Chief Operating Officer and Chief Compliance Officer

0001140361-14-041741.txt : 20141114 0001140361-14-041741.hdr.sgml : 20141114 20141114094507 ACCESSION NUMBER: 0001140361-14-041741 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westchester Capital Management, LLC CENTRAL INDEX KEY: 0001512805 IRS NUMBER: 273790558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14257 FILM NUMBER: 141220952 BUSINESS ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 BUSINESS PHONE: 914-741-5600 MAIL ADDRESS: STREET 1: 100 SUMMIT LAKE DRIVE CITY: VALHALLA STATE: NY ZIP: 10595 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512805 XXXXXXXX 09-30-2014 09-30-2014 Westchester Capital Management, LLC

100 SUMMIT LAKE DRIVE VALHALLA NY 10595

13F HOLDINGS REPORT 028-14257 N Bruce Rubin Chief Operating Officer and Chief Compliance Officer 914-741-5600 Bruce Rubin Valhalla NY 11-14-2014 1 330 8099769 false 1 0001277372 028-11493 WESTCHESTER CAPITAL PARTNERS, LLC INFORMATION TABLE 2 form13fInfoTable.xml American International Group, Inc. COM NEW 026874784 152455 2822200 SH Put SOLE 0 2822200 0 American International Group, Inc. COM NEW 026874784 2717 50300 SH Put OTR 1 0 50300 0 American International Group, Inc. COM NEW 026874784 166741 3086651 SH SOLE 0 3086651 0 American International Group, Inc. COM NEW 026874784 3106 57496 SH OTR 1 0 57496 0 Agilent Technologies, Inc. COM 00846U101 41567 729500 SH Put SOLE 0 729500 0 Agilent Technologies, Inc. COM 00846U101 342 6000 SH Put OTR 1 0 6000 0 Agilent Technologies, Inc. COM 00846U101 51766 908500 SH SOLE 0 908500 0 Agilent Technologies, Inc. COM 00846U101 422 7400 SH OTR 1 0 7400 0 Allergan, Inc. COM 018490102 37580 210900 SH Put SOLE 0 210900 0 Allergan, Inc. COM 018490102 606 3400 SH Put OTR 1 0 3400 0 Allergan, Inc. COM 018490102 28920 162300 SH Put SOLE 0 162300 0 Allergan, Inc. COM 018490102 624 3500 SH Put OTR 1 0 3500 0 Allergan, Inc. COM 018490102 243543 1366763 SH SOLE 0 1366763 0 Allergan, Inc. COM 018490102 4022 22569 SH OTR 1 0 22569 0 Anadarko Petroleum Corporation COM 032511107 116869 1152100 SH SOLE 0 1152100 0 Anadarko Petroleum Corporation COM 032511107 2587 25500 SH OTR 1 0 25500 0 Anadarko Petroleum Corporation COM 032511107 82308 811400 SH Put SOLE 0 811400 0 Anadarko Petroleum Corporation COM 032511107 1735 17100 SH Put OTR 1 0 17100 0 Apollo Residential Mortgage, Inc. COM 03763V102 504 32693 SH OTR 1 0 32693 0 B/E Aerospace, Inc. COM 073302101 9754 116200 SH Put SOLE 0 116200 0 B/E Aerospace, Inc. COM 073302101 134 1600 SH Put OTR 1 0 1600 0 B/E Aerospace, Inc. COM 073302101 17317 206300 SH Put SOLE 0 206300 0 B/E Aerospace, Inc. COM 073302101 554 6600 SH Put OTR 1 0 6600 0 B/E Aerospace, Inc. COM 073302101 54099 644500 SH Put SOLE 0 644500 0 B/E Aerospace, Inc. COM 073302101 1133 13500 SH Put OTR 1 0 13500 0 B/E Aerospace, Inc. COM 073302101 118204 1408200 SH SOLE 0 1408200 0 B/E Aerospace, Inc. COM 073302101 2636 31400 SH OTR 1 0 31400 0 BP plc SPONSERED ADR 055622104 8575 195100 SH Put SOLE 