The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AT&T Inc. COM 00206R102 39 1,000 SH   OTR 1 1,000 0 0
Act II Global Acquisition Corp. CL A SHS G0080J104 10,120 999,998 SH   SOLE   999,998 0 0
Act II Global Acquisition Corp. *W EXP 04/30/202 G0080J120 500 499,999 SH   SOLE   499,999 0 0
Advanced Disposal Services, Inc. DEL COM 00790X101 25,433 773,730 SH   SOLE   773,730 0 0
Advanced Disposal Services, Inc. DEL COM 00790X101 395 12,019 SH   OTR 1 12,019 0 0
Akazoo S.A. SHS L0164E108 507 96,131 SH   SOLE   96,131 0 0
Akazoo S.A. SHS L0164E108 10 1,909 SH   OTR 1 1,909 0 0
Akazoo S.A. *W EXP 09/11/202 L0164E116 240 480,654 SH   SOLE   480,654 0 0
Akazoo S.A. *W EXP 09/11/202 L0164E116 5 9,544 SH   OTR 1 9,544 0 0
Alberton Acquisition Corporation ORD SHS G35006108 10,314 996,553 SH   SOLE   996,553 0 0
Alberton Acquisition Corporation ORD SHS G35006108 760 73,453 SH   OTR 1 73,453 0 0
Allergan PLC SHS G0177J108 210,442 1,100,812 SH   SOLE   1,100,812 0 0
Allergan PLC SHS G0177J108 3,096 16,197 SH   OTR 1 16,197 0 0
Andina Acquisition Corp. III SHS G04415108 7,015 691,100 SH   SOLE   691,100 0 0
Anixter International Inc. COM 035290105 969 10,525 SH   SOLE   10,525 0 0
Anixter International Inc. COM 035290105 22 244 SH   OTR 1 244 0 0
Apex Technology Acquisition Corporation *W EXP 09/18/202 03768F110 460 399,999 SH   SOLE   399,999 0 0
Apex Technology Acquisition Corporation COM CL A 03768F102 7,932 799,998 SH   SOLE   799,998 0 0
Apollo Global Management Inc. COM CL A 03768E105 1,293 27,100 SH Put SOLE   27,100 0 0
Apollo Global Management Inc. COM CL A 03768E105 138 2,900 SH Put OTR 1 2,900 0 0
Apollo Global Management Inc. COM CL A 03768E105 3,212 67,328 SH   SOLE   67,328 0 0
Apollo Global Management Inc. COM CL A 03768E105 82 1,711 SH   OTR 1 1,711 0 0
Apollo Global Management Inc. COM CL A 03768E105 4,852 101,700 SH Put SOLE   101,700 0 0
Apollo Global Management Inc. COM CL A 03768E105 530 11,100 SH Put OTR 1 11,100 0 0
Apollo Senior Floating Rate Fund Inc. COM 037636107 585 38,655 SH   SOLE   38,655 0 0
Apollo Tactical Income Fund Inc. COM 037638103 432 28,636 SH   SOLE   28,636 0 0
ArQule Inc. COM 04269E107 18,148 909,204 SH   SOLE   909,204 0 0
ArQule Inc. COM 04269E107 332 16,658 SH   OTR 1 16,658 0 0
Ares Dynamic Credit Allocation Fund COM 04014F102 239 15,561 SH   SOLE   15,561 0 0
Axalta Coating Systems Ltd. COM G0750C108 1,196 39,336 SH   OTR 1 39,336 0 0
Axalta Coating Systems Ltd. COM G0750C108 10,026 329,800 SH Put SOLE   329,800 0 0
Axalta Coating Systems Ltd. COM G0750C108 1,076 35,400 SH Put OTR 1 35,400 0 0
B.Riley Principal Merger Corp. CL A 05586Y106 795 79,448 SH   SOLE   79,448 0 0
BlackRock MuniYield Quality Fd COM 09254E103 2,119 156,931 SH   SOLE   156,931 0 0
BlackRock MuniYield Quality Fd COM 09254E103 262 19,395 SH   OTR 1 19,395 0 0
Blackrock Debt Strategies Fund, Inc. COM NEW 09255R202 1,434 127,995 SH   SOLE   127,995 0 0
