Chief Financial Officer

0001567619-21-015463.txt : 20210813 0001567619-21-015463.hdr.sgml : 20210813 20210813142652 ACCESSION NUMBER: 0001567619-21-015463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, LLC CENTRAL INDEX KEY: 0001512805 IRS NUMBER: 273790558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14257 FILM NUMBER: 211171483 BUSINESS ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 BUSINESS PHONE: 914-741-5600 MAIL ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512805 XXXXXXXX 06-30-2021 06-30-2021 Westchester Capital Management, LLC

100 SUMMIT LAKE DRIVE VALHALLA NY 10595

13F HOLDINGS REPORT 028-14257 N Christopher Colomb Chief Financial Officer 914-741-5600 Christopher Colomb Valhalla NY 08-13-2021 1 553 4311788 false 1 0001277372 028-11493 WESTCHESTER CAPITAL PARTNERS, LLC INFORMATION TABLE 2 form13fInfoTable.xml 23ANDME Holding Co. *W EXP 06/16/202 90138Q116 400 132107 SH SOLE 132107 0 0 23ANDME Holding Co. *W EXP 06/16/202 90138Q116 24 8057 SH OTR 1 8057 0 0 26 Capital Acquisition Corp. UNIT 12/31/2027 90138P209 2044 200000 SH SOLE 200000 0 0 51job, Inc. SPONSORED ADR 316827104 6422 82580 SH SOLE 82580 0 0 51job, Inc. SPONSORED ADR 316827104 168 2156 SH OTR 1 2156 0 0 890 5th Avenue Partners, Inc. UNIT 01/12/2026 28250A204 4448 433545 SH SOLE 433545 0 0 890 5th Avenue Partners, Inc. UNIT 01/12/2026 28250A204 102 9972 SH OTR 1 9972 0 0 ACE Convergence Acquisition Corp. CL A G0083D120 3765 378203 SH SOLE 378203 0 0 ACE Convergence Acquisition Corp. CL A G0083D120 198 19916 SH OTR 1 19916 0 0 ACE Convergence Acquisition Corp. *W EXP 09/30/202 G0083D104 375 189999 SH SOLE 189999 0 0 ATI Physical Therapy, Inc. COM CL A 00216W109 2960 310268 SH SOLE 310268 0 0 ATI Physical Therapy, Inc. COM CL A 00216W109 39 4086 SH OTR 1 4086 0 0 Accelerate Acquisition Corp. COM CL A 00439D102 7480 771882 SH SOLE 771882 0 0 Accelerate Acquisition Corp. COM CL A 00439D102 172 17781 SH OTR 1 17781 0 0 Accelerate Acquisition Corp. *W EXP 06/15/202 00439D110 316 257294 SH SOLE 257294 0 0 Accelerate Acquisition Corp. *W EXP 06/15/202 00439D110 7 5927 SH OTR 1 5927 0 0 Ackrell SPAC Partners I Co. UNIT 12/01/2026 00461L204 1947 190300 SH SOLE 190300 0 0 Aerojet Rocketdyne Holdings, Inc. COM 007800105 63040 1305447 SH SOLE 1305447 0 0 Aerojet Rocketdyne Holdings, Inc. COM 007800105 782 16195 SH OTR 1 16195 0 0 Ajax I COM G0190X100 23946 2404198 SH SOLE 2404198 0 0 Ajax I COM G0190X100 684 68688 SH OTR 1 68688 0 0 Ajax I *W EXP 10/31/202 G0190X126 931 497807 SH SOLE 497807 0 0 Ajax I *W EXP 10/31/202 G0190X126 30 15785 SH OTR 1 15785 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 251735 1370282 SH SOLE 1370282 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 3384 18419 SH OTR 1 18419 0 0 Altimar Acquisition Corp. III UNIT 99/99/9999 G0370U124 1931 191160 SH SOLE 191160 0 0 Altimar Acquisition Corp. III UNIT 99/99/9999 G0370U124 23 2243 SH OTR 1 2243 0 0 Altimar Acqusition Corp. II UNIT 99/99/9999 G03709113 401 40000 SH SOLE 40000 0 0 Altitude Acquisition Corp. COM CL A 02156Y103 5472 558932 SH SOLE 558932 0 0 Altitude Acquisition Corp. COM CL A 02156Y103 59 6066 SH OTR 1 6066 0 0 Anzu Special Acquisition Corp. UNIT 01/27/2026 03737A200 1000 100000 SH SOLE 100000 0 0 Apollo Senior Floating Rate Fund Inc. COM 037636107 176 11127 SH SOLE 11127 0 0 Apollo Strategic Growth Capital SHS CL A G0411R106 10944 1119033 SH SOLE 1119033 0 0 Apollo Strategic Growth Capital SHS CL A G0411R106 133 13623 SH OTR 1 13623 0 0 Apollo Strategic Growth Capital *W EXP 10/29/202 G0411R114 444 373011 SH SOLE 373011 0 0 Apollo Strategic Growth Capital *W EXP 10/29/202 G0411R114 5 4541 SH OTR 1 4541 0 0 Archimedes Tech SPAC Partners Co. UNIT 03/10/2026 039562202 992 100000 SH SOLE 100000 0 0 Ares Acquisition Corporation UNIT 99/99/9999 G33032114 3201 320097 SH SOLE 320097 0 0 Ares Acquisition Corporation UNIT 99/99/9999 G33032114 103 10348 SH OTR 1 10348 0 0 Arrowroot Acquisition Corp. CL A COM 04282M102 7000 725338 SH SOLE 725338 0 0 Arrowroot Acquisition Corp. CL A COM 04282M102 153 15848 SH OTR 1 15848 0 0 Arrowroot Acquisition Corp. *W EXP 03/02/202 04282M110 312 362669 SH SOLE 362669 0 0 Arrowroot Acquisition Corp. *W EXP 03/02/202 04282M110 7 7924 SH OTR 1 7924 0 0 Ascendant Digital Acquisition Corp. *W EXP 07/28/202 G05155117 438 268470 SH SOLE 268470 0 0 Ascendant Digital Acquisition Corp. *W EXP 07/28/202 G05155117 7 4062 SH OTR 1 4062 0 0 Ascendant Digital Acquisition Corp. COM CL A G05155109 9044 908989 SH SOLE 908989 0 0 Ascendant Digital Acquisition Corp. COM CL A G05155109 1954 195400 SH SOLE 195400 0 0 Ascendant Digital Acquisition Corp. COM CL A G05155109 46 4600 SH OTR 1 4600 0 0 At Home Group Inc. COM 04650Y100 12474 338600 SH SOLE 338600 0 0 At Home Group Inc. COM 04650Y100 136 3700 SH OTR 1 3700 0 0 Athene Holding Ltd. CL A G0684D107 96291 1426531 SH SOLE 1426531 0 0 Athene Holding Ltd. CL A G0684D107 1301 19274 SH OTR 1 19274 0 0 Atlas Crest Investment Corp. UNIT 99/99/9999 049287204 1918 191050 SH SOLE 191050 0 0 Aurora Acquisition Corp. UNIT 03/02/2026 G0698L111 474 45525 SH SOLE 45525 0 0 Austerlitz Acquisition Corp. UNIT 99/99/9999 G0633D117 1291 125000 SH SOLE 125000 0 0 Austerlitz Acquisition Corp. UNIT 99/99/9999 G0633U119 1510 150000 SH SOLE 150000 0 0 Authentic Equity Acquisition Corp. UNIT 10/31/2027 G06607116 1013 100000 SH SOLE 100000 0 0 Avanti Acquisition Corp. SHS CL A G0682V109 8604 883376 SH SOLE 883376 0 0 Avanti Acquisition Corp. SHS CL A G0682V109 348 35753 SH OTR 1 35753 0 0 Avanti Acquisition Corp. *W