0 195100 0 BP plc SPONSERED ADR 055622104 119 2700 SH Put OTR 1 0 2700 0 BP plc SPONSERED ADR 055622104 8566 194900 SH Put SOLE 0 194900 0 BP plc SPONSERED ADR 055622104 123 2800 SH Put OTR 1 0 2800 0 BP plc SPONSERED ADR 055622104 7573 172300 SH Put SOLE 0 172300 0 BP plc SPONSERED ADR 055622104 22 500 SH Put OTR 1 0 500 0 BP plc SPONSERED ADR 055622104 44706 1017200 SH SOLE 0 1017200 0 BP plc SPONSERED ADR 055622104 641 14577 SH OTR 1 0 14577 0 Banco Santander Brasil SA ADS REP 1 UNIT 05967A107 224 34300 SH SOLE 0 34300 0 Barrick Gold Corp. COM 067901108 5838 398200 SH Put SOLE 0 398200 0 Barrick Gold Corp. COM 067901108 89 6100 SH Put OTR 1 0 6100 0 Beneficial Mutual Bancorp, Inc. COM 08173R104 2616 204679 SH SOLE 0 204679 0 Beneficial Mutual Bancorp, Inc. COM 08173R104 795 62202 SH OTR 1 0 62202 0 Burger King Worldwide Inc. COM 121220107 145 4900 SH Put SOLE 0 4900 0 Burger King Worldwide Inc. COM 121220107 6 200 SH Put OTR 1 0 200 0 Burger King Worldwide Inc. COM 121220107 21690 731300 SH Put SOLE 0 731300 0 Burger King Worldwide Inc. COM 121220107 288 9700 SH Put OTR 1 0 9700 0 Burger King Worldwide Inc. COM 121220107 6 200 SH SOLE 0 200 0 CBS Corp NEW CLASS B 124857202 88472 1653676 SH SOLE 0 1653676 0 CBS Corp NEW CLASS B 124857202 1445 27012 SH OTR 1 0 27012 0 CBS Corp NEW CLASS B 124857202 31255 584200 SH Put SOLE 0 584200 0 CBS Corp NEW CLASS B 124857202 524 9800 SH Put OTR 1 0 9800 0 Consol Energy Inc. COM 20854P109 522 13800 SH Put SOLE 0 13800 0 Consol Energy Inc. COM 20854P109 11 300 SH Put OTR 1 0 300 0 Consol Energy Inc. COM 20854P109 784 20700 SH SOLE 0 20700 0 Consol Energy Inc. COM 20854P109 15 400 SH OTR 1 0 400 0 CYS Investments, Inc. COM 12673A108 78 9500 SH SOLE 0 9500 0 CenterPoint Energy, Inc. COM 15189T107 11731 479400 SH Put SOLE 0 479400 0 CenterPoint Energy, Inc. COM 15189T107 577 23600 SH Put OTR 1 0 23600 0 CenterPoint Energy, Inc. COM 15189T107 16632 679700 SH SOLE 0 679700 0 Chemtura Corporation COM NEW 163893209 38233 1638800 SH SOLE 0 1638800 0 Chemtura Corporation COM NEW 163893209 1547 66300 SH OTR 1 0 66300 0 Chemtura Corporation COM NEW 163893209 11523 493900 SH Put SOLE 0 493900 0 Chemtura Corporation COM NEW 163893209 462 19800 SH Put OTR 1 0 19800 0 Chemtura Corporation COM NEW 163893209 15365 658600 SH Put SOLE 0 658600 0 Chemtura Corporation COM NEW 163893209 616 26400 SH Put OTR 1 0 26400 0 Citigroup Inc. COM NEW 172967424 4229 81600 SH SOLE 0 81600 0 Concur Technologies, Inc. NOTE 0.500% 6/1 206708AC3 49916 38104000 PRN SOLE 0 38104000 0 Concur Technologies, Inc. NOTE 0.500% 6/1 206708AC3 519 396000 PRN OTR 1 0 396000 0 Concur Technologies, Inc. COM 206708109 159319 1256260 SH SOLE 0 1256260 0 Concur Technologies, Inc. COM 206708109 2673 21077 SH OTR 1 0 21077 0 Covidien PLC SHS G2554F113 266758 3083553 SH SOLE 0 3083553 0 DIRECTV COM 25490A309 256678 2966691 SH SOLE 0 2966691 0 DIRECTV COM 25490A309 4053 46841 SH OTR 1 0 46841 0 DISH Network Corp. CL A 25470M109 79924 1237600 SH SOLE 0 1237600 0 DISH Network Corp. CL