Blackrock Fltg Rate Inc. Strategies Fund COM 09255X100 446 33,190 SH   SOLE   33,190 0 0
Broadmark Realty Capital Inc. COM 11135B100 11,676 915,729 SH   SOLE   915,729 0 0
Broadmark Realty Capital Inc. COM 11135B100 507 39,802 SH   OTR 1 39,802 0 0
CF Finance Acquisition Corp. COM CL A 12528N107 9,067 884,552 SH   SOLE   884,552 0 0
CF Finance Acquisition Corp. COM CL A 12528N107 7 700 SH   OTR 1 700 0 0
CF Finance Acquisition Corp. *W EXP 04/30/202 12528N115 597 674,994 SH   SOLE   674,994 0 0
CF Finance Acquisition Corp. *W EXP 04/30/202 12528N115 0 525 SH   OTR 1 525 0 0
CHP Merger Corp. UNIT 11/22/2024 12558Y205 1,017 100,000 SH   SOLE   100,000 0 0
CIIG Merger Corp. UNIT 12/31/2026 12559C202 7,620 750,000 SH   SOLE   750,000 0 0
Caesars Entertainment Corporation NOTE 5.000%10/0 127686AA1 2,005 1,040,954 PRN   SOLE   1,040,954 0 0
Caesars Entertainment Corporation NOTE 5.000%10/0 127686AA1 211 109,345 PRN   OTR 1 109,345 0 0
Caesars Entertainment Corporation COM 127686103 87,116 6,405,554 SH   SOLE   6,405,554 0 0
Caesars Entertainment Corporation COM 127686103 1,590 116,948 SH   OTR 1 116,948 0 0
Callon Petroleum Company DEL COM 13123X102 1,390 287,820 SH   SOLE   287,820 0 0
Callon Petroleum Company DEL COM 13123X102 146 30,327 SH   OTR 1 30,327 0 0
ChaSerg Technology Acquisition Corp. CLASS A 16166A103 5,752 530,160 SH   SOLE   530,160 0 0
ChaSerg Technology Acquisition Corp. *W EXP 04/10/202 16166A111 583 265,080 SH   SOLE   265,080 0 0
Churchill Capital Corp II CL A 17143G106 3,614 349,998 SH   SOLE   349,998 0 0
Churchill Capital Corp II *W EXP 07/02/202 17143G114 166 116,666 SH   SOLE   116,666 0 0
Collier Creek Holdings COM CL A G22707106 3,396 329,997 SH   SOLE   329,997 0 0
Collier Creek Holdings *W EXP 99/99/999 G22707114 151 109,999 SH   SOLE   109,999 0 0
Continental Building Products, Inc. COM 211171103 1,585 43,497 SH   SOLE   43,497 0 0
Cypress Semiconductor Corporation COM 232806109 110,391 4,731,713 SH   SOLE   4,731,713 0 0
Cypress Semiconductor Corporation COM 232806109 1,914 82,042 SH   OTR 1 82,042 0 0
Discovery Inc. COM SER C 25470F302 4,461 146,308 SH   SOLE   146,308 0 0
Discovery Inc. COM SER C 25470F302 116 3,813 SH   OTR 1 3,813 0 0
DuPont de Nemours, Inc. COM 26614N102 14,959 233,000 SH Put SOLE   233,000 0 0
DuPont de Nemours, Inc. COM 26614N102 648 10,100 SH Put OTR 1 10,100 0 0
DuPont de Nemours, Inc. COM 26614N102 14,814 230,754 SH   SOLE   230,754 0 0
DuPont de Nemours, Inc. COM 26614N102 651 10,133 SH   OTR 1 10,133 0 0
Eaton Vance Floating-Rate Income Trust COM 278279104 1,009 73,565 SH   SOLE   73,565 0 0
Encana Corporation COM 292505104 165 35,281 SH   SOLE   35,281 0 0
Encana Corporation COM 292505104 47 9,946 SH   OTR 1 9,946 0 0
Fellazo Inc. SHS G3362K112 2,002 201,008 SH   SOLE   201,008 0 0
FinTech Acquisition Corp. III COM CL A 31811A101 5,753 568,514 SH   SOLE   568,514 0 0
FinTech Acquisition Corp. III *W EXP 12/01/202 31811A119 401 291,810 SH   SOLE   291,810 0 0