EXP 99/99/999 G0682V125 177 169999 SH SOLE 169999 0 0 Avanti Acquisition Corp. *W EXP 99/99/999 G0682V125 5 5000 SH OTR 1 5000 0 0 Biotech Acquisition Company UNIT 11/30/2027 G1125A124 504 50000 SH SOLE 50000 0 0 Blackrock Fltg Rate Inc. Strategies Fund COM 09255X100 127 9611 SH SOLE 9611 0 0 BlueRiver Acqusition Corp. UNIT 01/04/2026 G1261Q123 500 50000 SH SOLE 50000 0 0 BowX Acquisition Corp. *W EXP 08/03/202 103085114 249 74421 SH SOLE 74421 0 0 BowX Acquisition Corp. *W EXP 08/03/202 103085114 17 5193 SH OTR 1 5193 0 0 Bridgetown 2 Holdings Limited CL A G1355V103 510 50000 SH SOLE 50000 0 0 Bright Lights Acquisition Corp. COM CL A 10920K101 696 71932 SH SOLE 71932 0 0 Bright Lights Acquisition Corp. COM CL A 10920K101 51 5273 SH OTR 1 5273 0 0 Bright Lights Acquisition Corp. UNIT 99/99/9999 10920K200 3032 300807 SH SOLE 300807 0 0 Bright Lights Acquisition Corp. UNIT 99/99/9999 10920K200 505 50118 SH OTR 1 50118 0 0 Build Acquisition Corp. UNIT 99/99/9999 12008J204 897 90150 SH SOLE 90150 0 0 Burgundy Technology Acquisition Corp. CL A G1702T116 11373 1154588 SH SOLE 1154588 0 0 Burgundy Technology Acquisition Corp. CL A G1702T116 153 15551 SH OTR 1 15551 0 0 Burgundy Technology Acquisition Corp. UNIT 08/26/2025 G1702T132 1034 99996 SH SOLE 99996 0 0 Burgundy Technology Acquisition Corp. UNIT 08/26/2025 G1702T132 56 5409 SH OTR 1 5409 0 0 CA Healthcare Acquisition Corp. UNIT 12/25/2025 12510W206 413 40114 SH SOLE 40114 0 0 CC Neuberger Principal Holdings II SHS CL A G3166T103 10051 1016247 SH SOLE 1016247 0 0 CC Neuberger Principal Holdings II SHS CL A G3166T103 531 53654 SH OTR 1 53654 0 0 CC Neuberger Principal Holdings II *W EXP 07/29/202 G3166T111 76 56249 SH SOLE 56249 0 0 CC Neuberger Principal Holdings III UNIT 99/99/9999 G1992N118 1998 200000 SH SOLE 200000 0 0 CF Acquisition Corp. IV COM CL A 12520T102 1183 122100 SH SOLE 122100 0 0 CF Acquisition Corp. IV COM CL A 12520T102 153 15820 SH OTR 1 15820 0 0 CF Acquisition Corp. VI UNIT 99/99/9999 12521J202 999 100000 SH SOLE 100000 0 0 CF Acquisition Corp. VIII UNIT 03/31/2028 12520C208 2527 250000 SH SOLE 250000 0 0 CHP Merger Corp. COM CL A 12558Y106 4600 462322 SH SOLE 462322 0 0 CHP Merger Corp. COM CL A 12558Y106 132 13220 SH OTR 1 13220 0 0 CHP Merger Corp. UNIT 11/22/2024 12558Y205 1979 185530 SH SOLE 185530 0 0 CHP Merger Corp. UNIT 11/22/2024 12558Y205 120 11205 SH OTR 1 11205 0 0 CHP Merger Corp. *W EXP 11/22/202 12558Y114 87 96873 SH SOLE 96873 0 0 CHP Merger Corp. *W EXP 11/22/202 12558Y114 3 3251 SH OTR 1 3251 0 0 CONX Corp. COM CL A 212873103 9904 1004436 SH SOLE 1004436 0 0 CONX Corp. COM CL A 212873103 475 48160 SH OTR 1 48160 0 0 CONX Corp. *W EXP 10/30/202 212873111 339 251109 SH SOLE 251109 0 0 CONX Corp. *W EXP 10/30/202 212873111 16 12040 SH OTR 1 12040 0 0 Cadence BanCorporation CL A 12739A100 8923 427323 SH SOLE 427323 0 0 Carney Technology Acquisition Corp UNIT 12/10/2025 143636207 445 44502 SH SOLE 44502 0 0 Carney Technology Acquisition Corp UNIT 12/10/2025 143636207 58 5803 SH OTR 1 5803 0 0 Cerberus Telecom Acquisition Corp. SHS CL A G2040C104 4186 421546 SH SOLE 421546 0 0 Cerberus Telecom Acquisition Corp. SHS CL A G2040C104 53 5311 SH OTR 1 5311 0 0 Change Healthcare, Inc. COM 15912K100 78055 3387802 SH SOLE 3387802 0 0 Change Healthcare, Inc. COM 15912K100 1078 46791 SH OTR 1 46791 0 0 Cincinnati Bell Inc. NEW COM NEW 171871502 10392 673902 SH SOLE 673902 0 0 Cincinnati Bell Inc. NEW COM NEW 171871502 121 7866 SH OTR 1 7866 0 0 Class Acceleration Corp. UNIT 99/99/9999 18274B205 906 90000 SH SOLE 90000 0 0 Climate Real Impct Sltns II Acq Corp. UNIT 99/99/9999 187171202 456 45042 SH SOLE 45042 0 0 Cloudera, Inc. COM 18914U100 25151 1585827 SH SOLE 1585827 0 0 Cloudera, Inc. COM 18914U100 570 35908 SH OTR 1 35908 0 0 Coherent, Inc. COM 192479103 198498 750919 SH SOLE 750919 0 0 Coherent, Inc. COM 192479103 2515 9513 SH OTR 1 9513 0 0 Cohn Robbins Holdings Corp. COM CL A G23726105 13216 1341735 SH SOLE 1341735 0 0 Cohn Robbins Holdings Corp. COM CL A G23726105 241 24438 SH OTR 1 24438 0 0 Cohn Robbins Holdings Corp. *W EXP 08/28/202 G23726113 426 364144 SH SOLE 364144 0 0 Cohn Robbins Holdings Corp. *W EXP 08/28/202 G23726113 10 8146 SH OTR 1 8146 0 0 Colicity Inc. UNIT 02/24/2026 194170205 4736 470244 SH SOLE 470244 0 0 Colicity Inc. UNIT 02/24/2026 194170205 104 10314 SH OTR 1 10314 0 0 Colonnade Acquisition Corp. II UNIT 99/99/9999 G2284B127 1494 150000 SH SOLE 150000 0 0 Compute Health Acquisition Corp. UNIT 99/99/9999 204833206 1022 100000 SH SOLE 100000 0 0 Concord Acquisition Corp. COM CL A 206071102 1602 162614 SH SOLE 162614 0 0 Concord Acquisition Corp. COM CL A 206071102 208 21140 SH OTR 1 21140 0 0 Convey Holding Parent, Inc. COM 21258C108 57 5000 SH SOLE 5000 0 0 Corner Growth Acquisition Corp. UNIT 01/01/2027 G2425N121 2682 265591 SH SOLE 265591 0 0 Corner Growth Acquisition Corp. UNIT 01/01/2027 G2425N121 119 11779 SH OTR 1 11779 0 0 Crescent Cove Acquisitin Corp. UNIT 04/01/2021 G2554Y112 2520 250000 SH SOLE 250000 0 0 Crown Holdings, Inc. COM 228368106 2310 22600 SH SOLE 22600 0 0 Crown Holdings, Inc. COM 228368106 797 7800 SH OTR 1 7800 0 0 Crown Holdings, Inc. COM 228368106 2310 22600 SH Put SOLE 22600 0 0 Crown Holdings, Inc. COM 228368106 276 2700 SH Put OTR 1 2700 0 0 Crown Holdings, Inc. COM 228368106 4027 39400 SH Put SOLE 39400 0 0 Crown Holdings, Inc. COM 228368106 521 5100 SH Put OTR 1 5100 0 0 Crucible Acquisition Corporation UNIT 12/26/2025 22877P207 56 5600 SH SOLE 5600 0 0 D and Z Media Acquisition Corp. UNIT 99/99/9999 