A 25470M109 1485 23000 SH OTR 1 0 23000 0 DISH Network Corp. CL A 25470M109 50159 776700 SH Put SOLE 0 776700 0 DISH Network Corp. CL A 25470M109 988 15300 SH Put OTR 1 0 15300 0 DISH Network Corp. CL A 25470M109 13116 203100 SH Put SOLE 0 203100 0 DISH Network Corp. CL A 25470M109 187 2900 SH Put OTR 1 0 2900 0 Dow Chemical Company COM 260543103 87507 1668700 SH SOLE 0 1668700 0 Dow Chemical Company COM 260543103 1400 26700 SH OTR 1 0 26700 0 Dow Chemical Company COM 260543103 68198 1300500 SH Put SOLE 0 1300500 0 Dow Chemical Company COM 260543103 1049 20000 SH Put OTR 1 0 20000 0 Dresser-Rand Group Inc. COM 261608103 9698 117900 SH Put SOLE 0 117900 0 Dresser-Rand Group Inc. COM 261608103 133847 1627120 SH SOLE 0 1627120 0 Dresser-Rand Group Inc. COM 261608103 1716 20861 SH OTR 1 0 20861 0 Du Pont (E.I.) de Nemours & Co COM 263534109 64993 905700 SH SOLE 0 905700 0 Du Pont (E.I.) de Nemours & Co COM 263534109 947 13200 SH OTR 1 0 13200 0 Du Pont (E.I.) de Nemours & Co COM 263534109 38951 542800 SH Put SOLE 0 542800 0 Du Pont (E.I.) de Nemours & Co COM 263534109 567 7900 SH Put OTR 1 0 7900 0 Du Pont (E.I.) de Nemours & Co COM 263534109 8848 123300 SH Put SOLE 0 123300 0 Du Pont (E.I.) de Nemours & Co COM 263534109 122 1700 SH Put OTR 1 0 1700 0 Eaton Vance Floating-Rate Inc COM 278279104 81 5564 SH SOLE 0 5564 0 Ensco PLC SHS CLASS A G3157S106 12942 313300 SH Put SOLE 0 313300 0 Ensco PLC SHS CLASS A G3157S106 219 5300 SH Put OTR 1 0 5300 0 Ensco PLC SHS CLASS A G3157S106 16177 391600 SH SOLE 0 391600 0 Ensco PLC SHS CLASS A G3157S106 277 6700 SH OTR 1 0 6700 0 Equinix, Inc. COM NEW 29444U502 57221 269300 SH Put SOLE 0 269300 0 Equinix, Inc. COM NEW 29444U502 1062 5000 SH Put OTR 1 0 5000 0 Equinix, Inc. COM NEW 29444U502 71245 335300 SH SOLE 0 335300 0 Equinix, Inc. COM NEW 29444U502 1317 6200 SH OTR 1 0 6200 0 Equity Commonwealth COM SH BEN INT 294628102 75904 2952326 SH SOLE 0 2952326 0 Equity Commonwealth COM SH BEN INT 294628102 1559 60621 SH OTR 1 0 60621 0 Equity Commonwealth CUM PFD E 7.25% 294628409 3895 152700 SH SOLE 0 152700 0 Family Dollar Stores, Inc. COM 307000109 80348 1040239 SH SOLE 0 1040239 0 Family Dollar Stores, Inc. COM 307000109 1553 20106 SH OTR 1 0 20106 0 First Trust MLP and Energy Income COM 33739B104 3 149 SH SOLE 0 149 0 First Trust Senior Fltg. Rate Income Fd. COM 33733U108 38 2772 SH SOLE 0 2772 0 Foster Wheeler AG COM H27178104 24571 777087 SH SOLE 0 777087 0 Foster Wheeler AG COM H27178104 696 22004 SH OTR 1 0 22004 0 General Electric Company COM 369604103 871 34000 SH SOLE 0 34000 0 General Electric Company COM 369604103 2447 95500 SH Put SOLE 0 95500 0 General Electric Company COM 369604103 769 30000 SH Put OTR 1 0 30000 0 General Motors Co. COM 37045V100 99688 3121100 SH SOLE 0 3121100 0 General Motors Co. COM 37045V100 2932 91800 SH OTR 1 0 91800 0 H&R Block, Inc. COM 093671105 30610 987100 SH Put SOLE 0 987100 0 H&R Block, Inc. COM 093671105 592 19100 SH Put OTR 1 0 19100 0 H&R Block, Inc. COM 093671105 10057 324300 