First Trust Senior Fltg. Rate Income Fd.I COM 33733U108 284 22,625 SH   SOLE   22,625 0 0
Fitbit, Inc. CL A 33812L102 19,614 2,985,440 SH   SOLE   2,985,440 0 0
Fitbit, Inc. CL A 33812L102 377 57,382 SH   OTR 1 57,382 0 0
Forum Merger II Corporation CL A 34986F103 3,452 338,100 SH   SOLE   338,100 0 0
Fox Corporation CL B COM 35137L204 17,583 483,059 SH   SOLE   483,059 0 0
Fox Corporation CL B COM 35137L204 791 21,718 SH   OTR 1 21,718 0 0
Galileo Acquisition Corp. UNIT 99/99/9999 G3770A128 3,082 300,000 SH   SOLE   300,000 0 0
Genworth Financial, Inc. COM CL A 37247D106 1,616 367,341 SH   SOLE   367,341 0 0
Genworth Financial, Inc. COM CL A 37247D106 24 5,461 SH   OTR 1 5,461 0 0
Gigcapital2, Inc. COM 375036100 1,345 135,000 SH   SOLE   135,000 0 0
Gigcapital2, Inc. *W EXP 02/28/202 375036118 43 135,000 SH   SOLE   135,000 0 0
Gordon Pointe Acquisition Corp. COM CLASS A 382788107 4,815 454,711 SH   SOLE   454,711 0 0
Gordon Pointe Acquisition Corp. COM CLASS A 382788107 40 3,785 SH   OTR 1 3,785 0 0
Graf Industrial Corp. COM 384278107 15,225 1,494,067 SH   SOLE   1,494,067 0 0
Graf Industrial Corp. COM 384278107 4 400 SH   OTR 1 400 0 0
Graf Industrial Corp. *W EXP 12/31/202 384278115 392 894,067 SH   SOLE   894,067 0 0
Graf Industrial Corp. *W EXP 12/31/202 384278115 0 400 SH   OTR 1 400 0 0
Haymaker Acquisition Corp. II COM CL A 42087L101 10,051 999,996 SH   SOLE   999,996 0 0
Haymaker Acquisition Corp. II *W EXP 10/31/202 42087L119 470 333,332 SH   SOLE   333,332 0 0
Hennessy Capital Acquisition Corp. IV CL A COM 42589C104 5,080 499,996 SH   SOLE   499,996 0 0
Hennessy Capital Acquisition Corp. IV *W EXP 09/05/202 42589C112 300 374,997 SH   SOLE   374,997 0 0
Hilton Grand Vacations Inc. COM 43283X105 11,593 337,100 SH Put SOLE   337,100 0 0
Hilton Grand Vacations Inc. COM 43283X105 1,245 36,200 SH Put OTR 1 36,200 0 0
Hilton Grand Vacations Inc. COM 43283X105 2,545 74,000 SH   SOLE   74,000 0 0
Hilton Grand Vacations Inc. COM 43283X105 1,307 38,017 SH   OTR 1 38,017 0 0
Hilton Grand Vacations Inc. COM 43283X105 536 15,600 SH Put SOLE   15,600 0 0
Hilton Grand Vacations Inc. COM 43283X105 62 1,800 SH Put OTR 1 1,800 0 0
IAC/InterActiveCorp COM 44919P508 73,210 293,887 SH   SOLE   293,887 0 0
IAC/InterActiveCorp COM 44919P508 1,674 6,721 SH   OTR 1 6,721 0 0
IAC/InterActiveCorp COM 44919P508 73,786 296,200 SH Put SOLE   296,200 0 0
IAC/InterActiveCorp COM 44919P508 299 1,200 SH Put OTR 1 1,200 0 0
IAC/InterActiveCorp COM 44919P508 1,445 5,800 SH Put SOLE   5,800 0 0
IAC/InterActiveCorp COM 44919P508 149 600 SH Put OTR 1 600 0 0
IAC/InterActiveCorp COM 44919P508 11,384 45,700 SH Put SOLE   45,700 0 0
IAC/InterActiveCorp COM 44919P508 1,221 4,900 SH Put OTR 1 4,900 0 0
InterXion Holding N.V. SHS N47279109 3,979 47,479 SH   SOLE   47,479 0 0
InterXion Holding N.V. SHS N47279109 52 625 SH   OTR 1 625 0 0
Invesco Dynamic Credit Opportunities Fund COM 46132R104 656 57,771 SH   SOLE   57,771 0 0
