0001512920-12-000027.txt : 20120213
0001512920-12-000027.hdr.sgml : 20120213
20120213112243
ACCESSION NUMBER: 0001512920-12-000027
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
EFFECTIVENESS DATE: 20120213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPROTT INC.
CENTRAL INDEX KEY: 0001512920
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14703
FILM NUMBER: 12596312
BUSINESS ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J 2J1
BUSINESS PHONE: 416-943-4065
MAIL ADDRESS:
STREET 1: ROYAL BANK PLAZA, SOUTH TOWER
STREET 2: 200 BAY STREET, SUITE 2700
CITY: TORONTO
STATE: A6
ZIP: M5J 2J1
13F-HR
1
dec1113f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sprott Inc.
Address: Royal Bank Plaza, South Tower
200 Bay Street, Suite 2700, PO Box 27
Toronto, Ontario Canada
M5J 2J1
Form 13F File Number: 28- 11504
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kirstin McTaggart
Title: Authorized Person
Phone: 416-943-4065
Signature, Place, and Date of Signing:
Kirstin McTaggart Toronto, Ontario, Canada February 13, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 137
Form 13F Information Table Value Total: $825,006 (thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
If there are no entries in this list, state NONE and omit the column
headings and list entries.
FORM 13F INFORMATION TABLE
Name Of Issuer Title Cusip Value USD Shares or ShPut/ InvestmeOtheVoting Authority
Class (x$1000) Prn Amt PrCall DiscretiMgrs Sole Shared None
ADVANTAGE OIL & GAS LTD Com 00765F10 2,193 526,000 sh Sole 526,000
AGNICO EAGLE MINES LTD Com 00847410 732 20,080 sh Sole 20,080
AGRIUM INC Com 00891610 20 300 sh Sole 300
ALEXCO RESOURCE CORP Com 01535P10 50,762 7,449,350 sh Sole 7,449,350
ALLIED NEVADA GOLD CORP Com 01934410 28,659 941,711 sh Sole 941,711
ALMADEN MINERALS LTD Com 02028310 4,019 1,594,880 sh Sole 1,594,880
ANGLOGOLD ASHANTI LTD Com 03512820 17 400 sh Sole 400
ASA GOLD AND PRECIOUS METALS LTD Com G3156P10 8 300 sh Sole 300
ATLAS PIPELINE PARTNERS LP Com 04939210 19 500 sh Sole 500
ATP OIL & GAS CORP Com 00208J10 74 10,000 sh Sole 10,000
AURICO GOLD INC Com 05155C10 246 30,568 sh Sole 30,568
AURIZON MINES LTD Com 05155P10 3 600 sh Sole 600
AVINO SILVER & GOLD MINES LTD Com 05390610 3,989 2,857,200 sh Sole 2,857,200
BANRO CORP Com 06680010 87 23,332 sh Sole 23,332
IPATH S&P 500 VIX SHORT-TERM FUTURES Com 06740C26 7,003 197,100 sh Sole 197,100
BARRICK GOLD CORP Com 06790110 42,181 929,518 sh Sole 929,518
BAYTEX ENERGY CORP Com 07317Q10 34 600 sh Sole 600
BHP BILLITON LTD Com 08860610 35 500 sh Sole 500
BP PLC Com 05562210 68 1,600 sh Sole 1,600
BRIGUS GOLD CORP Com 10949010 16,740 17,024,091 sh Sole 17,024,091
BROOKFIELD ASSET MGMT INC Com 11258510 62 2,245 sh Sole 2,245
BURCON NUTRASCIENCE CORP Com 12083110 45 6,400 sh Sole 6,400
CAMECO CORP Com 13321L10 301 16,620 sh Sole 16,620
CANADIAN NATURAL RESOURCES LTD Com 13638510 49 1,300 sh Sole 1,300
CELESTICA INC Com 15101Q10 4,677 635,000 sh Sole 635,000
CENOVUS ENERGY INC Com 15135U10 50 1,500 sh Sole 1,500
CENTRAL FUND OF CANADA LTD Com 15350110 901 45,934 sh Sole 45,934
CLAUDE RESOURCES INC Com 18287310 9,463 7,076,350 sh Sole 7,076,350
COEUR D ALENE MINES CORP Com 19210850 44,377 1,838,300 sh Sole 1,838,300
CROSSHAIR ENERGY CORP Com 22765F10 688 2,000,000 sh Sole 2,000,000