23305Q205 1920 192923 SH SOLE 192923 0 0 D8 Holdings Corp. SHS CL A G2614K110 1994 200000 SH SOLE 200000 0 0 DFP Healthcare Acquisitions Corp. COM CL A 23343Q100 5113 513887 SH SOLE 513887 0 0 DFP Healthcare Acquisitions Corp. COM CL A 23343Q100 248 24878 SH OTR 1 24878 0 0 Decarbonization Plus Acq Corp. II UNIT 01/19/2026 242794204 723 70000 SH SOLE 70000 0 0 Deep Lake Capital Acquisition Corp *W EXP 01/04/202 G27029118 237 260762 SH SOLE 260762 0 0 Deep Lake Capital Acquisition Corp *W EXP 01/04/202 G27029118 17 19095 SH OTR 1 19095 0 0 Deep Lake Capital Acquisition Corp CL A SHS G27029100 4998 516324 SH SOLE 516324 0 0 Deep Lake Capital Acquisition Corp CL A SHS G27029100 370 38190 SH OTR 1 38190 0 0 Dell Technologies Inc. CL C 24703L202 4784 48000 SH Put SOLE 48000 0 0 Dell Technologies Inc. CL C 24703L202 648 6500 SH Put OTR 1 6500 0 0 Dell Technologies Inc. CL C 24703L202 1106 11100 SH SOLE 11100 0 0 Dell Technologies Inc. CL C 24703L202 1059 10626 SH OTR 1 10626 0 0 Delwinds Insurance Acquisition Corp. UNIT 99/99/9999 24803C201 784 77402 SH SOLE 77402 0 0 Delwinds Insurance Acquisition Corp. UNIT 99/99/9999 24803C201 102 10093 SH OTR 1 10093 0 0 DiamondHead Holdings Corp. UNIT 01/21/2026 25278L204 390 39000 SH SOLE 39000 0 0 Domtar Corporation COM NEW 257559203 32770 596260 SH SOLE 596260 0 0 Domtar Corporation COM NEW 257559203 281 5114 SH OTR 1 5114 0 0 Dragoneer Growth Opport. Corp. *W EXP 08/18/202 G28302118 6 3000 SH SOLE 3000 0 0 Dragoneer Growth Opportunities Corp. III CL A SHS G28315102 200 20000 SH SOLE 20000 0 0 DuPont de Nemours, Inc. COM 26614N102 2020 26100 SH Put SOLE 26100 0 0 DuPont de Nemours, Inc. COM 26614N102 248 3200 SH Put OTR 1 3200 0 0 DuPont de Nemours, Inc. COM 26614N102 2022 26123 SH SOLE 26123 0 0 DuPont de Nemours, Inc. COM 26614N102 251 3242 SH OTR 1 3242 0 0 E.Merge Technology Acquisition Corp *W EXP 07/30/202 26873Y112 448 461431 SH SOLE 461431 0 0 E.Merge Technology Acquisition Corp. *W EXP 07/30/202 26873Y112 10 9836 SH OTR 1 9836 0 0 E.Merge Technology Acquisition Corp. COM CL A 26873Y104 13511 1384293 SH SOLE 1384293 0 0 E.Merge Technology Acquisition Corp. COM CL A 26873Y104 288 29508 SH OTR 1 29508 0 0 ESM Acquisition Corporation UNIT 99/99/9999 G3195H120 1500 150000 SH SOLE 150000 0 0 East Stone Acquisition Corporation SHS G2911D108 1512 149838 SH SOLE 149838 0 0 Elevation Oncology, Inc. COM 28623U101 14 1000 SH SOLE 1000 0 0 Elliott Opportunity II Corp. UNIT 99/99/9999 G30092129 1001 100000 SH SOLE 100000 0 0 Elliott Opportunity II Corp. UNIT 99/99/9999 G30092129 266 26578 SH OTR 1 26578 0 0 Empower Ltd. CL A COM G3R39W102 4228 422403 SH SOLE 422403 0 0 Empower Ltd. CL A COM G3R39W102 53 5322 SH OTR 1 5322 0 0 Equity Distribution Acquisition Corp. *W EXP 09/09/202 29465E114 39 33331 SH SOLE 33331 0 0 Equity Distribution Acquisition Corp. COM CL A 29465E106 14250 1445281 SH SOLE 1445281 0 0 Equity Distribution Acquisition Corp. COM CL A 29465E106 375 38068 SH OTR 1 38068 0 0 FTAC Athena Acquisition Corp. UNIT 99/99/9999 G37283127 4219 413664 SH SOLE 413664 0 0 FTAC Athena Acquisition Corp. UNIT 99/99/9999 G37283127 70 6880 SH OTR 1 6880 0 0 FTAC Hera Acquisition Corp. UNIT 02/28/2026 G3728Y129 2009 200000 SH SOLE 200000 0 0 Falcon Capital Acquisition Corp. COM CL A 30606L108 5319 532422 SH SOLE 532422 0 0 Falcon Capital Acquisition Corp. COM CL A 30606L108 171 17091 SH OTR 1 17091 0 0 Falcon Capital Acquisition Corp. *W EXP 08/20/202 30606L116 89 50000 SH SOLE 50000 0 0 Far Peak Acquisition Corporation SHS CL A G3312L103 805 80881 SH SOLE 80881 0 0 Far Peak Acquisition Corporation SHS CL A G3312L103 106 10609 SH OTR 1 10609 0 0 Far Peak Acquisition Corporation UNIT 99/99/9999 G3312L129 1968 189200 SH SOLE 189200 0 0 Far Peak Acquisition Corporation UNIT 99/99/9999 G3312L129 263 25246 SH OTR 1 25246 0 0 FinServ Acquisition Corp. II UNIT 02/17/2026 31809Y202 500 50000 SH SOLE 50000 0 0 FinTech Acquisition Corp. VI UNIT 06/24/2026 31811H205 2522 250000 SH SOLE 250000 0 0 Fintech Evolution Acquisition Group UNIT 99/99/9999 G3R19A112 3290 329700 SH SOLE 329700 0 0 Fintech Evolution Acquisition Group UNIT 99/99/9999 G3R19A112 267 26723 SH OTR 1 26723 0 0 First Trust Senior Fltg. Rate Income Fd.I COM 33733U108 74 5810 SH SOLE 5810 0 0 FirstEnergy Corp. COM 337932107 1488 39999 SH SOLE 39999 0 0 FirstEnergy Corp. COM 337932107 283 7601 SH OTR 1 7601 0 0 FirstEnergy Corp. COM 337932107 2236 60100 SH Put SOLE 60100 0 0 FirstEnergy Corp. COM 337932107 279 7500 SH Put OTR 1 7500 0 0 FirstMark Horizon Acquisition Corp. UNIT 99/99/9999 33765Y200 3028 290600 SH SOLE 290600 0 0 FirstMark Horizon Acquisition Corp. unit UNIT 99/99/9999 33765Y200 98 9400 SH OTR 1 9400 0 0 Foley Trasimene Acquisition Corp. COM CL A 34431F104 4161 416976 SH SOLE 416976 0 0 Foley Trasimene Acquisition Corp. COM CL A 34431F104 88 8811 SH OTR 1 8811 0 0 Foley Trasimene Acquisition Corp. *W EXP 05/26/202 34431F112 213 102181 SH SOLE 102181 0 0 Forterra, Inc. COM 34960W106 20005 850915 SH SOLE 850915 0 0 Fortistar Sustainable Solutions Corp. UNIT 01/14/2026 34962M205 718 70000 SH SOLE 70000 0 0 Fortress Capital Acquisition Corp. SHS CL A G36427105 5216 530095 SH SOLE 530095 0 0 Fortress Capital Acquisition Corp. SHS CL A G36427105 95 9635 SH OTR 1 9635 0 0 Fortress Capital Acquisition Corp. *W EXP 99/99/999 G36427121 116 107984 SH SOLE 107984 0 0 Fortress Capital Acquisition Corp. *W EXP 99/99/999 G36427121 2 1927 SH OTR 1 1927 0 0 Fortress Value Acquisition Corp. UNIT 03/31/2028 34964K207 250 25000 SH SOLE 25000 0 0 Frazier