SH Put SOLE 0 324300 0 H&R Block, Inc. COM 093671105 143 4600 SH Put OTR 1 0 4600 0 H&R Block, Inc. COM 093671105 52630 1697200 SH SOLE 0 1697200 0 H&R Block, Inc. COM 093671105 946 30500 SH OTR 1 0 30500 0 Hertz Global Holdings, Inc. COM 42805T105 3999 157500 SH Put SOLE 0 157500 0 Hertz Global Holdings, Inc. COM 42805T105 84 3300 SH Put OTR 1 0 3300 0 Hertz Global Holdings, Inc. COM 42805T105 10062 396300 SH Put SOLE 0 396300 0 Hertz Global Holdings, Inc. COM 42805T105 147 5800 SH Put OTR 1 0 5800 0 Hertz Global Holdings, Inc. COM 42805T105 13596 535500 SH Put SOLE 0 535500 0 Hertz Global Holdings, Inc. COM 42805T105 256 10100 SH Put OTR 1 0 10100 0 Hertz Global Holdings, Inc. COM 42805T105 13162 518400 SH Put SOLE 0 518400 0 Hertz Global Holdings, Inc. COM 42805T105 160 6300 SH Put OTR 1 0 6300 0 Hertz Global Holdings, Inc. COM 42805T105 53676 2114071 SH SOLE 0 2114071 0 Hertz Global Holdings, Inc. COM 42805T105 917 36129 SH OTR 1 0 36129 0 Hertz Global Holdings, Inc. COM 42805T105 556 21900 SH Put SOLE 0 21900 0 Hertz Global Holdings, Inc. COM 42805T105 15 600 SH Put OTR 1 0 600 0 Hess Corporation COM 42809H107 150554 1596200 SH SOLE 0 1596200 0 Hess Corporation COM 42809H107 1952 20700 SH OTR 1 0 20700 0 Hess Corporation COM 42809H107 106176 1125700 SH Put SOLE 0 1125700 0 Hess Corporation COM 42809H107 1311 13900 SH Put OTR 1 0 13900 0 Hudson City Bancorp COM 443683107 95551 9830305 SH SOLE 0 9830305 0 Hudson City Bancorp COM 443683107 3369 346587 SH OTR 1 0 346587 0 Huntsman Corporation COM 447011107 137506 5290746 SH SOLE 0 5290746 0 Huntsman Corporation COM 447011107 3259 125400 SH OTR 1 0 125400 0 Huntsman Corporation COM 447011107 37667 1449300 SH Put SOLE 0 1449300 0 Huntsman Corporation COM 447011107 897 34500 SH Put OTR 1 0 34500 0 Huntsman Corporation COM 447011107 86188 3316200 SH Put SOLE 0 3316200 0 Huntsman Corporation COM 447011107 1858 71500 SH Put OTR 1 0 71500 0 International Game Technology COM 459902102 41257 2445598 SH SOLE 0 2445598 0 International Game Technology COM 459902102 669 39631 SH OTR 1 0 39631 0 International Paper Company COM 460146103 47344 991700 SH Put SOLE 0 991700 0 International Paper Company COM 460146103 807 16900 SH Put OTR 1 0 16900 0 International Paper Company COM 460146103 13382 280300 SH Put SOLE 0 280300 0 International Paper Company COM 460146103 196 4100 SH Put OTR 1 0 4100 0 International Paper Company COM 460146103 137749 2885400 SH SOLE 0 2885400 0 International Paper Company COM 460146103 2549 53400 SH OTR 1 0 53400 0 International Paper Company COM 460146103 46313 970100 SH Put SOLE 0 970100 0 International Paper Company COM 460146103 983 20600 SH Put OTR 1 0 20600 0 International Rectifier Corporation COM 460254105 57509 1465561 SH SOLE 0 1465561 0 International Rectifier Corporation COM 460254105 1039 26481 SH OTR 1 0 26481 0 Invesco Senior Income Trust COM 46131H107 1144 240801 SH SOLE 0 240801 0 Investors Bancorp, Inc. NEW COM 46146L101 14134 1395219 SH SOLE 0 1395219 0 Investors Bancorp, Inc. NEW