0001512920-12-000027.txt : 20120213 0001512920-12-000027.hdr.sgml : 20120213 20120213112243 ACCESSION NUMBER: 0001512920-12-000027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPROTT INC. CENTRAL INDEX KEY: 0001512920 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14703 FILM NUMBER: 12596312 BUSINESS ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 BUSINESS PHONE: 416-943-4065 MAIL ADDRESS: STREET 1: ROYAL BANK PLAZA, SOUTH TOWER STREET 2: 200 BAY STREET, SUITE 2700 CITY: TORONTO STATE: A6 ZIP: M5J 2J1 13F-HR 1 dec1113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sprott Inc. Address: Royal Bank Plaza, South Tower 200 Bay Street, Suite 2700, PO Box 27 Toronto, Ontario Canada M5J 2J1 Form 13F File Number: 28- 11504 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirstin McTaggart Title: Authorized Person Phone: 416-943-4065 Signature, Place, and Date of Signing: Kirstin McTaggart Toronto, Ontario, Canada February 13, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 137 Form 13F Information Table Value Total: $825,006 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. If there are no entries in this list, state NONE and omit the column headings and list entries. FORM 13F INFORMATION TABLE Name Of Issuer Title Cusip Value USD Shares or ShPut/ InvestmeOtheVoting Authority Class (x$1000) Prn Amt PrCall DiscretiMgrs Sole Shared None ADVANTAGE OIL & GAS LTD Com 00765F10 2,193 526,000 sh Sole 526,000 AGNICO EAGLE MINES LTD Com 00847410 732 20,080 sh Sole 20,080 AGRIUM INC Com 00891610 20 300 sh Sole 300 ALEXCO RESOURCE CORP Com 01535P10 50,762 7,449,350 sh Sole 7,449,350 ALLIED NEVADA GOLD CORP Com 01934410 28,659 941,711 sh Sole 941,711 ALMADEN MINERALS LTD Com 02028310 4,019 1,594,880 sh Sole 1,594,880 ANGLOGOLD ASHANTI LTD Com 03512820 17 400 sh Sole 400 ASA GOLD AND PRECIOUS METALS LTD Com G3156P10 8 300 sh Sole 300 ATLAS PIPELINE PARTNERS LP Com 04939210 19 500 sh Sole 500 ATP OIL & GAS CORP Com 00208J10 74 10,000 sh Sole 10,000 AURICO GOLD INC Com 05155C10 246 30,568 sh Sole 30,568 AURIZON MINES LTD Com 05155P10 3 600 sh Sole 600 AVINO SILVER & GOLD MINES LTD Com 05390610 3,989 2,857,200 sh Sole 2,857,200 BANRO CORP Com 06680010 87 23,332 sh Sole 23,332 IPATH S&P 500 VIX SHORT-TERM FUTURES Com 06740C26 7,003 197,100 sh Sole 197,100 BARRICK GOLD CORP Com 06790110 42,181 929,518 sh Sole 929,518 BAYTEX ENERGY CORP Com 07317Q10 34 600 sh Sole 600 BHP BILLITON LTD Com 08860610 35 500 sh Sole 500 BP PLC Com 05562210 68 1,600 sh Sole 1,600 BRIGUS GOLD CORP Com 10949010 16,740 17,024,091 sh Sole 17,024,091 BROOKFIELD ASSET MGMT INC Com 11258510 62 2,245 sh Sole 2,245 BURCON NUTRASCIENCE CORP Com 12083110 45 6,400 sh Sole 6,400 CAMECO CORP Com 13321L10 301 16,620 sh Sole 16,620 CANADIAN NATURAL RESOURCES LTD Com 13638510 49 1,300 sh Sole 1,300 CELESTICA INC Com 15101Q10 4,677 635,000 sh Sole 635,000 CENOVUS ENERGY INC Com 15135U10 50 1,500 sh Sole 1,500 CENTRAL FUND OF CANADA LTD Com 15350110 901 45,934 sh Sole 45,934 CLAUDE RESOURCES INC Com 18287310 9,463 7,076,350 sh Sole 7,076,350 COEUR D ALENE MINES CORP Com 19210850 44,377 1,838,300 sh Sole 1,838,300 CROSSHAIR ENERGY CORP Com 22765F10 688 2,000,000 sh Sole 2,000,000 CURRENCYSHARES CANADIAN DOLLAR TRUST Com 23129X10 20 200 sh Sole 