Lifesciences Acquisition Corp UNIT 12/09/2025 G3710A121 849 84510 SH SOLE 84510 0 0 Frazier Lifesciences Acquisition Corp UNIT 12/09/2025 G3710A121 91 9065 SH OTR 1 9065 0 0 Fusion Acquisition Corp. CL A 36118H105 5696 572466 SH SOLE 572466 0 0 Fusion Acquisition Corp. CL A 36118H105 103 10373 SH OTR 1 10373 0 0 Fusion Acquisition Corp. II UNIT 02/29/2028 36118N201 2497 250000 SH SOLE 250000 0 0 Fusion Acquisition Corp. *W EXP 06/01/202 36118H113 350 249998 SH SOLE 249998 0 0 G Squared Ascend I Inc. UNIT 99/99/9999 G4204R125 4138 411702 SH SOLE 411702 0 0 G Squared Ascend I Inc. UNIT 99/99/9999 G4204R125 179 17765 SH OTR 1 17765 0 0 G Squared Ascend II Inc. UNIT 99/99/9999 G42041114 1680 167844 SH SOLE 167844 0 0 GCM Grosvenor Inc *W EXP 11/17/202 36831E116 473 307127 SH SOLE 307127 0 0 GCM Grosvenor Inc *W EXP 11/17/202 36831E116 1 328 SH OTR 1 328 0 0 GS Acquisition Holdings Corp II COM CL A 36258Q105 10723 1031069 SH SOLE 1031069 0 0 GS Acquisition Holdings Corp II COM CL A 36258Q105 304 29262 SH OTR 1 29262 0 0 Galileo Acquisition Corp. SHS G3770A102 3000 300000 SH SOLE 300000 0 0 Galileo Acquisition Corp. *W EXP 10/31/202 G3770A110 351 300000 SH SOLE 300000 0 0 Genworth Financial, Inc. COM CL A 37247D106 856 219541 SH SOLE 219541 0 0 Genworth Financial, Inc. COM CL A 37247D106 13 3261 SH OTR 1 3261 0 0 GigCapital4, Inc. UNIT 99/99/9999 37518G200 1788 175000 SH SOLE 175000 0 0 Goal Acquisitions Corp. COM 38021H107 9736 1009907 SH SOLE 1009907 0 0 Goal Acquisitions Corp. COM 38021H107 675 69985 SH OTR 1 69985 0 0 Goal Acquisitions Corp. *W EXP 02/11/202 38021H115 654 1020814 SH SOLE 1020814 0 0 Goal Acquisitions Corp. *W EXP 02/11/202 38021H115 45 69985 SH OTR 1 69985 0 0 Golden Falcon Acquisition Corp. CL A 38102H109 5188 533780 SH SOLE 533780 0 0 Golden Falcon Acquisition Corp. CL A 38102H109 250 25734 SH OTR 1 25734 0 0 Golden Falcon Acquisition Corp. *W EXP 11/04/202 38102H117 253 271708 SH SOLE 271708 0 0 Golden Falcon Acquisition Corp. *W EXP 11/04/202 38102H117 12 12867 SH OTR 1 12867 0 0 Gores Holdings V, Inc. COM CL A 382864106 4904 485513 SH SOLE 485513 0 0 Gores Holdings V, Inc. COM CL A 382864106 134 13267 SH OTR 1 13267 0 0 Gores Holdings V, Inc. *W EXP 08/05/202 382864114 94 46029 SH SOLE 46029 0 0 Gores Holdings V, Inc. *W EXP 08/05/202 382864114 2 1066 SH OTR 1 1066 0 0 Gores Technology Partners, Inc. UNIT 03/16/2028 382870202 10 1000 SH SOLE 1000 0 0 Graf Acquisition Corp. IV UNIT 05/31/2028 384272209 2487 250000 SH SOLE 250000 0 0 HH&L Acquisition Co. UNIT 99/99/9999 G39714111 395 39190 SH SOLE 39190 0 0 HH&L Acquisition Co. UNIT 99/99/10000 G39714111 53 5282 SH OTR 1 5282 0 0 HPX Corp SHS CL A G32219100 1231 124998 SH SOLE 124998 0 0 HPX Corp *W EXP 07/14/202 G32219126 55 62499 SH SOLE 62499 0 0 Hartford Financial Services Group, Inc. COM 416515104 25574 412690 SH SOLE 412690 0 0 Hartford Financial Services Group, Inc. COM 416515104 1311 21150 SH OTR 1 21150 0 0 Hartford Financial Services Group, Inc. COM 416515104 27570 444900 SH Put SOLE 444900 0 0 Hartford Financial Services Group, Inc. COM 416515104 1208 19500 SH Put OTR 1 19500 0 0 Haymaker Acquisition Corp. III UNIT 03/01/2026 42087R207 4012 400000 SH SOLE 400000 0 0 Healthcare Services Acquisition Corp *W EXP 99/99/999 42227K112 292 327869 SH SOLE 327869 0 0 Healthcare Services Acquisition Corp. *W EXP 99/99/999 42227K112 11 12793 SH OTR 1 12793 0 0 Healthcare Services Acquisition Corp. COM CL A 42227K104 6275 648238 SH SOLE 648238 0 0 Healthcare Services Acquisition Corp. COM CL A 42227K104 248 25586 SH OTR 1 25586 0 0 Hennessy Capital Investment Corp. V UNIT 01/15/2025 42589T206 803 75000 SH SOLE 75000 0 0 Highland Transcend Partners I Corp. UNIT 99/99/9999 G44690116 1002 100000 SH SOLE 100000 0 0 Hudson Executive Investment Corp. II UNIT 01/31/2027 443760202 996 100000 SH SOLE 100000 0 0 IHS Markit Ltd. SHS G47567105 231792 2057443 SH SOLE 2057443 0 0 IHS Markit Ltd. SHS G47567105 3092 27441 SH OTR 1 27441 0 0 INSU Acquisition Corp. III UNIT 12/31/2026 457817302 889 88428 SH SOLE 88428 0 0 INSU Acquisition Corp. III UNIT 12/31/2026 457817302 119 11814 SH OTR 1 11814 0 0 Independence Holdings Corp. UNIT 03/02/2026 G4761A119 1998 200000 SH SOLE 200000 0 0 InterPrivate II Acquisition Corp. UNIT 99/99/9999 46064Q207 1495 150000 SH SOLE 150000 0 0 InterPrivate III Fin. Partners Inc. UNIT 99/99/9999 46064R205 1497 150000 SH SOLE 150000 0 0 InterPrivate IV InfraTech Prt. Inc. UNIT 03/05/2026 46064T201 995 100000 SH SOLE 100000 0 0 Invesco Senior Income Trust COM 46131H107 288 64480 SH SOLE 64480 0 0 Isleworth Healthcare Acq Corp. COM 46468P102 1688 172256 SH SOLE 172256 0 0 Isleworth Healthcare Acq Corp. COM 46468P102 32 3233 SH OTR 1 3233 0 0 Isleworth Healthcare Acq Corp. *W EXP 08/02/202 46468P110 4 5088 SH SOLE 5088 0 0 Isleworth Healthcare Acq Corp. *W EXP 08/02/202 46468P110 0 655 SH OTR 1 655 0 0 Jack Creek Investment Corp. UNIT 10/01/2023 G4989X107 2010 200000 SH SOLE 200000 0 0 Jaws Mustang Acquisition Corp. UNIT 99/99/9999 G50737116 754 75000 SH SOLE 75000 0 0 Jaws Spitfire Acquisition Corp. UNIT 99/99/9999 G50740128 731 70000 SH SOLE 70000 0 0 Just Eat Takeaway.com N.V. SPONSORED ADS 48214T305 43378 2355337 SH SOLE 2355337 0 0 KL Acquisition Corp COM CL A 49837C109 9295 958260 SH SOLE 958260 0 0 KL Acquisition Corp COM CL A 49837C109 299 30870 SH OTR 1 30870 0 0 KL Acquisition Corp *W EXP 01/12/202 49837C117 303 323310 SH SOLE 323310 0 0 KL Acquisition Corp *W EXP 01/12/202 49837C117 10 10290 SH OTR 1 10290 0 0 Kairos Acquisition Corp. UNIT 99/99/9999 