Invesco Senior Income Trust COM 46131H107 760 177,272 SH   SOLE   177,272 0 0
Juniper Industrial Holdings, Inc. UNIT 11/13/2026 48205G205 14,301 1,400,000 SH   SOLE   1,400,000 0 0
Kaixin Auto Holdings SHS G5223X100 90 47,499 SH   SOLE   47,499 0 0
LF Capital Acquisition Corp. CL A 50200K108 1,034 100,000 SH   SOLE   100,000 0 0
LGL Systems Acquisition Corporation UNIT 10/24/2024 50201G205 2,550 250,000 SH   SOLE   250,000 0 0
Legacy Acquisition Corp. COM CL A 524643103 19,373 1,886,372 SH   SOLE   1,886,372 0 0
Legacy Acquisition Corp. COM CL A 524643103 822 80,000 SH   OTR 1 80,000 0 0
Legacy Acquisition Corp. *W EXP 11/30/202 524643111 269 500,000 SH   SOLE   500,000 0 0
Legacy Acquisition Corp. *W EXP 11/30/202 524643111 43 80,000 SH   OTR 1 80,000 0 0
Leisure Acquisition Corp. COM 52539T107 6,324 606,900 SH   SOLE   606,900 0 0
Leo Holdings Corp. COM CL A G5463L105 12,491 1,206,905 SH   SOLE   1,206,905 0 0
Liberty Property Trust SH BEN INT 531172104 88,105 1,467,201 SH   SOLE   1,467,201 0 0
Longevity Acquisition Corporation ORD SHS G56372132 2,743 262,500 SH   SOLE   262,500 0 0
Madison Square Garden Co NEW CL A 55825T103 51,748 175,900 SH   SOLE   175,900 0 0
Madison Square Garden Co NEW CL A 55825T103 1,559 5,300 SH   OTR 1 5,300 0 0
Madison Square Garden Co NEW CL A 55825T103 64,486 219,200 SH Put SOLE   219,200 0 0
Madison Square Garden Co NEW CL A 55825T103 1,559 5,300 SH Put OTR 1 5,300 0 0
Marathon Petroleum Corporation COM 56585A102 62,780 1,042,000 SH   SOLE   1,042,000 0 0
Marathon Petroleum Corporation COM 56585A102 1,470 24,400 SH   OTR 1 24,400 0 0
Marathon Petroleum Corporation COM 56585A102 31,541 523,500 SH Put SOLE   523,500 0 0
Marathon Petroleum Corporation COM 56585A102 542 9,000 SH Put OTR 1 9,000 0 0
Marathon Petroleum Corporation COM 56585A102 6,368 105,700 SH Put SOLE   105,700 0 0
Marathon Petroleum Corporation COM 56585A102 13,767 228,500 SH Put SOLE   228,500 0 0
Marathon Petroleum Corporation COM 56585A102 651 10,800 SH Put OTR 1 10,800 0 0
Marathon Petroleum Corporation COM 56585A102 9,730 161,500 SH Put SOLE   161,500 0 0
Marathon Petroleum Corporation COM 56585A102 133 2,200 SH Put OTR 1 2,200 0 0
Marathon Petroleum Corporation COM 56585A102 1,374 22,800 SH Put SOLE   22,800 0 0
Marathon Petroleum Corporation COM 56585A102 145 2,400 SH Put OTR 1 2,400 0 0
Masco Corporation COM 574599106 44,204 921,100 SH Put SOLE   921,100 0 0
Masco Corporation COM 574599106 1,051 21,900 SH Put OTR 1 21,900 0 0
Masco Corporation COM 574599106 44,204 921,100 SH   SOLE   921,100 0 0
Masco Corporation COM 574599106 1,051 21,900 SH   OTR 1 21,900 0 0
Megalith Financial Acquisition Corp. CL A COM 58518F109 3,503 341,464 SH   SOLE   341,464 0 0
Megalith Financial Acquisition Corp. CL A COM 58518F109 188 18,285 SH   OTR 1 18,285 0 0
Mellanox Technologies Ltd. SHS M51363113 56,286 480,340 SH   SOLE   480,340 0 0
Mellanox Technologies Ltd. SHS M51363113 869 7,414 SH   OTR 1 7,414 0 0
