOLLAR INDEX BULLISH FUN com 73936D107 560 24,800 sh Sole 24,800 PRETIUM RES INC com 74139C102 13,356 1,686,400 sh Sole 1,686,400 PRIMERO MNG CORP com 74164W106 9,714 1,452,000 sh Sole 1,452,000 RANGE RES CORP com 75281A109 1,216 15,000 sh Sole 15,000 REGAL ENTMT GROUP com 758766109 2,450 147,000 sh Sole 147,000 REVETT MINERALS INC com 761505205 456 200,000 sh Sole 200,000 RICHMONT MINES INC com 76547T106 1,511 549,500 sh Sole 549,500 RIO ALTO MNG LTD com 76689T104 251 55,000 sh Sole 55,000 RIO TINTO PLC com 767204100 301 6,400 sh Sole 6,400 RLJ ENTMT INC com 74965F104 466 100,000 sh Sole 100,000 RPM INTL INC com 749685103 347 11,000 sh Sole 11,000 RUBICON MINERALS CORP com 780911103 279 115,900 sh Sole 115,900 SANDSTORM GOLD LTD com 80013R206 155 16,400 sh Sole 16,400 SILVER BULL RES INC com 827458100 2,534 5,719,400 sh Sole 5,719,400 SILVER STD RES INC com 82823L106 776 73,600 sh Sole 73,600 SILVER WHEATON CORP com 828336107 24,284 774,595 sh Sole 774,595 SILVERCREST MINES INC com 828365106 20,837 8,682,100 sh Sole 8,682,100 SM ENERGY CO com 78454L100 2,073 35,000 sh Sole 35,000 SOUTHERN COPPER CORP com 84265V105 301 8,000 sh Sole 8,000 SPDR GOLD TRUST GOLD com 78463V107 215 1,394 sh Sole 1,394 SPDR S&P 500 ETF TRUST com 78462F103 313 2,000 sh Sole 2,000 SPDR S&P 500 ETF TRUST put 78462F953 26,634 170,000 sh put Sole 170,000 SPROTT PHYSICAL GOLD TRUST com 85207H104 54,035 3,993,726 sh Sole 3,993,726 SPROTT PHYSICAL PLAT PALLAD com 85207Q104 910 92,000 sh Sole 92,000 SPROTT PHYSICAL SILVER TRUST com 85207K107 43,218 3,855,297 sh Sole 3,855,297 SPROTT RESOURCE LENDING CORP com 85207J100 22,024 16,017,180 sh Sole 16,017,180 STILLWATER MNG CO com 86074Q102 517 40,000 sh Sole 40,000 SUNCOR ENERGY INC com 867224107 6,010 200,255 sh Sole 200,255 TAHOE RES INC com 873868103 7,863 447,000 sh Sole 447,000 TESORO CORP com 881609101 3,162 54,000 sh Sole 54,000 TIMMINS GOLD CORP com 88741P103 10,935 3,810,200 sh Sole 3,810,200 TRANSATLANTIC PETROLEUM LTD com G89982105 20 20,000 sh Sole 20,000 U S ENERGY CORP com 911805109 1,149 692,098 sh Sole 692,098 U S GEOTHERMAL INC com 90338S102 2,250 6,521,413 sh Sole 6,521,413 VALERO ENERGY CORP com 91913Y100 2,320 51,000 sh Sole 51,000 VALUECLICK INC com 92046N102 3,695 125,000 sh Sole 125,000 VERMILION ENERGY INC com 923725105 550 10,600 sh Sole 10,600 VIACOM INC com 92553P201 3,535 57,500 sh Sole 57,500 VISTA GOLD CORP com 927926303 13,274 6,145,260 sh Sole 6,145,260 VODAFONE GROUP PLC com 92857W209 5,774 203,300 sh Sole 203,300 WESTERN REFNG INC com 959319104 779 22,000 sh Sole 22,000 WHITING PETE CORP com 966387102 2,542 50,000 sh Sole 50,000 WI-LAN INC com 928972108 16,232 4,078,500 sh Sole 4,078,500 WYNDHAM WORLDWIDE CORP com 98310W108 7,667 118,900 sh Sole 118,900 YAMANA GOLD INC com 98462Y100 1,373 89,424 sh Sole 89,424 141 763,321155,210,253 155,210,253