G52110122 1973 196832 SH SOLE 196832 0 0 Kairos Acquisition Corp. UNIT 99/99/9999 G52110122 252 25110 SH OTR 1 25110 0 0 Kansas City Southern COM NEW 485170302 155545 548912 SH SOLE 548912 0 0 Kansas City Southern COM NEW 485170302 1981 6990 SH OTR 1 6990 0 0 Kensington Capital Acq. Corp. II UNIT 99/99/9999 49006L203 2579 247991 SH SOLE 247991 0 0 Kensington Capital Acq. Corp. II UNIT 99/99/9999 49006L203 107 10264 SH OTR 1 10264 0 0 Khosla Ventures Acquisition Co. CL A 482504107 198 20000 SH SOLE 20000 0 0 Khosla Ventures Acquisition Co. III COM CL A 482506102 3187 322864 SH SOLE 322864 0 0 Khosla Ventures Acquisition Co. III COM CL A 482506102 70 7135 SH OTR 1 7135 0 0 Kismet Acquisition One Corp SHS G52753103 4229 426745 SH SOLE 426745 0 0 Kismet Acquisition One Corp SHS G52753103 53 5377 SH OTR 1 5377 0 0 KludeIn I Acquisition Corp. UNIT 99/99/9999 49878L208 1013 100000 SH SOLE 100000 0 0 L Brands, Inc. COM 501797104 4778 66300 SH Put SOLE 66300 0 0 L Brands, Inc. COM 501797104 584 8100 SH Put OTR 1 8100 0 0 L Brands, Inc. COM 501797104 2486 34500 SH Put SOLE 34500 0 0 L Brands, Inc. COM 501797104 303 4200 SH Put OTR 1 4200 0 0 L Brands, Inc. COM 501797104 5109 70900 SH SOLE 70900 0 0 L Brands, Inc. COM 501797104 886 12300 SH OTR 1 12300 0 0 LGL Systems Acquisition Corporation *W EXP 11/12/202 50201G114 748 409838 SH SOLE 409838 0 0 LGL Systems Acquisition Corporation *W EXP 11/12/202 50201G114 39 21411 SH OTR 1 21411 0 0 LGL Systems Acquisition Corporation COM CL A 50201G106 8189 819676 SH SOLE 819676 0 0 LGL Systems Acquisition Corporation COM CL A 50201G106 428 42822 SH OTR 1 42822 0 0 Landcadia Holdings III, Inc. COM CL A 51476H100 3100 249996 SH SOLE 249996 0 0 Landcadia Holdings III, Inc. COM CL A 51476H100 248 19998 SH OTR 1 19998 0 0 Landcadia Holdings III, Inc. *W EXP 10/01/202 51476H118 225 83332 SH SOLE 83332 0 0 Landcadia Holdings III, Inc. *W EXP 10/01/202 51476H118 18 6666 SH OTR 1 6666 0 0 Lerer Hippeau Acquisition Corp. CL A 526749106 2889 293203 SH SOLE 293203 0 0 Lerer Hippeau Acquisition Corp. CL A 526749106 102 10399 SH OTR 1 10399 0 0 Liberty Media Acquisition Corporation UNIT 01/22/2026 53073L203 45 4245 SH SOLE 4245 0 0 Lionheart Acquisition Corp II UNIT 08/13/2025 53625R203 1025 99008 SH SOLE 99008 0 0 Lionheart Acquisition Corp II UNIT 08/13/2025 53625R203 15 1492 SH OTR 1 1492 0 0 Live Oak Acquisition Corp. II COM CL A 53804W106 1979 197878 SH SOLE 197878 0 0 Live Oak Acquisition Corp. II COM CL A 53804W106 21 2122 SH OTR 1 2122 0 0 Longview Acquisition Corp. II UNIT 99/99/9999 54319Q204 5040 500000 SH SOLE 500000 0 0 Lyell Immunopharma, Inc. COM 55083R104 8 500 SH SOLE 500 0 0 Magnachip Semiconductor Corporation COM 55933J203 18302 767077 SH SOLE 767077 0 0 Magnachip Semiconductor Corporation COM 55933J203 269 11287 SH OTR 1 11287 0 0 Marlin Technology Corporation CL A SHS G58411102 8928 922317 SH SOLE 922317 0 0 Marlin Technology Corporation CL A SHS G58411102 326 33687 SH OTR 1 33687 0 0 Marlin Technology Corporation *W EXP 01/12/202 G58411110 365 309172 SH SOLE 309172 0 0 Marlin Technology Corporation *W EXP 01/12/202 G58411110 13 11229 SH OTR 1 11229 0 0 Marquee Raine Acquisition Corp. UNIT 12/01/2025 G58442115 2552 248760 SH SOLE 248760 0 0 Marquee Raine Acquisition Corp. UNIT 12/01/2025 G58442115 263 25665 SH OTR 1 25665 0 0 Marvell Technology Inc COM 573874104 46028 789100 SH Call SOLE 789100 0 0 Marvell Technology Inc COM 573874104 636 10900 SH Call OTR 1 10900 0 0 Mason Industrial Technology, Inc. UNIT 99/99/9999 57520Y205 3021 299996 SH SOLE 299996 0 0 Maxim Integrated Products, Inc. COM 57772K101 204744 1943279 SH SOLE 1943279 0 0 Maxim Integrated Products, Inc. COM 57772K101 2558 24280 SH OTR 1 24280 0 0 Medicus Sciences Acquisition Corp. CL A SHS G5960S108 2306 239000 SH SOLE 239000 0 0 Medicus Sciences Acquisition Corp. *W EXP 02/12/202 G5960S124 27 26554 SH SOLE 26554 0 0 Merida Merger Corp. I COM 58953M106 4188 420941 SH SOLE 420941 0 0 Molecular Partners AG ADS 60853G106 20 1000 SH SOLE 1000 0 0 Montes Archimedes Acquisition Corp. *W EXP 99/99/999 612657114 366 237516 SH SOLE 237516 0 0 Montes Archimedes Acquisition Corp. *W EXP 99/99/999 612657114 19 12481 SH OTR 1 12481 0 0 Montes Archimedes Acquisition Corp. COM CL A 612657106 4698 475032 SH SOLE 475032 0 0 Montes Archimedes Acquisition Corp. COM CL A 612657106 247 24962 SH OTR 1 24962 0 0 Motive Capital Corp SHS CL A G6293A103 4885 499995 SH SOLE 499995 0 0 Motive Capital Corp SHS CL A G6293A103 63 6408 SH OTR 1 6408 0 0 Motive Capital Corp *W EXP 12/31/202 G6293A111 159 166665 SH SOLE 166665 0 0 Motive Capital Corp *W EXP 12/31/202 G6293A111 2 2136 SH OTR 1 2136 0 0 Navistar International Corporation NEW COM 63934E108 120096 2698782 SH SOLE 2698782 0 0 Nebula Caravel Acquisition Corp. COM CL A 629070103 811 81157 SH SOLE 81157 0 0 Nebula Caravel Acquisition Corp. COM CL A 629070103 105 10519 SH OTR 1 10519 0 0 New Vista Acquisition Corp UNIT 02/01/2026 G6529L113 1951 195125 SH SOLE 195125 0 0 New Vista Acquisition Corp UNIT 02/01/2026 G6529L113 261 26115 SH OTR 1 26115 0 0 Newbury Street Acquisition Corp. UNIT 04/30/2028 65101L203 1498 150000 SH SOLE 150000 0 0 NextGen Acquisition Corp. II UNIT 03/23/2026 G65317110 1375 127323 SH SOLE 127323 0 0 NextGen Acquisition Corp. II UNIT 03/23/2026 G65317110 202 18731 SH OTR 1 18731 0 0 NextGen Acquisition Corporation CL A G65305107 3917 394043 SH SOLE 394043 0 0 NextGen Acquisition Corporation CL A G65305107 59 5957 SH OTR 1 5957 0 0 Noble Rock Acquisition Corp. CL A SHS G6546R101 306 31596 