Merida Merger Corp. I COM 58953M106 5,113 525,000 SH   SOLE   525,000 0 0
Merida Merger Corp. I COM 58953M106 209 21,428 SH   OTR 1 21,428 0 0
Merida Merger Corp. I *W EXP 11/07/202 58953M114 131 262,500 SH   SOLE   262,500 0 0
Merida Merger Corp. I *W EXP 11/07/202 58953M114 5 10,714 SH   OTR 1 10,714 0 0
Monocle Acquisition Corporation COM 609754106 2,678 263,056 SH   SOLE   263,056 0 0
Monocle Acquisition Corporation COM 609754106 107 10,552 SH   OTR 1 10,552 0 0
Monocle Acquisition Corporation *W EXP 12/06/202 609754114 197 263,056 SH   SOLE   263,056 0 0
Monocle Acquisition Corporation *W EXP 12/06/202 609754114 8 10,552 SH   OTR 1 10,552 0 0
Mosaic Acquisition Corp. COM CL A 61946M100 11,451 1,113,329 SH   SOLE   1,113,329 0 0
Mudrick Capital Acquisition COM CLASS A 624745105 5,162 500,000 SH   SOLE   500,000 0 0
Mudrick Capital Acquisition *W EXP 02/12/202 624745113 245 500,000 SH   SOLE   500,000 0 0
Mylan NV SHS EURO N59465109 7,867 391,400 SH Put SOLE   391,400 0 0
Mylan NV SHS EURO N59465109 848 42,200 SH Put OTR 1 42,200 0 0
Mylan NV SHS EURO N59465109 848 42,200 SH   OTR 1 42,200 0 0
Nebula Acquisition Corporation COM CLASS A 629076100 7,905 750,000 SH   SOLE   750,000 0 0
New Providence Aquisition Corp. COM CL A 64822P106 4,937 500,000 SH   SOLE   500,000 0 0
New Providence Aquisition Corp. *W EXP 09/11/202 64822P114 212 250,000 SH   SOLE   250,000 0 0
Nuveen AMT-Free Qty Muni Inc Fd COM 670657105 2,159 150,117 SH   SOLE   150,117 0 0
Nuveen AMT-Free Qty Muni Inc Fd COM 670657105 267 18,553 SH   OTR 1 18,553 0 0
Nuveen Int. Dur. Muni Term Fund COM 670671106 2,173 156,245 SH   SOLE   156,245 0 0
Nuveen Int. Dur. Muni Term Fund COM 670671106 269 19,310 SH   OTR 1 19,310 0 0
Nuveen Municipal Credit Income COM SH BEN INT 67070X101 2,152 131,433 SH   SOLE   131,433 0 0
Nuveen Municipal Credit Income COM SH BEN INT 67070X101 266 16,244 SH   OTR 1 16,244 0 0
Nuveen NY AMT-Free Muni Inc COM 670656107 2,153 158,674 SH   SOLE   158,674 0 0
Nuveen NY AMT-Free Muni Inc COM 670656107 266 19,611 SH   OTR 1 19,611 0 0
Opes Acquisition Corp. COM 68373P100 6,572 624,381 SH   SOLE   624,381 0 0
Orisun Acquisition Corp. COM 68632T109 1,467 147,391 SH   SOLE   147,391 0 0
Orisun Acquisition Corp. COM 68632T109 26 2,609 SH   OTR 1 2,609 0 0
Pivotal Acquisition Corp *W EXP 12/01/202 72583A119 508 847,000 SH   SOLE   847,000 0 0
Pivotal Acquisition Corp *W EXP 12/01/202 72583A119 77 128,847 SH   OTR 1 128,847 0 0
Pivotal Investment Corporation II COM CL A 72582K100 5,964 599,994 SH   SOLE   599,994 0 0
Pivotal Investment Corporation II *W EXP 06/01/202 72582K118 160 199,998 SH   SOLE   199,998 0 0
PropTech Acquisition Corporation UNIT 10/01/2026 74349F200 5,170 500,000 SH   SOLE   500,000 0 0
Pure Acquisition Corp. CL A 74621Q106 17,461 1,683,843 SH   SOLE   1,683,843 0 0
Pure Acquisition Corp. *W EXP 04/17/202 74621Q114 442 447,898 SH   SOLE   447,898 0 0