CURRENCYSHARES CANADIAN DOLLAR TRUST Com 23129X10 20 200 sh Sole 200
DEJOUR ENERGY INC Com 24486R10 1 2,000 sh Sole 2,000
DENISON MINES CORP Com 24835610 17 13,796 sh Sole 13,796
DESTINATION MATERNITY CORP Com 25065D10 936 56,000 sh Sole 56,000
DRDGOLD LIMITED Com 26152H30 1 200 sh Sole 200
ELDORADO GOLD CORP Com 28490210 60 4,338 sh Sole 4,338
ENCANA CORP Com 29250510 18 981 sh Sole 981
ENDEAVOUR SILVER CORP Com 29258Y10 4,923 506,200 sh Sole 506,200
EXETER RESOURCE CORP Com 30183510 8,957 3,411,600 sh Sole 3,411,600
EXTORRE GOLD MINES LTD Com 30227B10 44,307 5,984,000 sh Sole 5,984,000
FINISH LINE INC Com 31792310 10,346 536,500 sh Sole 536,500
FIRST MAJESTIC SILVER CORP Com 32076V10 77,445 4,584,400 sh Sole 4,584,400
FOOT LOCKER INC Com 34484910 3,099 130,000 sh Sole 130,000
FORTUNA SILVER MINES INC Com 34991510 52,800 9,605,855 sh Sole 9,605,855
FRANCO NEVADA CORP Com 35185810 507 13,283 sh Sole 13,283
FRONTIER COMMUNICATIONS CORP Com 35906A10 21 4,000 sh Sole 4,000
GLOBAL X SILVER MINERS ETF Com 37950E85 2,280 108,000 sh Sole 108,000
GOLDEN MINERALS CO Com 38111910 3,996 687,800 sh Sole 687,800
GREAT PANTHER SILVER LTD Com 39115V10 126 64,500 sh Sole 64,500
GT ADVANCED TECHNOLOGIES INC Com 36191U10 4,648 642,000 sh Sole 642,000
GULF RESOURCES INC Com 40251W30 45 25,000 sh Sole 25,000
HARMONY GOLD MINING CO LTD Com 41321630 17 1,500 sh Sole 1,500
HECLA MINING CO Com 42270410 8,270 1,581,247 sh Sole 1,581,247
HELMERICH & PAYNE INC Com 42345210 35 600 sh Sole 600
HUDBAY MINERALS INC Com 44362810 3,879 389,000 sh Sole 389,000
IAMGOLD CORP Com 45091310 8,874 557,745 sh Sole 557,745
IMPERIAL OIL LTD Com 45303840 112 2,500 sh Sole 2,500
INTERDIGITAL INC Com 45867G10 6,657 152,800 sh Sole 152,800
INTERNATIONAL TOWER HILL MINES LTD Com 46050R10 7 1,500 sh Sole 1,500
ISHARES SILVER TRUST Com 46428Q10 20,310 753,900 sh Sole 753,900
JAGUAR MINING INC Com 47009M10 2,637 412,600 sh Sole 412,600
JOHNSON & JOHNSON Com 47816010 26 400 sh Sole 400
KEEGAN RESOURCES INC Com 48727510 4,901 1,281,365 sh Sole 1,281,365
KIMBER RESOURCES INC Com 49435N10 4,419 5,106,557 sh Sole 5,106,557
KINROSS GOLD CORP Com 49690240 3,619 316,455 sh Sole 316,455
KOBEX MINERALS INC Com 49989C10 5,204 8,675,739 sh Sole 8,675,739
KODIAK OIL & GAS CORP Com 50015Q10 10,009 1,053,560 sh Sole 1,053,560
LAKE SHORE GOLD CORP Com 51072810 1,031 819,475 sh Sole 819,475
MAG SILVER CORP Com 55903Q10 19,202 2,914,604 sh Sole 2,914,604
MAGNA INTL INC Com 55922240 3,310 99,000 sh Sole 99,000
MARKET VECTORS GOLD MINER ETF Com 57060U10 31,851 619,300 sh Sole 619,300
MARKET VECTORS JUNIOR GOLD MINERS ETF Com 57060U58 20,326 822,900 sh Sole 822,900
MCDERMOTT INTL INC Com 58003710 6 500 sh Sole 500
MFC INDUSTRIAL LTD Com 55278T10 3,789 540,526 sh Sole 540,526
MIDWAY GOLD CORP Com 59815310 415 198,100 sh Sole 198,100
MINCO GOLD CORPORATION Com 60254D10 476 721,780 sh Sole 721,780
MINEFINDERS CORP LTD Com 60290010 68 6,400 sh Sole 6,400
MINES MGMT INC Com 60343210 194 98,400 sh Sole 98,400
MOLYCORP INC Com 60875310 12 500 sh Sole 500
MOSAIC CO Com 61945C10 106 2,100 sh Sole 2,100
MOTOROLA MOBILITY HLDGS INC Com 62009710 1,176 30,300 sh Sole 30,300
NEVSUN RESOURCES LTD Com 64156L10 28 5,000 sh Sole 5,000
NEW GOLD INC Com 64453510 5,354 529,620 sh Sole 529,620
NEWMONT MINING CORP Com 65163910 78 1,300 sh Sole 1,300