SH SOLE 31596 0 0 Noble Rock Acquisition Corp. CL A SHS G6546R101 35 3598 SH OTR 1 3598 0 0 Noble Rock Acquisition Corp. UNIT 01/31/2028 G6546R127 1606 160587 SH SOLE 160587 0 0 Noble Rock Acquisition Corp. UNIT 01/31/2028 G6546R127 258 25831 SH OTR 1 25831 0 0 North Atlantic Acquisition Corp. UNIT 10/20/2025 G66139117 801 79795 SH SOLE 79795 0 0 North Atlantic Acquisition Corp. UNIT 10/20/2025 G66139117 105 10466 SH OTR 1 10466 0 0 Northern Genesis Acquisition Corp. II UNIT 99/99/9999 66516U200 1047 100000 SH SOLE 100000 0 0 Northern Star Investment Corp. II COM CLASS A 66573W107 1600 160671 SH SOLE 160671 0 0 Northern Star Investment Corp. II COM CLASS A 66573W107 104 10456 SH OTR 1 10456 0 0 Northern Star Investment Corp. II *W EXP 01/31/202 66573W115 39 16000 SH SOLE 16000 0 0 Novus Capital Corporation II UNIT 99/99/9999 67012W203 759 75000 SH SOLE 75000 0 0 Nuance Communications, Inc. DBCV 1.000%12/1 67020YAK6 5637 2500000 PRN SOLE 2500000 0 0 Nuance Communications, Inc. COM 67020Y100 170856 3138424 SH SOLE 3138424 0 0 Nuance Communications, Inc. COM 67020Y100 2205 40495 SH OTR 1 40495 0 0 Nuveen AMT-Free Qty Muni Inc Fd COM 670657105 684 43591 SH OTR 1 43591 0 0 Nuveen NY AMT-Free Muni Inc COM 670656107 990 69774 SH SOLE 69774 0 0 Nuveen NY AMT-Free Muni Inc COM 670656107 278 19611 SH OTR 1 19611 0 0 Oak Street Health, Inc. COM 67181A107 577 9850 SH SOLE 9850 0 0 Oak Street Health, Inc. COM 67181A107 9 150 SH OTR 1 150 0 0 Omega Alpha SPAC CL A G6749V107 1627 163506 SH SOLE 163506 0 0 Omega Alpha SPAC CL A G6749V107 218 21876 SH OTR 1 21876 0 0 One Equity Partners Open Water I Corp UNIT 01/14/2026 68237L204 1090 109000 SH SOLE 109000 0 0 Origin Materials Inc. *W EXP 06/24/202 68622D114 426 218470 SH SOLE 218470 0 0 Origin Materials Inc. *W EXP 06/24/202 68622D114 17 8658 SH OTR 1 8658 0 0 Oscar Health, Inc. CL A 687793109 17 800 SH SOLE 800 0 0 Osprey Technology Acquisition Corp. COM CL A 68839R104 1026 102692 SH SOLE 102692 0 0 Osprey Technology Acquisition Corp. COM CL A 68839R104 78 7830 SH OTR 1 7830 0 0 PNM Resources Inc. COM 69349H107 34625 709966 SH SOLE 709966 0 0 PNM Resources Inc. COM 69349H107 402 8235 SH OTR 1 8235 0 0 PPD, Inc. COM 69355F102 139032 3016533 SH SOLE 3016533 0 0 PPD, Inc. COM 69355F102 1667 36164 SH OTR 1 36164 0 0 PRA Health Sciences, Inc COM 69354M108 119580 723806 SH SOLE 723806 0 0 PRA Health Sciences, Inc COM 69354M108 1574 9525 SH OTR 1 9525 0 0 Pathfinder Acquisition Corporation UNIT 02/17/2026 G04119114 4531 455790 SH SOLE 455790 0 0 Pathfinder Acquisition Corporation UNIT 02/17/2026 G04119114 104 10476 SH OTR 1 10476 0 0 Perella Weinberg Partners *W EXP 12/31/202 71367G110 185 66666 SH SOLE 66666 0 0 Peridot Acquisition Corp. II UNIT 99/99/9999 G7008B113 2497 250000 SH SOLE 250000 0 0 Pershing Square Tontine Hldg. Ltd. COM CL A 71531R109 3421 150317 SH SOLE 150317 0 0 Pershing Square Tontine Hldg. Ltd. COM CL A 71531R109 67 2942 SH OTR 1 2942 0 0 Pioneer Merger Corp. CL A SHS G7S24C103 5224 527106 SH SOLE 527106 0 0 Pioneer Merger Corp. CL A SHS G7S24C103 101 10209 SH OTR 1 10209 0 0 Pioneer Merger Corp. *W EXP 01/07/202 G7S24C111 283 175702 SH SOLE 175702 0 0 Pioneer Merger Corp. *W EXP 01/07/202 G7S24C111 5 3403 SH OTR 1 3403 0 0 Pivotal Investment Corp. III UNIT 01/28/2028 72582M205 1345 134531 SH SOLE 134531 0 0 Pivotal Investment Corp. III UNIT 01/28/2028 72582M205 155 15469 SH OTR 1 15469 0 0 Plum Acquisition Corp. I UNIT 03/15/2026 G7134L100 1114 111800 SH SOLE 111800 0 0 Plum Acquisition Corp. I UNIT 03/15/2026 G7134L100 159 15921 SH OTR 1 15921 0 0 Pontem Corporation SHS CL A G71707106 6082 625695 SH SOLE 625695 0 0 Pontem Corporation SHS CL A G71707106 362 37281 SH OTR 1 37281 0 0 Pontem Corporation *W EXP 01/05/202 G71707122 209 211150 SH SOLE 211150 0 0 Pontem Corporation *W EXP 01/05/202 G71707122 12 12427 SH OTR 1 12427 0 0 Power & Digital Infrastructure Acquisitio UNIT 99/99/9999 739190205 505 50000 SH SOLE 50000 0 0 Prime Impact Acquisition I SHS CL A G61074103 6127 628371 SH SOLE 628371 0 0 Prime Impact Acquisition I SHS CL A G61074103 222 22754 SH OTR 1 22754 0 0 Prime Impact Acquisition I UNIT 10/01/2030 G61074111 255 25375 SH SOLE 25375 0 0 Prime Impact Acquisition I UNIT 10/01/2030 G61074111 29 2903 SH OTR 1 2903 0 0 Priveterra Acquisition Corp. UNIT 99/99/9999 74275N201 799 80251 SH SOLE 80251 0 0 Priveterra Acquisition Corp. UNIT 99/99/9999 74275N201 104 10439 SH OTR 1 10439 0 0 Progress Acquisition Corp. UNIT 12/25/2025 74327P204 162 16184 SH SOLE 16184 0 0 Proofpoint, Inc. COM 743424103 124373 715773 SH SOLE 715773 0 0 Proofpoint, Inc. COM 743424103 1750 10073 SH OTR 1 10073 0 0 Property Solutions Acquisition Corp. II UNIT 03/01/2026 74350A207 1738 175000 SH SOLE 175000 0 0 Prospector Capital Corp. CL A G7273A105 6292 648654 SH SOLE 648654 0 0 Prospector Capital Corp. CL A G7273A105 350 36087 SH OTR 1 36087 0 0 Prospector Capital Corp. *W EXP 01/01/202 G7273A113 208 219420 SH SOLE 219420 0 0 Prospector Capital Corp. *W EXP 01/01/202 G7273A113 11 12029 SH OTR 1 12029 0 0 QTS Realty Trust Inc. COM CL A 74736A103 86300 1116424 SH SOLE 1116424 0 0 QTS Realty Trust Inc. COM CL A 74736A103 1561 20198 SH OTR 1 20198 0 0 Qell Acquisition Corp. CL A G7307X105 1492 149983 SH SOLE 149983 0 0 Qell Acquisition Corp. CL A G7307X105 140 14035 SH OTR 1 14035 0 0 Quantum-Si Inc COM CL A 74765K105 1406 114644 SH SOLE 114644 0 0 Quantum-Si Inc *W EXP 06/10/202 74765K113 326 86598 SH SOLE 86598 0 0 Queen's Gambit Growth Capital UNIT 01/19/2026 G7315C127 501 50000 SH SOLE 50000 0 0 RMG