QIAGEN N.V. SHS NEW N72482123 15,481 458,019 SH   SOLE   458,019 0 0
QIAGEN N.V. SHS NEW N72482123 461 13,648 SH   OTR 1 13,648 0 0
Ra Pharmaceuticals, Inc. COM 74933V108 394 8,400 SH Put SOLE   8,400 0 0
Ra Pharmaceuticals, Inc. COM 74933V108 9 200 SH Put OTR 1 200 0 0
Ra Pharmaceuticals, Inc. COM 74933V108 5,141 109,537 SH   SOLE   109,537 0 0
Ra Pharmaceuticals, Inc. COM 74933V108 83 1,779 SH   OTR 1 1,779 0 0
Raytheon Company COM NEW 755111507 32,500 147,900 SH   SOLE   147,900 0 0
Raytheon Company COM NEW 755111507 32,500 147,900 SH Put SOLE   147,900 0 0
Reebonz Holding Limited SHS G7457R122 2 1,875 SH   SOLE   1,875 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 31,735 98,600 SH Put SOLE   98,600 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 451 1,400 SH Put OTR 1 1,400 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 79,371 246,600 SH Put SOLE   246,600 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,094 3,400 SH Put OTR 1 3,400 0 0
Software Acquisition Group Inc. UNIT 10/01/2026 83406B200 7,112 700,000 SH   SOLE   700,000 0 0
Spartan Energy Acquisition Corp. CL A COM STK 846784106 7,177 705,800 SH   SOLE   705,800 0 0
Sprint Corporation COM 85207U105 2,454 471,000 SH   SOLE   471,000 0 0
Sprint Corporation COM 85207U105 67 12,882 SH   OTR 1 12,882 0 0
T-Mobile US, Inc. COM 872590104 33,705 429,800 SH Put SOLE   429,800 0 0
T-Mobile US, Inc. COM 872590104 102 1,300 SH Put OTR 1 1,300 0 0
T-Mobile US, Inc. COM 872590104 43,455 554,130 SH   SOLE   554,130 0 0
T-Mobile US, Inc. COM 872590104 574 7,324 SH   OTR 1 7,324 0 0
TD Ameritrade Holding Corporation COM 87236Y108 69,317 1,394,712 SH   SOLE   1,394,712 0 0
TD Ameritrade Holding Corporation COM 87236Y108 1,286 25,873 SH   OTR 1 25,873 0 0
TKK Symphony Acquisition Corporation ORD SHS G88950103 7,732 755,113 SH   SOLE   755,113 0 0
Tallgrass Energy, LP CLASS A SHS 874696107 49,041 2,217,066 SH   SOLE   2,217,066 0 0
Tech Data Corporation COM 878237106 14,455 100,659 SH   SOLE   100,659 0 0
Tech Data Corporation COM 878237106 225 1,570 SH   OTR 1 1,570 0 0
The Medicines Company COM 584688105 4,255 50,100 SH   SOLE   50,100 0 0
The Medicines Company COM 584688105 85 1,000 SH   OTR 1 1,000 0 0
The Stars Group Inc. COM 85570W100 120,462 4,663,641 SH   SOLE   4,663,641 0 0
The Stars Group Inc. COM 85570W100 1,787 69,200 SH   OTR 1 69,200 0 0
Thunder Bridge Acquisition II, Ltd. CL A SHS G8857S116 7,960 799,992 SH   SOLE   799,992 0 0
Thunder Bridge Acquisition II, Ltd. *W EXP 11/30/202 G8857S108 360 399,999 SH   SOLE   399,999 0 0
Tiberius Acquisition Corporation COM 88633A107 4,714 450,000 SH   SOLE   450,000 0 0
Tiberius Acquisition Corporation *W EXP 02/28/202 88633A115 573 502,689 SH   SOLE   502,689 0 0
Tiberius Acquisition Corporation *W EXP 02/28/202 88633A115 6 5,597 SH   OTR 1 5,597 0 0
Tiffany & Co. NEW COM 886547108 112,198 839,488 SH   SOLE   839,488 0 0
Tiffany & Co. NEW COM 886547108 1,756 13,138 SH   OTR 1 13,138 0 0
