0001512920-12-000034.txt : 20120809 0001512920-12-000034.hdr.sgml : 20120809 20120809112608 ACCESSION NUMBER: 0001512920-12-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120809 DATE AS OF CHANGE: 20120809 EFFECTIVENESS DATE: 20120809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT INC. CENTRAL INDEX KEY: 0001512920 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14703 FILM NUMBER: 121019144 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 13F-HR 1 jun1213f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sprott Inc. Address: Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700, PO Box 27 Toronto, Ontario Canada M5J 2J1 Form 13F File Number: 28- 11504 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirstin McTaggart Title: Authorized Person Phone: 416-943-4065 Signature, Place, and Date of Signing: Kirstin McTaggart Toronto, Ontario, Canada August 9, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $762,024 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. FORM 13F INFORMATION TABLE Name Of Issuer Title Cusip Value USD Shares or Sh/ Put/ InvestmeOtheVoting Authority Class (x$1000) Prn Amt Prn Call DiscretiMgrs Sole Shared AGNICO EAGLE MINES LTD com 008474108 667 16,484 sh Sole 16,484 AGRIUM INC com 008916108 203 2,300 sh Sole 2,300 ALDERON IRON ORE CORP com 01434T100 67 30,000 sh Sole 30,000 ALEXCO RESOURCE CORP com 01535P106 31,937 7,241,950 sh Sole 7,241,950 ALLIED NEVADA GOLD CORP com 019344100 29,728 1,047,502 sh Sole 1,047,502 ALMADEN MINERALS LTD com 020283107 3,227 1,536,630 sh Sole 1,536,630 AMAZON COM INC put 023135956 5,709 25,000 sh put Sole 25,000 APPLE INC com 037833100 2,102 3,600 sh Sole 3,600 AURICO GOLD INC com 05155C105 4,710 588,000 sh Sole 588,000 AURIZON MINES LTD com 05155P106 490 108,600 sh Sole 108,600 AVINO SILVER & GOLD MINES LTD com 053906103 3,280 2,624,100 sh Sole 2,624,100 BARRICK GOLD CORP com 067901108 15,297 407,147 sh Sole 407,147 BAYTEX ENERGY CORP com 07317Q105 5,192 123,300 sh Sole 123,300 BRIGUS GOLD CORP com 109490102 13,750 16,214,091 sh Sole 16,214,091 CAMECO CORP com 13321L108 369 16,820 sh Sole 16,820 CANADIAN NAT RES LTD com 136385101 6,041 225,000 sh Sole 225,000 CARDERO RES CORP com 14140U105 150 154,300 sh Sole 154,300 CELESTICA INC com 15101Q108 6,156 848,000 sh Sole 848,000 CENOVUS ENERGY INC com 15135U109 219 6,900 sh Sole 6,900 CENTRAL FD CDA LTD com 153501101 2,113 106,783 sh Sole 106,783 CHESAPEAKE ENERGY CORP call 165167907 1,674 90,000 sh call Sole 90,000 CISCO SYSTEMS INC com 17275R102 1,010 58,800 sh Sole 58,800 CLAUDE RES INC com 182873109 4,511 7,159,838 sh Sole 7,159,838 COEUR D ALENE MINES CORP com 192108504 30,359 1,728,900 sh Sole 1,728,900 COMCAST CORP com 20030N200 1,567 49,900 sh Sole 49,900 CROCS INC com 227046109 2,116 131,000 sh Sole 131,000 CROSSHAIR ENERGY CORP com 22765F105 204 1,125,000 sh Sole 1,125,000 DENISON MINES CORP com 248356107 106 93,796 sh Sole 93,796 DOMTAR CORP com 257559203 1,764 23,000 sh Sole 23,000 ELDORADO GOLD CORP com 284902103 15,065 1,222,818 sh Sole 1,222,818 ENDEAVOUR SILVER CORP com 29258Y103 4,043 497,920 sh Sole 497,920 EURASIAN MINERALS INC com 29843R100 13,551 6,919,173 sh Sole 6,919,173 EXETER RES CORP com 301835104 5,582 3,342,300 sh Sole 3,342,300 EXTORRE GOLD MINES LTD com 30227B109 1,942 471,300 sh Sole 471,300 FINISH LINE INC com 317923100 6,390 305,600 sh Sole 305,600 FIRST MAJESTIC SILVER CORP com 32076V103 64,295 4,449,505 sh Sole 4,449,505 FOOT LOCKER INC com 344849104 5,046 165,000 sh Sole 165,000 FORTUNA SILVER MINES INC com 349915108 31,242 9,055,738 sh Sole 9,055,738 FRANCO NEVADA CORP com 351858105 392 8,683 sh Sole 8,683 GLOBAL X SILVER MINERS ETF com 37950E853 2,010 108,000 sh Sole 108,000 GOLD STD VENTURES CORP com 380738104 108 56,100 sh Sole 56,100 GOLDEN MINERALS CO com 381119106 3,039 673,800 sh Sole 673,800 GOLDEN STAR RESOURCES LTD com 38119T104 12 10,000 sh Sole 10,000 GT ADVANCED TECHNOLOGIES INC com 36191U106 4,145 785,000 sh Sole 785,000 GULF RESOURCES INC com 40251W309 31 25,000 sh Sole 25,000 HECLA MNG CO com 