Acquisition Corp. III CL A SHS G76088106 5678 582375 SH SOLE 582375 0 0 RMG Acquisition Corp. III CL A SHS G76088106 263 27025 SH OTR 1 27025 0 0 RMG Acquisition Corp. III *W EXP 02/08/202 G76088122 149 117595 SH SOLE 117595 0 0 RMG Acquisition Corp. III *W EXP 02/08/202 G76088122 7 5405 SH OTR 1 5405 0 0 RedBall Acquisition Corp. COM CL A G7417R105 3880 397130 SH SOLE 397130 0 0 RedBall Acquisition Corp. COM CL A G7417R105 74 7613 SH OTR 1 7613 0 0 Reinvent Technology Partners UNIT 03/12/2026 G7484L114 2374 235236 SH SOLE 235236 0 0 Reinvent Technology Partners UNIT 03/12/2026 G7484L114 55 5425 SH OTR 1 5425 0 0 Revolution Acceleration Acquisition Corp *W EXP 12/01/202 76156P114 196 98107 SH SOLE 98107 0 0 Revolution Acceleration Acquisition Corp *W EXP 12/01/202 76156P114 3 1511 SH OTR 1 1511 0 0 Revolution Acceleration Acquisition Corp COM CL A 76156P106 3097 310602 SH SOLE 310602 0 0 Revolution Acceleration Acquisition Corp COM CL A 76156P106 53 5357 SH OTR 1 5357 0 0 Rocket Internet Growth Opportunities Corp UNIT 99/99/9999 G7613T111 4814 480871 SH SOLE 480871 0 0 Rocket Internet Growth Opportunities Corp UNIT 99/99/9999 G7613T111 104 10368 SH OTR 1 10368 0 0 Roman DBDR Tech Acquisition Corp COM CL A 77584N101 823 81402 SH SOLE 81402 0 0 Roman DBDR Tech Acquisition Corp COM CL A 77584N101 107 10551 SH OTR 1 10551 0 0 Ross Acquisition Corp II UNIT 99/99/9999 G7641C122 858 86100 SH SOLE 86100 0 0 Royal Dutch Shell PLC SPON ADR B 780259107 2825 72754 SH SOLE 72754 0 0 Royal Dutch Shell PLC SPON ADR B 780259107 536 13803 SH OTR 1 13803 0 0 SCP & CO Healthcare Acquisition Co. UNIT 10/27/2025 784065203 594 59000 SH SOLE 59000 0 0 SCVX Corp. COM G79448208 639 64586 SH SOLE 64586 0 0 SCVX Corp. *W EXP 01/24/202 G79448117 35 32293 SH SOLE 32293 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 253968 593300 SH Put SOLE 593300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2868 6700 SH Put OTR 1 6700 0 0 SVF Investment Corp. 2 CL A SHS G8601M100 50 5000 SH SOLE 5000 0 0 SVF Investment Corp. 3 CL A SHS G8601N108 50 5000 SH SOLE 5000 0 0 Saba Capital Inc & Opportunities Fund SHARES 78518H103 263 55805 SH SOLE 55805 0 0 ScION Tech Growth I CL A SHS G31067104 4706 481692 SH SOLE 481692 0 0 ScION Tech Growth I CL A SHS G31067104 739 75627 SH OTR 1 75627 0 0 ScION Tech Growth I *W EXP 11/01/202 G31067112 175 166839 SH SOLE 166839 0 0 ScION Tech Growth I *W EXP 11/01/202 G31067112 26 25209 SH OTR 1 25209 0 0 ScION Tech Growth II UNIT 99/99/9999 G31070124 1669 168100 SH SOLE 168100 0 0 Senior Connect Acquisition Corp. I COM CL A 81723H108 3892 399998 SH SOLE 399998 0 0 Senior Connect Acquisition Corp. I COM CL A 81723H108 100 10304 SH OTR 1 10304 0 0 Senior Connect Acquisition Corp. I *W EXP 12/31/202 81723H116 170 199999 SH SOLE 199999 0 0 Senior Connect Acquisition Corp. I *W EXP 12/31/202 81723H116 4 5152 SH OTR 1 5152 0 0 Shelter Acquisition Corporation I UNIT 02/25/2026 822821203 6424 643012 SH SOLE 643012 0 0 Shelter Acquisition Corporation I UNIT 02/25/2026 822821203 70 6988 SH OTR 1 6988 0 0 Shelter Acquisition Corporation I UNIT 02/25/2026 822821203 0 61828 SH SOLE 61828 0 0 Shelter Acquisition Corporation I UNIT 02/25/2026 822821203 0 672 SH OTR 1 672 0 0 Simon Property Group Acquisition Holdings UNIT 99/99/9999 82880R202 4731 469794 SH SOLE 469794 0 0 Simon Property Group Acquisition Holdings UNIT 99/99/9999 82880R202 104 10304 SH OTR 1 10304 0 0 Slack Technologies, Inc. COM CL A 83088V102 204963 4626708 SH SOLE 4626708 0 0 Slack Technologies, Inc. COM CL A 83088V102 2782 62788 SH OTR 1 62788 0 0 Soaring Eagle Acquisition Corp. UNIT 02/23/2026 G8354H100 1059 100000 SH SOLE 100000 0 0 Sogou Inc. ADR REPSTG A 83409V104 3680 431439 SH SOLE 431439 0 0 Sogou Inc. ADR REPSTG A 83409V104 173 20229 SH OTR 1 20229 0 0 Spartan Energy Acquisition Corp. III COM CL A 84677R106 6970 712664 SH SOLE 712664 0 0 Spartan Energy Acquisition Corp. III COM CL A 84677R106 175 17924 SH OTR 1 17924 0 0 Spartan Energy Acquisition Corp. III *W EXP 02/04/202 84677R114 214 179566 SH SOLE 179566 0 0 Spartan Energy Acquisition Corp. III *W EXP 02/04/202 84677R114 5 4481 SH OTR 1 4481 0 0 Sports Entertainment Acquisition Corp COM CL A 84918M106 5152 511101 SH SOLE 511101 0 0 Sports Entertainment Acquisition Corp UNIT 99/99/9999 84918M205 1515 135237 SH SOLE 135237 0 0 Sports Entertainment Acquisition Corp UNIT 99/99/9999 84918M205 61 5425 SH OTR 1 5425 0 0 Sportsman's Warehouse Holdings, Inc. COM 84920Y106 20387 1147261 SH SOLE 1147261 0 0 Starboard Value Acquisition Corp. COM CL A 85521J109 5521 552103 SH SOLE 552103 0 0 Starboard Value Acquisition Corp. COM CL A 85521J109 235 23452 SH OTR 1 23452 0 0 Stem, Inc. COM 85859N102 1271 35300 SH Call SOLE 35300 0 0 Stem, Inc. COM 85859N102 169 4700 SH Call OTR 1 4700 0 0 Stem, Inc. *W EXP 08/11/202 85859N110 1749 73632 SH SOLE 73632 0 0 Stem, Inc. *W EXP 08/11/202 85859N110 234 9868 SH OTR 1 9868 0 0 Supernova Partners Acq Co III, Ltd SHS CL A G8T90F102 5258 540355 SH SOLE 540355 0 0 Supernova Partners Acq Co III, Ltd SHS CL A G8T90F102 94 9630 SH OTR 1 9630 0 0 Supernova Partners Acq Co III, Ltd *W EXP 99/99/999 G8T90F128 130 108071 SH SOLE 108071 0 0 Supernova Partners Acq Co III, Ltd *W EXP 99/99/999 G8T90F128 2 1926 SH OTR 1 1926 0 0 Sustainable Development Acquisition I UNIT 02/04/2026 86934L202 1018 100000 SH SOLE 100000 0 0 TPG Pace Tech Opportunities Corp. CL A COM G8990Y103 3097 311887 SH SOLE 311887 0 0 TPG Pace Tech Opportunities Corp. CL A COM G8990Y103 277 27928 SH OTR 1 27928 0 0 TPG Pace Tech