COM 46146L101 769 75909 SH OTR 1 0 75909 0 Iron Mountain Incorporated COM 462846106 901 27600 SH SOLE 0 27600 0 Iron Mountain Incorporated COM 462846106 16325 500000 SH Put SOLE 0 500000 0 Iron Mountain Incorporated COM 462846106 268 8200 SH Put OTR 1 0 8200 0 Kinder Morgan Energy Partners UT LTD PARTNER 494550106 115183 1234808 SH SOLE 0 1234808 0 Kinder Morgan, Inc. DEL COM 49456B101 40292 1050900 SH Put SOLE 0 1050900 0 Kinder Morgan, Inc. DEL COM 49456B101 27 700 SH Put OTR 1 0 700 0 Kinder Morgan, Inc. DEL COM 49456B101 62947 1641800 SH Put SOLE 0 1641800 0 Kinder Morgan, Inc. DEL COM 49456B101 774 20200 SH Put OTR 1 0 20200 0 Kinder Morgan, Inc. DEL COM 49456B101 31 819 SH SOLE 0 819 0 Kinder Morgan, Inc. DEL COM 49456B101 161 4210 SH OTR 1 0 4210 0 Kodiak Oil & Gas Corporation COM 50015Q100 1739 128186 SH SOLE 0 128186 0 Kodiak Oil & Gas Corporation COM 50015Q100 25 1814 SH OTR 1 0 1814 0 LIFE TIME FITNESS, Inc. COM 53217R207 10638 210900 SH Put SOLE 0 210900 0 LIFE TIME FITNESS, Inc. COM 53217R207 151 3000 SH Put OTR 1 0 3000 0 LIFE TIME FITNESS, Inc. COM 53217R207 13296 263600 SH SOLE 0 263600 0 LIFE TIME FITNESS, Inc. COM 53217R207 192 3800 SH OTR 1 0 3800 0 LIN Media LLC CL A COM 532771102 426 19203 SH SOLE 0 19203 0 LIN Media LLC CL A COM 532771102 1180 53148 SH OTR 1 0 53148 0 Lamar Advertising Company CL A 512815101 156191 3171400 SH SOLE 0 3171400 0 Lamar Advertising Company CL A 512815101 3679 74700 SH OTR 1 0 74700 0 Lamar Advertising Company CL A 512815101 125922 2556800 SH Put SOLE 0 2556800 0 Lamar Advertising Company CL A 512815101 2857 58000 SH Put OTR 1 0 58000 0 Liberty Global PLC SHS CL C G5480U120 14924 363871 SH SOLE 0 363871 0 Liberty Global PLC SHS CL C G5480U120 227 5529 SH OTR 1 0 5529 0 Lorillard, Inc. COM 544147101 36 600 SH Put SOLE 0 600 0 Lorillard, Inc. COM 544147101 144 2400 SH Put OTR 1 0 2400 0 Lorillard, Inc. COM 544147101 18225 304202 SH SOLE 0 304202 0 Lorillard, Inc. COM 544147101 575 9600 SH OTR 1 0 9600 0 Mallinckrodt Pub Ltd. Co. SHS G5785G107 16669 184900 SH Put SOLE 0 184900 0 Mallinckrodt Pub Ltd. Co. SHS G5785G107 388 4300 SH Put OTR 1 0 4300 0 Manitowoc Inc. COM 563571108 17355 740100 SH SOLE 0 740100 0 Manitowoc Inc. COM 563571108 380 16200 SH OTR 1 0 16200 0 MeadWestvaco Corporation COM 583334107 34668 846800 SH SOLE 0 846800 0 MeadWestvaco Corporation COM 583334107 737 18000 SH OTR 1 0 18000 0 MeadWestvaco Corporation COM 583334107 34668 846800 SH Put SOLE 0 846800 0 MeadWestvaco Corporation COM 583334107 737 18000 SH Put OTR 1 0 18000 0 Media General Inc. COM 584404107 69 5300 SH Put SOLE 0 5300 0 Navient Corp. COM 63938C108 42297 2388305 SH SOLE 0 2388305 0 Navient Corp. COM 63938C108 1219 68810 SH OTR 1 0 68810 0 Newmont Mining Corporation COM 651639106 36280 1573987 SH SOLE 0 1573987 0 Newmont Mining Corporation COM 651639106 695 30155 SH OTR 1 0 30155 0 Noble Corporation plc SHS USD G65431101 22003 990217 SH SOLE 0 990217 0 Noble Corporation plc SHS USD G65431101 444 19991 SH OTR 1 0 19991 0 Nuveen