The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | 1,007 | 36,540 | SH | DFND | 1 | 36,540 | 0 | 0 | |
| ATOMERA INC | COM | 04965B100 | 2,261 | 97,904 | SH | DFND | 1 | 97,904 | 0 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 26,906 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
| CLOUDFLARE INC | CL A COM | 18915M107 | 5,789 | 51,390 | SH | DFND | 1 | 51,390 | 0 | 0 | |
| CME GROUP INC | COM | 12572Q105 | 19,832 | 102,553 | SH | DFND | 1 | 102,553 | 0 | 0 | |
| DATADOG INC | CL A COM | 23804L103 | 3,403 | 24,075 | SH | DFND | 1 | 24,075 | 0 | 0 | |
| DESKTOP METAL INC | COM CL A | 25058X105 | 851 | 118,665 | SH | DFND | 1 | 118,665 | 0 | 0 | |
| EMAGIN CORP | COM NEW | 29076N206 | 1,707 | 755,511 | SH | DFND | 1 | 755,511 | 0 | 0 | |
| EXONE CO | COM | 302104104 | 1,250 | 53,460 | SH | DFND | 1 | 53,460 | 0 | 0 | |
| FASTLY INC | CL A | 31188V100 | 2,025 | 50,071 | SH | DFND | 1 | 50,071 | 0 | 0 | |
| FISKER INC | CL A COM STK | 33813J106 | 3,857 | 263,300 | SH | DFND | 1 | 263,300 | 0 | 0 | |
| GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 4,877 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
| II-VI INC | COM | 902104108 | 1,262 | 21,258 | SH | DFND | 1 | 21,258 | 0 | 0 | |
| INVESCO EXCHANGE TRADED FD T | WILDERHIL CLAN | 46137V134 | 2,034 | 26,330 | SH | DFND | 1 | 26,330 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 35,796 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 71,592 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| INVITAE CORP | COM | 46185L103 | 1,684 | 59,238 | SH | DFND | 1 | 59,238 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 349,960 | 4,000,000 | SH | Put | DFND | 1 | 4,000,000 | 0 | 0 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 54,702 | 411,200 | SH | Put | DFND | 1 | 411,200 | 0 | 0 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 7,557 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 39,045 | 775,000 | SH | Put | DFND | 1 | 775,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 32,813 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
| KOPIN CORP | COM | 500600101 | 1,782 | 347,334 | SH | DFND | 1 | 347,334 | 0 | 0 | |
| LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 4,217 | 360,400 | SH | DFND | 1 | 360,400 | 0 | 0 | |
| MATERIALISE NV | SPONSORED ADS | 57667T100 | 407 | 20,250 | SH | DFND | 1 | 20,250 | 0 | 0 | |
| NANO X IMAGING LTD | ORD SHS | M70700105 | 575 | 25,560 | SH | DFND | 1 | 25,560 | 0 | 0 | |
| PROTO LABS INC | COM | 743713109 | 396 | 5,940 | SH | DFND | 1 | 5,940 | 0 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 26,045 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 15,012 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
| STRATASYS LTD | SHS | M85548101 | 680 | 31,590 | SH | DFND | 1 | 31,590 | 0 | 0 | |
| TPG PACE BEN FIN CORP | CL A COM | G8990D125 | 934 | 88,535 | SH | DFND | 1 | 88,535 | 0 | 0 | |
| TWIST BIOSCIENCE CORP | COM | 90184D100 | 2,186 | 20,439 | SH | DFND | 1 | 20,439 | 0 | 0 | |
| UNITED STS OIL FD LP | UNITS | 91232N207 | 15,768 | 300,000 | SH | Call | DFND | 1 | 300,000 | 0 | 0 |
| UNITY SOFTWARE INC | COM | 91332U101 | 1,159 | 9,180 | SH | DFND | 1 | 9,180 | 0 | 0 | |
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 29,470 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| VERITONE INC | COM | 92347M100 | 787 | 32,927 | SH | DFND | 1 | 32,927 | 0 | 0 | |