200 DEJOUR ENERGY INC Com 24486R10 1 2,000 sh Sole 2,000 DENISON MINES CORP Com 24835610 17 13,796 sh Sole 13,796 DESTINATION MATERNITY CORP Com 25065D10 936 56,000 sh Sole 56,000 DRDGOLD LIMITED Com 26152H30 1 200 sh Sole 200 ELDORADO GOLD CORP Com 28490210 60 4,338 sh Sole 4,338 ENCANA CORP Com 29250510 18 981 sh Sole 981 ENDEAVOUR SILVER CORP Com 29258Y10 4,923 506,200 sh Sole 506,200 EXETER RESOURCE CORP Com 30183510 8,957 3,411,600 sh Sole 3,411,600 EXTORRE GOLD MINES LTD Com 30227B10 44,307 5,984,000 sh Sole 5,984,000 FINISH LINE INC Com 31792310 10,346 536,500 sh Sole 536,500 FIRST MAJESTIC SILVER CORP Com 32076V10 77,445 4,584,400 sh Sole 4,584,400 FOOT LOCKER INC Com 34484910 3,099 130,000 sh Sole 130,000 FORTUNA SILVER MINES INC Com 34991510 52,800 9,605,855 sh Sole 9,605,855 FRANCO NEVADA CORP Com 35185810 507 13,283 sh Sole 13,283 FRONTIER COMMUNICATIONS CORP Com 35906A10 21 4,000 sh Sole 4,000 GLOBAL X SILVER MINERS ETF Com 37950E85 2,280 108,000 sh Sole 108,000 GOLDEN MINERALS CO Com 38111910 3,996 687,800 sh Sole 687,800 GREAT PANTHER SILVER LTD Com 39115V10 126 64,500 sh Sole 64,500 GT ADVANCED TECHNOLOGIES INC Com 36191U10 4,648 642,000 sh Sole 642,000 GULF RESOURCES INC Com 40251W30 45 25,000 sh Sole 25,000 HARMONY GOLD MINING CO LTD Com 41321630 17 1,500 sh Sole 1,500 HECLA MINING CO Com 42270410 8,270 1,581,247 sh Sole 1,581,247 HELMERICH & PAYNE INC Com 42345210 35 600 sh Sole 600 HUDBAY MINERALS INC Com 44362810 3,879 389,000 sh Sole 389,000 IAMGOLD CORP Com 45091310 8,874 557,745 sh Sole 557,745 IMPERIAL OIL LTD Com 45303840 112 2,500 sh Sole 2,500 INTERDIGITAL INC Com 45867G10 6,657 152,800 sh Sole 152,800 INTERNATIONAL TOWER HILL MINES LTD Com 46050R10 7 1,500 sh Sole 1,500 ISHARES SILVER TRUST Com 46428Q10 20,310 753,900 sh Sole 753,900 JAGUAR MINING INC Com 47009M10 2,637 412,600 sh Sole 412,600 JOHNSON & JOHNSON Com 47816010 26 400 sh Sole 400 KEEGAN RESOURCES INC Com 48727510 4,901 1,281,365 sh Sole 1,281,365 KIMBER RESOURCES INC Com 49435N10 4,419 5,106,557 sh Sole 5,106,557 KINROSS GOLD CORP Com 49690240 3,619 316,455 sh Sole 316,455 KOBEX MINERALS INC Com 49989C10 5,204 8,675,739 sh Sole 8,675,739 KODIAK OIL & GAS CORP Com 50015Q10 10,009 1,053,560 sh Sole 1,053,560 LAKE SHORE GOLD CORP Com 51072810 1,031 819,475 sh Sole 819,475 MAG SILVER CORP Com 55903Q10 19,202 2,914,604 sh Sole 2,914,604 MAGNA INTL INC Com 55922240 3,310 99,000 sh Sole 99,000 MARKET VECTORS GOLD MINER ETF Com 57060U10 31,851 619,300 sh Sole 619,300 MARKET VECTORS JUNIOR GOLD MINERS ETF Com 57060U58 20,326 822,900 sh Sole 822,900 MCDERMOTT INTL INC Com 58003710 6 500 sh Sole 500 MFC INDUSTRIAL LTD Com 55278T10 3,789 540,526 sh Sole 540,526 MIDWAY GOLD CORP Com 59815310 415 198,100 sh Sole 198,100 MINCO GOLD CORPORATION Com 60254D10 476 721,780 sh Sole 721,780 MINEFINDERS CORP LTD Com 60290010 68 6,400 sh Sole 6,400 MINES MGMT INC Com 60343210 194 98,400 sh Sole 98,400 MOLYCORP INC Com 60875310 12 500 sh Sole 500 MOSAIC CO Com 61945C10 106 2,100 sh Sole 2,100 MOTOROLA MOBILITY HLDGS INC Com 62009710 1,176 30,300 sh Sole 30,300 NEVSUN RESOURCES LTD Com 64156L10 28 5,000 sh Sole 5,000 NEW GOLD INC Com 64453510 5,354 529,620 sh Sole 529,620 NEWMONT MINING CORP Com 65163910 78 1,300 sh Sole 1,300 NEXEN INC Com 