Energy MLP Total Return Fund COM 67074U103 23 1050 SH SOLE 0 1050 0 Occidental Petroleum Corporation DEL COM 674599105 106996 1112800 SH SOLE 0 1112800 0 Occidental Petroleum Corporation DEL COM 674599105 1827 19000 SH OTR 1 0 19000 0 Occidental Petroleum Corporation DEL COM 674599105 77785 809000 SH Put SOLE 0 809000 0 Occidental Petroleum Corporation DEL COM 674599105 1269 13200 SH Put OTR 1 0 13200 0 Packaging Corporation of America COM 695156109 191 3000 SH Put SOLE 0 3000 0 Packaging Corporation of America COM 695156109 638 10000 SH Put OTR 1 0 10000 0 Packaging Corporation of America COM 695156109 236 3700 SH SOLE 0 3700 0 Packaging Corporation of America COM 695156109 798 12500 SH OTR 1 0 12500 0 Pfizer Inc. COM 717081103 4586 155100 SH Put SOLE 0 155100 0 Pfizer Inc. COM 717081103 98 3300 SH Put OTR 1 0 3300 0 Pfizer Inc. COM 717081103 86302 2918566 SH SOLE 0 2918566 0 Pfizer Inc. COM 717081103 1614 54591 SH OTR 1 0 54591 0 Protective Life Corporation COM 743674103 49848 718169 SH SOLE 0 718169 0 Protective Life Corporation COM 743674103 436 6281 SH OTR 1 0 6281 0 QEP Resources Inc. COM 74733V100 70178 2280000 SH Put SOLE 0 2280000 0 QEP Resources Inc. COM 74733V100 1376 44700 SH Put OTR 1 0 44700 0 QEP Resources Inc. COM 74733V100 93236 3029100 SH SOLE 0 3029100 0 QEP Resources Inc. COM 74733V100 1834 59600 SH OTR 1 0 59600 0 Rock -Tenn Company CL A 772739207 37379 785600 SH SOLE 0 785600 0 Rock -Tenn Company CL A 772739207 685 14400 SH OTR 1 0 14400 0 Rock -Tenn Company CL A 772739207 11667 245200 SH Put SOLE 0 245200 0 Rock -Tenn Company CL A 772739207 162 3400 SH Put OTR 1 0 3400 0 Rock -Tenn Company CL A 772739207 20516 431200 SH Put SOLE 0 431200 0 Rock -Tenn Company CL A 772739207 433 9100 SH Put OTR 1 0 9100 0 SFX Entertainment Inc. COM 784178303 15 3000 SH SOLE 0 3000 0 SLM Corporation COM 78442P106 18027 2106012 SH SOLE 0 2106012 0 SLM Corporation COM 78442P106 532 62124 SH OTR 1 0 62124 0 SLM Corporation COM 78442P106 15569 1818800 SH Put SOLE 0 1818800 0 SLM Corporation COM 78442P106 437 51100 SH Put OTR 1 0 51100 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 116537 591500 SH Put SOLE 0 591500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1675 8500 SH Put OTR 1 0 8500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 116537 591500 SH Put SOLE 0 591500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1675 8500 SH Put OTR 1 0 8500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 67992 345100 SH Put SOLE 0 345100 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 965 4900 SH Put OTR 1 0 4900 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 38852 197200 SH Put SOLE 0 197200 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 552 2800 SH Put OTR 1 0 2800 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 106824 542200 SH Put SOLE 0 542200 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1537 7800 SH Put OTR 1 0 7800 0 Safeway Inc. COM NEW 786514208 61178 1783617 SH SOLE 0 1783617 0 Shire PLC SPONSERED