Opportunities Corp. *W EXP 10/09/202 G8990Y129 9 5108 SH SOLE 5108 0 0 TWC Tech Holdings II Corp. COM 90117G105 6663 670979 SH SOLE 670979 0 0 TWC Tech Holdings II Corp. COM 90117G105 367 36919 SH OTR 1 36919 0 0 TZP Strategies Acquisition Corp. UNIT 01/06/2026 G91595127 994 100000 SH SOLE 100000 0 0 Tailwind Acquisition Corp. COM CL A 87403Q102 12506 1254399 SH SOLE 1254399 0 0 Tailwind Acquisition Corp. COM CL A 87403Q102 152 15256 SH OTR 1 15256 0 0 Talend SA ADS 874224207 90649 1381842 SH SOLE 1381842 0 0 Talend SA ADS 874224207 1139 17358 SH OTR 1 17358 0 0 Talkspace Inc *W EXP 06/21/202 87427V111 134 99999 SH SOLE 99999 0 0 The Music Acquisition Corporation UNIT 99/99/9999 62752R209 2972 292250 SH SOLE 292250 0 0 Thimble Point Acquisition Corp. UNIT 99/99/9999 88408P206 1855 179238 SH SOLE 179238 0 0 Thimble Point Acquisition Corp. UNIT 99/99/9999 88408P206 107 10308 SH OTR 1 10308 0 0 Thunder Bridge Capital Partners III COM CL A 88605T100 6059 624665 SH SOLE 624665 0 0 Thunder Bridge Capital Partners III COM CL A 88605T100 345 35570 SH OTR 1 35570 0 0 Thunder Bridge Capital Partners III *W EXP 02/15/202 88605T118 162 124933 SH SOLE 124933 0 0 Thunder Bridge Capital Partners III *W EXP 02/15/202 88605T118 9 7114 SH OTR 1 7114 0 0 Tilray, Inc. COM CL 2 88688T100 2080 115058 SH SOLE 115058 0 0 Tilray, Inc. COM CL 2 88688T100 57 3129 SH OTR 1 3129 0 0 Tishman Speyer Innovation Corp. II COM CL A 88825H100 5107 515315 SH SOLE 515315 0 0 Tishman Speyer Innovation Corp. II COM CL A 88825H100 149 15060 SH OTR 1 15060 0 0 Tishman Speyer Innovation Corp. II *W EXP 02/11/202 88825H118 132 103063 SH SOLE 103063 0 0 Tishman Speyer Innovation Corp. II *W EXP 02/11/202 88825H118 4 3012 SH OTR 1 3012 0 0 Trebia Acquisition Corp. COM CL A G9027T109 6565 663102 SH SOLE 663102 0 0 Trebia Acquisition Corp. COM CL A G9027T109 441 44576 SH OTR 1 44576 0 0 Trebia Acquisition Corp. *W EXP 99/99/999 G9027T117 357 207756 SH SOLE 207756 0 0 Trebia Acquisition Corp. *W EXP 99/99/999 G9027T117 21 12169 SH OTR 1 12169 0 0 Tribe Capital Growth Corp I UNIT 02/24/2026 89601Y200 3004 300000 SH SOLE 300000 0 0 Tuscan Holdings Corp. II COM 90070A103 5186 516036 SH SOLE 516036 0 0 Tuscan Holdings Corp. II COM 90070A103 902 89775 SH OTR 1 89775 0 0 Tuscan Holdings Corp. II *W EXP 04/01/202 90070A111 194 192470 SH SOLE 192470 0 0 Tuscan Holdings Corp. II *W EXP 04/01/202 90070A111 67 66381 SH OTR 1 66381 0 0 Tuscan Holdings Corp. COM 90069K104 1750 175000 SH SOLE 175000 0 0 Tuscan Holdings Corp. COM 90069K104 250 25000 SH OTR 1 25000 0 0 Twelve Seas Investment Company II UNIT 99/99/9999 90118T205 487 48888 SH SOLE 48888 0 0 VectoIQ Acquisition Corp. II COM CL A 92244F109 4916 491565 SH SOLE 491565 0 0 VectoIQ Acquisition Corp. II COM CL A 92244F109 334 33405 SH OTR 1 33405 0 0 VectoIQ Acquisition Corp. II *W EXP 01/07/202 92244F117 135 98313 SH SOLE 98313 0 0 VectoIQ Acquisition Corp. II *W EXP 01/07/202 92244F117 9 6681 SH OTR 1 6681 0 0 Virgin Group Acquisition Corp II SHS CL A G9460K102 5327 544140 SH SOLE 544140 0 0 Virgin Group Acquisition Corp II SHS CL A G9460K102 181 18490 SH OTR 1 18490 0 0 Virgin Group Acquisition Corp II *W EXP03/13/202 G9460K128 141 109811 SH SOLE 109811 0 0 Virgin Group Acquisition Corp II *W EXP03/13/202 G9460K128 5 3698 SH OTR 1 3698 0 0 Virtuoso Acquisition Corp. COM CL A 92837J104 6231 628144 SH SOLE 628144 0 0 Virtuoso Acquisition Corp. COM CL A 92837J104 316 31854 SH OTR 1 31854 0 0 Virtuoso Acquisition Corp. *W EXP 01/31/202 92837J112 537 314072 SH SOLE 314072 0 0 Virtuoso Acquisition Corp. *W EXP 01/31/202 92837J112 27 15927 SH OTR 1 15927 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 2794 163100 SH SOLE 163100 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 970 56600 SH OTR 1 56600 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 7155 417700 SH Put SOLE 417700 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 970 56600 SH Put OTR 1 56600 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 3966 231500 SH Put SOLE 231500 0 0 Vodafone Group Plc NEW SPONSORED ADR 92857W308 485 28300 SH Put OTR 1 28300 0 0 Vy Global Growth COM CL A G9444H100 7699 773773 SH SOLE 773773 0 0 Vy Global Growth COM CL A G9444H100 266 26690 SH OTR 1 26690 0 0 W.R. Grace & Co. DEL NEW COM 38388F108 53105 768303 SH SOLE 768303 0 0 W.R. Grace & Co. DEL NEW COM 38388F108 651 9425 SH OTR 1 9425 0 0 WalkMe Ltd ORD SHS M97628107 28 966 SH SOLE 966 0 0 Welbilt, Inc. COM 949090104 37762 1631196 SH SOLE 1631196 0 0 Welbilt, Inc. COM 949090104 496 21426 SH OTR 1 21426 0 0 Whole Earth Brands Inc. *W EXP 06/25/202 96684W126 988 444839 SH SOLE 444839 0 0 Willis Towers Watson Public Limited Co. SHS G96629103 270842 1177471 SH SOLE 1177471 0 0 Willis Towers Watson Public Limited Co. SHS G96629103 3972 17268 SH OTR 1 17268 0 0 XPO Logistics, Inc. COM 983793100 4560 32600 SH SOLE 32600 0 0 XPO Logistics, Inc. COM 983793100 532 3800 SH OTR 1 3800 0 0 XPO Logistics, Inc. COM 983793100 4560 32600 SH Put SOLE 32600 0 0 XPO Logistics, Inc. COM 983793100 532 3800 SH Put OTR 1 3800 0 0 Xilinx, Inc. COM 983919101 198321 1371137 SH SOLE 1371137 0 0 Xilinx, Inc. COM 983919101 2455 16972 SH OTR 1 16972 0 0 Yucaipa Acquisition Corporation COM G9879L105 10374 1051107 SH SOLE 1051107 0 0 Yucaipa Acquisition Corporation COM G9879L105 239 24265 SH OTR 1 24265 0 0 Z-Work Acquisition Corp. COM CL A 98880C102 1880 193780 SH SOLE 193780 0 0 Z-Work Acquisition Corp. COM CL A 98880C102 60 6220 SH OTR 1 6220 0 0 Zeta Global Holdings Corp. CL A 98956A105 42 5000 SH SOLE 5000 0 0