The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHAOGEN INC | COM | 004449104 | 131,578 | 5,215,128 | SH | DFND | 5,215,128 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 66,263 | 12,025,999 | SH | DFND | 12,025,999 | 0 | 0 | ||
AEROHIVE NETWORKS INC | COM | 007786106 | 18,144 | 4,309,691 | SH | DFND | 4,309,691 | 0 | 0 | ||
AFFIMED NV | COM | N01045108 | 8,944 | 3,888,888 | SH | DFND | 3,888,888 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | ADR | 00972G108 | 5,005 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
ARCA BIOPHARMA INC | COM PAR $.001 | 00211Y407 | 3,724 | 1,460,209 | SH | DFND | 1,460,209 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 178,157 | 14,083,582 | SH | DFND | 14,083,582 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 2,672 | 2,520,316 | SH | DFND | 2,520,316 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 35,294 | 4,808,483 | SH | DFND | 4,808,483 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588109 | 9,654 | 16,362,694 | SH | DFND | 16,362,694 | 0 | 0 | ||
CARE COM INC | COM | 141633107 | 40,795 | 3,260,989 | SH | DFND | 3,260,989 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM NEW | 14740B606 | 37,527 | 9,064,575 | SH | DFND | 9,064,575 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 410 | 43,492 | SH | DFND | 43,492 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 402 | 595,435 | SH | DFND | 595,435 | 0 | 0 | ||
CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 4,953 | 1,562,500 | SH | DFND | 1,562,500 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 70,115 | 3,220,728 | SH | DFND | 3,220,728 | 0 | 0 | ||
DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 5,972 | 956,255 | SH | DFND | 956,255 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 119,612 | 3,506,649 | SH | DFND | 3,506,649 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 18,029 | 2,490,204 | SH | DFND | 2,490,204 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 107,374 | 6,260,851 | SH | DFND | 6,260,851 | 0 | 0 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 46,612 | 8,584,128 | SH | DFND | 8,584,128 | 0 | 0 | ||
GROUPON INC | COM | 399473107 | 59,173 | 15,056,822 | SH | DFND | 15,056,822 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 34,162 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
MIRNA THERAPEUTICS INC | COM | 60470J103 | 6,515 | 2,974,811 | SH | DFND | 2,974,811 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 33,702 | 359,678 | SH | DFND | 359,678 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 34,734 | 3,336,563 | SH | DFND | 3,336,563 | 0 | 0 | ||
OREXIGEN THERAPEUTICS INC | COM NEW | 686164302 | 1,276 | 370,900 | SH | DFND | 370,900 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,275 | 66,245 | SH | DFND | 66,245 | 0 | 0 | ||
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 27,814 | 3,556,778 | SH | DFND | 3,556,778 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 74,380 | 3,493,636 | SH | DFND | 3,493,636 | 0 | 0 | ||
RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 | 10,375 | 3,243,150 | SH | DFND | 3,243,150 | 0 | 0 | ||
ROKA BIOSCIENCE INC | COM NEW | 775431208 | 3,181 | 893,471 | SH | DFND | 893,471 | 0 | 0 | ||
SENSEONICS HOLDINGS INC | COM | 81727U105 | 47,086 | 26,305,286 | SH | DFND | 26,305,286 | 0 | 0 | ||
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 19,671 | 4,141,308 | SH | DFND | 4,141,308 | 0 | 0 | ||
SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 5,323 | 1,298,274 | SH | DFND | 1,298,274 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 1,581,032 | 10,275,113 | SH | DFND | 10,275,113 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 10,347 | 2,759,217 | SH | DFND | 2,759,217 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 13,989 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 |