ADR 82481R106 206632 797654 SH SOLE 0 797654 0 Shire PLC SPONSERED ADR 82481R106 3286 12683 SH OTR 1 0 12683 0 Shire PLC SPONSERED ADR 82481R106 9922 38300 SH Put SOLE 0 38300 0 Shire PLC SPONSERED ADR 82481R106 259 1000 SH Put OTR 1 0 1000 0 Sigma-Aldrich Corporation COM 826552101 80490 591793 SH SOLE 0 591793 0 Sigma-Aldrich Corporation COM 826552101 1300 9561 SH OTR 1 0 9561 0 SiriusXM Holdings Inc. COM 82968B103 117602 33696986 SH SOLE 0 33696986 0 SiriusXM Holdings Inc. COM 82968B103 1963 562431 SH OTR 1 0 562431 0 Sprint Corporation COM SER 1 85207U105 12403 1956319 SH SOLE 0 1956319 0 Sprint Corporation COM SER 2 85207U105 214 33767 SH OTR 1 0 33767 0 Sprint Corporation COM SER 3 85207U105 8185 1291000 SH Put SOLE 0 1291000 0 Sprint Corporation COM SER 4 85207U105 141 22200 SH Put OTR 1 0 22200 0 Starwood Property Trust, Inc. COM 85571B105 40207 1830936 SH SOLE 0 1830936 0 Starwood Waypoint Residential Trust COM SHS 85571W109 8137 312851 SH SOLE 0 312851 0 Starwood Waypoint Residential Trust COM SHS 85571W109 122 4677 SH OTR 1 0 4677 0 T-Mobile US, Inc. COM 872590104 77940 2699700 SH Put SOLE 0 2699700 0 T-Mobile US, Inc. COM 872590104 1276 44200 SH Put OTR 1 0 44200 0 T-Mobile US, Inc. COM 872590104 8612 298300 SH Put SOLE 0 298300 0 T-Mobile US, Inc. COM 872590104 121 4200 SH Put OTR 1 0 4200 0 T-Mobile US, Inc. COM 872590104 97459 3375785 SH SOLE 0 3375785 0 T-Mobile US, Inc. COM 872590104 650 22515 SH OTR 1 0 22515 0 TRW Automotive Holdings Corp. COM 87264S106 237358 2344272 SH SOLE 0 2344272 0 TRW Automotive Holdings Corp. COM 87264S106 2630 25978 SH OTR 1 0 25978 0 The Timken Company COM 887389104 11229 264900 SH SOLE 0 264900 0 The Timken Company COM 887389104 161 3800 SH OTR 1 0 3800 0 The Timken Company COM 887389104 10670 251700 SH Put SOLE 0 251700 0 The Timken Company COM 887389104 153 3600 SH Put OTR 1 0 3600 0 Tim Hortons, Inc. COM 88706M103 109367 1387730 SH SOLE 0 1387730 0 Tim Hortons, Inc. COM 88706M103 1760 22336 SH OTR 1 0 22336 0 Time Warner Cable Inc. COM 88732J207 253723 1768226 SH SOLE 0 1768226 0 Time Warner Cable Inc. COM 88732J207 4132 28797 SH OTR 1 0 28797 0 Time Warner Inc. COM NEW 887317303 6054 80500 SH SOLE 0 80500 0 Time Warner Inc. COM NEW 887317303 150 2000 SH OTR 1 0 2000 0 Time Warner Inc. COM NEW 887317303 3031 40300 SH Put SOLE 0 40300 0 Time Warner Inc. COM NEW 887317303 75 1000 SH Put OTR 1 0 1000 0 TriQuint Semiconductor, Inc. COM 89674K103 44194 2317486 SH SOLE 0 2317486 0 TriQuint Semiconductor, Inc. COM 89674K103 830 43524 SH OTR 1 0 43524 0 URS Corporation NEW COM 903236107 18908 328214 SH SOLE 0 328214 0 URS Corporation NEW COM 903236107 312 5417 SH OTR 1 0 5417 0 Veritiv Corporation COM 923454102 1699 33945 SH SOLE 0 33945 0 Veritiv Corporation COM 923454102 28 558 SH OTR 1 0 558 0 Verizon Communications Inc. COM 92343V104 5774 115500 SH SOLE 0 115500 0 Verizon Communications Inc. COM 92343V104 220 4400 SH OTR 1 0 4400 0 Verizon Communications Inc. COM 92343V104 4849 97000 SH Put SOLE 0 97000 0 Verizon