422704106 8,608 1,812,261 sh Sole 1,812,261 HELMERICH & PAYNE INC com 423452101 696 16,000 sh Sole 16,000 HUDBAY MINERALS INC com 443628102 2,957 384,000 sh Sole 384,000 IAMGOLD CORP com 450913108 4,520 383,045 sh Sole 383,045 INTERDIGITAL INC com 45867G101 1,844 62,500 sh Sole 62,500 ISHARES RUSSELL 2000 put 464287955 8,831 111,000 sh put Sole 111,000 ISHARES SILVER TRUST com 46428Q109 3,465 130,017 sh Sole 130,017 JAGUAR MNG INC com 47009M103 363 312,600 sh Sole 312,600 JOHNSON & JOHNSON com 478160104 1,365 20,200 sh Sole 20,200 KEEGAN RES INC com 487275109 7,020 2,379,508 sh Sole 2,379,508 KIMBER RES INC com 49435N101 3,728 5,106,557 sh Sole 5,106,557 KINROSS GOLD CORP com 496902404 2,502 306,976 sh Sole 306,976 KOBEX MINERALS INC com 49989C105 4,724 8,589,590 sh Sole 8,589,590 LAKE SHORE GOLD CORP com 510728108 388 435,475 sh Sole 435,475 MAG SILVER CORP com 55903Q104 24,166 2,777,704 sh Sole 2,777,704 MAGNA INTL INC com 559222401 3,907 99,000 sh Sole 99,000 MARKET VECTORS GOLD MINER ETF com 57060U100 14,533 324,622 sh Sole 324,622 MARKET VECTORS JR GOLD MINERS ETF com 57060U589 19,389 1,009,300 sh Sole 1,009,300 MERUS LABS INTL INC com 59047R101 365 225,000 sh Sole 225,000 MINCO GOLD CORPORATION com 60254D108 280 621,780 sh Sole 621,780 MINES MGMT INC com 603432105 133 98,400 sh Sole 98,400 MOLYCORP INC com 608753109 944 43,820 sh Sole 43,820 NEW GOLD INC com 644535106 2,694 283,600 sh Sole 283,600 NORTH AMERN PALLADIUM LTD com 656912102 508 250,100 sh Sole 250,100 OILSANDS QUEST INC com 678046103 440 10,352,861 sh Sole 10,352,861 ONCOLYTICS BIOTECH INC com 682310107 1,394 420,000 sh Sole 420,000 PACIFIC ETHANOL INC com 69423U206 6 16,929 sh Sole 16,929 PAN AMERICAN SILVER CORP com 697900108 14,575 863,422 sh Sole 863,422 PENGROWTH ENERGY CORP com 70706P104 4,849 761,259 sh Sole 761,259 PFIZER INC com 717081103 1,329 57,800 sh Sole 57,800 PLATINUM GROUP METALS LTD com 72765Q205 169 192,000 sh Sole 192,000 PRETIUM RES INC com 74139C102 17,678 1,281,000 sh Sole 1,281,000 REGAL ENTMT GROUP com 758766109 1,132 82,300 sh Sole 82,300 REVETT MINERALS INC com 761505205 724 220,000 sh Sole 220,000 RICHMONT MINES INC com 76547T106 2,989 645,500 sh Sole 645,500 ROYAL GOLD INC com 780287108 367 4,680 sh Sole 4,680 RUBICON MINERALS CORP com 780911103 331 108,900 sh Sole 108,900 SILVER BULL RES INC com 827458100 2,609 5,929,658 sh Sole 5,929,658 SILVER STD RES INC com 82823L106 726 64,600 sh Sole 64,600 SILVER WHEATON CORP com 828336107 21,692 808,206 sh Sole 808,206 SPDR S&P 500 ETF com 78462F103 204 1,500 sh Sole 1,500 SPDR S&P 500 ETF put 78462F953 21,913 161,000 sh put Sole 161,000 SPDR GOLD TRUST com 78463V107 2,538 16,352 sh Sole 16,352 SPROTT PHYSICAL GOLD TRUST com 85207H104 58,633 4,251,819 sh Sole 4,251,819 SPROTT PHYSICAL SILVER TRUST com 85207K107 65,555 5,661,068 sh Sole 5,661,068 SPROTT RESOURCE LENDING CORP com 85207J100 22,238 15,336,328 sh Sole 15,336,328 SUNCOR ENERGY INC com 867224107 6,199 214,140 sh Sole 214,140 SYNOPSYS INC com 871607107 294 10,000 sh Sole 10,000 TAHOE RESOURCES INC com 873868103 5,607 403,700 sh Sole 403,700 TIM HORTONS INC com 88706M103 1,663 31,600 sh Sole 31,600 TIMBERLINE RES CORP com 887133106 119 424,670 sh Sole 424,670 TIMMINS GOLD CORP com 88741P103 5,556 3,036,200 sh Sole 3,036,200 TRANSATLANTIC PETROLEUM LTD com G89982105 22 20,000 sh Sole 20,000 UNDER ARMOUR INC put 904311957 2,362 50,000 sh put Sole 50,000 U S ENERGY CORP com 911805109 3,530 1,495,598 sh Sole 1,495,598 U S GEOTHERMAL INC com 90338S102 657 1,643,010 sh Sole 1,643,010 UR ENERGY INC com 91688R108 321 440,000 sh Sole 440,000 URANIUM ENERGY CORP com 916896103 55 23,937 sh Sole 23,937 VIACOM INC com 92553P201 1,302 27,700 sh Sole 27,700 VISTA GOLD CORP com 927926303 16,149 5,549,558 sh Sole 5,549,558 VODAFONE GROUP PLC com 92857W209 2,136 75,800 sh Sole 75,800 WI-LAN INC com 928972108 18,396 3,731,470 sh Sole 3,731,470 WYNDHAM WORLDWIDE CORP com 98310W108 4,267 80,900 sh Sole 80,900 YAMANA GOLD INC com 98462Y100 1,757 114,065 sh Sole 114,065 109 762,024160,275,263 160,275,263