NEXEN INC Com 65334H10 40 2,500 sh Sole 2,500
NORTH AMERN PALLADIUM LTD Com 65691210 0 100 sh Sole 100
OIL SERVICE HOLDRS TRUST Com 67800210 11 100 sh Sole 100
OILSANDS QUEST INC Com 67804610 1,853 10,352,861 sh Sole 10,352,861
PACIFIC ETHANOL INC Com 69423U20 13 11,929 sh Sole 11,929
PAN AMERICAN SILVER CORP Com 69790010 3,631 165,730 sh Sole 165,730
PENGROWTH ENERGY CORP Com 70706P10 8,693 821,667 sh Sole 821,667
PENN WEST PETROLEUM LTD Com 70788710 75 3,800 sh Sole 3,800
PLATINUM GROUP METALS LTD Com 72765Q20 67 77,000 sh Sole 77,000
POTASH CORP SASK INC Com 73755L10 149 3,600 sh Sole 3,600
PRECISION DRILLING CORP Com 74022D30 7,764 752,000 sh Sole 752,000
PROGRESSIVE WASTE SOLUTIONS Com 74339G10 1,211 61,800 sh Sole 61,800
QUEST RARE MINERALS LTD Com 74836T10 42 19,000 sh Sole 19,000
RALCORP HLDGS INC Com 75102810 658 7,700 sh Sole 7,700
RARE ELEMENT RESOURCES LTD Com 75381M10 11 3,500 sh Sole 3,500
RESEARCH IN MOTION LTD Com 76097510 42 2,900 sh Sole 2,900
REVETT MINERALS INC Com 76150520 1,038 220,000 sh Sole 220,000
RICHMONT MINES INC Com 76547T10 8,014 745,000 sh Sole 745,000
RIO TINTO PLC Com 76720410 20 400 sh Sole 400
ROYAL GOLD INC Com 78028710 127 1,882 sh Sole 1,882
RUBICON MINERALS CORP Com 78091110 401 106,200 sh Sole 106,200
SAN JUAN BASIN ROYALTY TRUST Com 79824110 4 155 sh Sole 155
SCHLUMBERGER LTD Com 80685710 14 200 sh Sole 200
SILVER BULL RESOURCES INC Com 82745810 3,184 5,929,658 sh Sole 5,929,658
SILVER STANDARD RESOURCES INC Com 82823L10 124 9,000 sh Sole 9,000
SILVER WHEATON CORP Com 82833610 28,626 986,848 sh Sole 986,848
SILVERCORP METALS INC Com 82835P10 7 1,100 sh Sole 1,100
SOLITARIO EXPLORATION & ROYALTY CORP Com 8342EP10 3,458 2,585,740 sh Sole 2,585,740
SPDR GOLD TRUST GOLD Com 78463V10 4,093 26,930 sh Sole 26,930
SPROTT PHYSICAL GOLD TRUST Com 85207H10 13,754 996,689 sh Sole 996,689
SPROTT PHYSICAL SILVER TRUST Com 85207K10 36,027 2,682,601 sh Sole 2,682,601
SPROTT RESOURCE LENDING CORP Com 85207J10 21,346 15,356,767 sh Sole 15,356,767
SUNCOR ENERGY INC Com 86722410 8,317 287,900 sh Sole 287,900
SUNOPTA INC Com 8676EP10 4 900 sh Sole 900
SWEDISH EXPORT CREDIT CORP Com 87029760 9 1,000 sh Sole 1,000
SYNOPSYS INC Com 87160710 272 10,000 sh Sole 10,000
TALISMAN ENERGY INC Com 87425E10 496 38,900 sh Sole 38,900
TECK RESOURCES LTD Com 87874220 42 1,200 sh Sole 1,200
TIM HORTONS INC Com 88706M10 1,534 31,600 sh Sole 31,600
TIMBERLINE RESOURCES CORP Com 88713310 242 424,670 sh Sole 424,670
TIMMINS GOLD CORP Com 88741P10 18,427 9,610,300 sh Sole 9,610,300
TITANIUM METALS CORP Com 88833920 6 400 sh Sole 400
TRANSATLANTIC PETROLEUM LTD Com G8998210 26 20,000 sh Sole 20,000
TRIANGLE PETE CORP Com 89600B20 59 9,930 sh Sole 9,930
U S ENERGY CORP Com 91180510 4,352 1,495,598 sh Sole 1,495,598
U S GEOTHERMAL INC Com 90338S10 2,093 5,814,221 sh Sole 5,814,221
UR ENERGY INC Com 91688R10 34 40,000 sh Sole 40,000
URANIUM ENERGY CORP Com 91689610 6 2,000 sh Sole 2,000
US GOLD CORPORATION Com 91202320 1,109 328,900 sh Sole 328,900
VISTA GOLD CORP Com 92792630 15,601 5,052,773 sh Sole 5,052,773
WEATHERFORD INTERNATIONAL LTD Com H2701310 95 6,500 sh Sole 6,500
WI-LAN INC Com 92897210 27,076 4,690,870 sh Sole 4,690,870
YAMANA GOLD INC Com 98462Y10 2,256 152,775 sh Sole 152,775
137 825,006167,265,999 167,265,999