Trident Acquisitions Corp. COM 89615T106 7,989 758,014 SH   SOLE   758,014 0 0
Trident Acquisitions Corp. COM 89615T106 298 28,253 SH   OTR 1 28,253 0 0
Tuscan Holdings Corp. COM 90069K104 7,959 799,100 SH   SOLE   799,100 0 0
Tuscan Holdings Corp. II COM 90070A103 7,395 750,000 SH   SOLE   750,000 0 0
Tuscan Holdings Corp. II COM 90070A103 1,972 200,000 SH   OTR 1 200,000 0 0
Tuscan Holdings Corp. II *W EXP 99/99/999 90070A111 169 375,000 SH   SOLE   375,000 0 0
Tuscan Holdings Corp. II *W EXP 99/99/999 90070A111 45 100,000 SH   OTR 1 100,000 0 0
Tuscan Holdings Corp. *W EXP 04/01/202 90069K112 459 799,100 SH   SOLE   799,100 0 0
United Technologies Corporation COM 913017109 35,089 234,300 SH   SOLE   234,300 0 0
United Technologies Corporation COM 913017109 644 4,300 SH   OTR 1 4,300 0 0
United Technologies Corporation COM 913017109 37,335 249,300 SH Put SOLE   249,300 0 0
United Technologies Corporation COM 913017109 6,005 40,100 SH Put SOLE   40,100 0 0
United Technologies Corporation COM 913017109 644 4,300 SH Put OTR 1 4,300 0 0
VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 20,207 142,900 SH Put SOLE   142,900 0 0
VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 297 2,100 SH Put OTR 1 2,100 0 0
VectoIQ Acquisition Corp. COM 92243N103 8,666 839,699 SH   SOLE   839,699 0 0
VectoIQ Acquisition Corp. COM 92243N103 812 78,705 SH   OTR 1 78,705 0 0
ViacomCBS Inc. CL B 92556H206 39,180 933,524 SH   SOLE   933,524 0 0
ViacomCBS Inc. CL B 92556H206 1,200 28,600 SH   OTR 1 28,600 0 0
ViacomCBS Inc. CL B 92556H206 43,842 1,044,600 SH Put SOLE   1,044,600 0 0
ViacomCBS Inc. CL B 92556H206 961 22,900 SH Put OTR 1 22,900 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 2,524 130,600 SH Put SOLE   130,600 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 269 13,900 SH Put OTR 1 13,900 0 0
Vodafone Group Plc NEW SPONSORED ADR 92857W308 2 100 SH   SOLE   100 0 0
Voya (ING) Prime Rate Trust SH BEN INT 92913A100 1,144 228,365 SH   SOLE   228,365 0 0
WABCO Holdings Inc. COM 92927K102 71,960 531,069 SH   SOLE   531,069 0 0
WABCO Holdings Inc. COM 92927K102 943 6,958 SH   OTR 1 6,958 0 0
WellCare Health Plans, Inc. COM 94946T106 86,024 260,513 SH   SOLE   260,513 0 0
WellCare Health Plans, Inc. COM 94946T106 1,366 4,136 SH   OTR 1 4,136 0 0
Western Asset High Income Opportunity Fun COM 95766K109 3,589 707,954 SH   SOLE   707,954 0 0
Wright Medical Group N.V. ORD SHS N96617118 95,695 3,139,605 SH   SOLE   3,139,605 0 0
Wright Medical Group N.V. ORD SHS N96617118 1,874 61,499 SH   OTR 1 61,499 0 0
Zayo Group Holdings, Inc. COM 98919V105 117,752 3,398,318 SH   SOLE   3,398,318 0 0
Zayo Group Holdings, Inc. COM 98919V105 2,211 63,822 SH   OTR 1 63,822 0 0
eBay Inc. COM 278642103 4,698 130,100 SH   SOLE   130,100 0 0
eBay Inc. COM 278642103 502 13,900 SH   OTR 1 13,900 0 0
eBay Inc. COM 278642103 4,077 112,900 SH Put SOLE   112,900 0 0
eBay Inc. COM 278642103 1,123 31,100 SH Put OTR 1 31,100 0 0