Communications Inc. COM 92343V104 175 3500 SH Put OTR 1 0 3500 0 Visteon Corporation COM NEW 92839U206 1225 12600 SH SOLE 0 12600 0 Visteon Corporation COM NEW 92839U206 389 4000 SH OTR 1 0 4000 0 Visteon Corporation COM NEW 92839U206 1099 11300 SH Put SOLE 0 11300 0 Visteon Corporation COM NEW 92839U206 350 3600 SH Put OTR 1 0 3600 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 5670 172400 SH Put SOLE 0 172400 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 86 2600 SH Put OTR 1 0 2600 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 2595 78900 SH Put SOLE 0 78900 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 36 1100 SH Put OTR 1 0 1100 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 45451 1381898 SH SOLE 0 1381898 0 Vodafone Group Plc NEW SPNSR ADR NO PAR 92857W308 667 20286 SH OTR 1 0 20286 0 Walgreen Company COM 931422109 21960 370500 SH SOLE 0 370500 0 Walgreen Company COM 931422109 545 9200 SH OTR 1 0 9200 0 Walgreen Company COM 931422109 19761 333400 SH Put SOLE 0 333400 0 Walgreen Company COM 931422109 492 8300 SH Put OTR 1 0 8300 0 Western Asset High Income Opportunity Fun COM 95766K109 617 106644 SH SOLE 0 106644 0 Williams Companies, Inc. DEL COM 969457100 5961 107700 SH Put SOLE 0 107700 0 Williams Companies, Inc. DEL COM 969457100 83 1500 SH Put OTR 1 0 1500 0 Williams Companies, Inc. DEL COM 969457100 8363 151100 SH Put SOLE 0 151100 0 Williams Companies, Inc. DEL COM 969457100 116 2100 SH Put OTR 1 0 2100 0 Williams Companies, Inc. DEL COM 969457100 8535 154200 SH Put SOLE 0 154200 0 Williams Companies, Inc. DEL COM 969457100 149 2700 SH Put OTR 1 0 2700 0 Williams Companies, Inc. DEL COM 969457100 30121 544200 SH Put SOLE 0 544200 0 Williams Companies, Inc. DEL COM 969457100 648 11700 SH Put OTR 1 0 11700 0 Williams Companies, Inc. DEL COM 969457100 74451 1345100 SH SOLE 0 1345100 0 Williams Companies, Inc. DEL COM 969457100 1373 24800 SH OTR 1 0 24800 0 Yahoo! Inc. COM 984332106 56748 1392600 SH SOLE 0 1392600 0 Yahoo! Inc. COM 984332106 1255 30800 SH OTR 1 0 30800 0 Yahoo! Inc. COM 984332106 2637 64700 SH Put SOLE 0 64700 0 Yahoo! Inc. COM 984332106 53 1300 SH Put OTR 1 0 1300 0 Yahoo! Inc. COM 984332106 36589 897900 SH Put SOLE 0 897900 0 Yahoo! Inc. COM 984332106 717 17600 SH Put OTR 1 0 17600 0 Yahoo! Inc. COM 984332106 12885 316200 SH Put SOLE 0 316200 0 Yahoo! Inc. COM 984332106 371 9100 SH Put OTR 1 0 9100 0 eBay Inc. COM 278642103 10822 191100 SH Put SOLE 0 191100 0 eBay Inc. COM 278642103 300 5300 SH Put OTR 1 0 5300 0 eBay Inc. COM 278642103 12023 212300 SH SOLE 0 212300 0 eBay Inc. COM 278642103 334 5900 SH OTR 1 0 5900 0 iShares TR RUSSELL 2000 ETF 464287655 361 3300 SH Put SOLE 0 3300 0 iShares TR RUSSELL 2000 ETF 464287655 361 3300 SH Put SOLE 0 3300 0 iShares TR RUSSELL 2000 ETF 464287655 186 1700 SH Put SOLE 0 1700 0 iShares TR RUSSELL 2000 ETF 464287655 284 2600 SH Put SOLE 0 2600 0 tw telecom inc. COM 87311L104 11995 288270 SH SOLE 0 288270 0 tw telecom inc. COM 87311L104 276 6643 SH OTR 1 0 6643 0