65334H10 40 2,500 sh Sole 2,500 NORTH AMERN PALLADIUM LTD Com 65691210 0 100 sh Sole 100 OIL SERVICE HOLDRS TRUST Com 67800210 11 100 sh Sole 100 OILSANDS QUEST INC Com 67804610 1,853 10,352,861 sh Sole 10,352,861 PACIFIC ETHANOL INC Com 69423U20 13 11,929 sh Sole 11,929 PAN AMERICAN SILVER CORP Com 69790010 3,631 165,730 sh Sole 165,730 PENGROWTH ENERGY CORP Com 70706P10 8,693 821,667 sh Sole 821,667 PENN WEST PETROLEUM LTD Com 70788710 75 3,800 sh Sole 3,800 PLATINUM GROUP METALS LTD Com 72765Q20 67 77,000 sh Sole 77,000 POTASH CORP SASK INC Com 73755L10 149 3,600 sh Sole 3,600 PRECISION DRILLING CORP Com 74022D30 7,764 752,000 sh Sole 752,000 PROGRESSIVE WASTE SOLUTIONS Com 74339G10 1,211 61,800 sh Sole 61,800 QUEST RARE MINERALS LTD Com 74836T10 42 19,000 sh Sole 19,000 RALCORP HLDGS INC Com 75102810 658 7,700 sh Sole 7,700 RARE ELEMENT RESOURCES LTD Com 75381M10 11 3,500 sh Sole 3,500 RESEARCH IN MOTION LTD Com 76097510 42 2,900 sh Sole 2,900 REVETT MINERALS INC Com 76150520 1,038 220,000 sh Sole 220,000 RICHMONT MINES INC Com 76547T10 8,014 745,000 sh Sole 745,000 RIO TINTO PLC Com 76720410 20 400 sh Sole 400 ROYAL GOLD INC Com 78028710 127 1,882 sh Sole 1,882 RUBICON MINERALS CORP Com 78091110 401 106,200 sh Sole 106,200 SAN JUAN BASIN ROYALTY TRUST Com 79824110 4 155 sh Sole 155 SCHLUMBERGER LTD Com 80685710 14 200 sh Sole 200 SILVER BULL RESOURCES INC Com 82745810 3,184 5,929,658 sh Sole 5,929,658 SILVER STANDARD RESOURCES INC Com 82823L10 124 9,000 sh Sole 9,000 SILVER WHEATON CORP Com 82833610 28,626 986,848 sh Sole 986,848 SILVERCORP METALS INC Com 82835P10 7 1,100 sh Sole 1,100 SOLITARIO EXPLORATION & ROYALTY CORP Com 8342EP10 3,458 2,585,740 sh Sole 2,585,740 SPDR GOLD TRUST GOLD Com 78463V10 4,093 26,930 sh Sole 26,930 SPROTT PHYSICAL GOLD TRUST Com 85207H10 13,754 996,689 sh Sole 996,689 SPROTT PHYSICAL SILVER TRUST Com 85207K10 36,027 2,682,601 sh Sole 2,682,601 SPROTT RESOURCE LENDING CORP Com 85207J10 21,346 15,356,767 sh Sole 15,356,767 SUNCOR ENERGY INC Com 86722410 8,317 287,900 sh Sole 287,900 SUNOPTA INC Com 8676EP10 4 900 sh Sole 900 SWEDISH EXPORT CREDIT CORP Com 87029760 9 1,000 sh Sole 1,000 SYNOPSYS INC Com 87160710 272 10,000 sh Sole 10,000 TALISMAN ENERGY INC Com 87425E10 496 38,900 sh Sole 38,900 TECK RESOURCES LTD Com 87874220 42 1,200 sh Sole 1,200 TIM HORTONS INC Com 88706M10 1,534 31,600 sh Sole 31,600 TIMBERLINE RESOURCES CORP Com 88713310 242 424,670 sh Sole 424,670 TIMMINS GOLD CORP Com 88741P10 18,427 9,610,300 sh Sole 9,610,300 TITANIUM METALS CORP Com 88833920 6 400 sh Sole 400 TRANSATLANTIC PETROLEUM LTD Com G8998210 26 20,000 sh Sole 20,000 TRIANGLE PETE CORP Com 89600B20 59 9,930 sh Sole 9,930 U S ENERGY CORP Com 91180510 4,352 1,495,598 sh Sole 1,495,598 U S GEOTHERMAL INC Com 90338S10 2,093 5,814,221 sh Sole 5,814,221 UR ENERGY INC Com 91688R10 34 40,000 sh Sole 40,000 URANIUM ENERGY CORP Com 91689610 6 2,000 sh Sole 2,000 US GOLD CORPORATION Com 91202320 1,109 328,900 sh Sole 328,900 VISTA GOLD CORP Com 92792630 15,601 5,052,773 sh Sole 5,052,773 WEATHERFORD INTERNATIONAL LTD Com H2701310 95 6,500 sh Sole 6,500 WI-LAN INC Com 92897210 27,076 4,690,870 sh Sole 4,690,870 YAMANA GOLD INC Com 98462Y10 2,256 152,775 sh Sole 152,775 137 825,006167,265,999 167,265,999