0001512779-21-000008.txt : 20211026
0001512779-21-000008.hdr.sgml : 20211026
20211026162618
ACCESSION NUMBER: 0001512779-21-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211026
DATE AS OF CHANGE: 20211026
EFFECTIVENESS DATE: 20211026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 211348904
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
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0001512779
XXXXXXXX
09-30-2021
09-30-2021
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001376113
028-12230
ALPS ADVISORS INC
N
JOEL LOONEY
PRESIDENT
785-823-3097
/S/ JOEL W. LOONEY
SALINA
KS
10-26-2021
0
306
82141
false
INFORMATION TABLE
2
Book2.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1234
3
SH
SOLE
0
0
3
3M CO
COM
88579Y101
699
3982
SH
SOLE
0
0
3982
AMMO INC
COM
00175J107
2
300
SH
SOLE
0
0
300
AON PLC
SHS CL A
G0403H108
5
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
15
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
44
1645
SH
SOLE
0
0
1645
ABBOTT LABS
COM
002824100
39
329
SH
SOLE
0
0
329
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
7
22
SH
SOLE
0
0
22
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
449
16105
SH
SOLE
0
0
16105
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
6
313
SH
SOLE
0
0
313
ADOBE SYS INC
COM
00724F101
14
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
59
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
12
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
12
226
SH
SOLE
0
0
226
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
120
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
21
164
SH
SOLE
0
0
164
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
5
170
SH
SOLE
0
0
170
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
6
170
SH
SOLE
0
0
170
ALPHABET INC
CAP STK CL C
02079K107
93
35
SH
SOLE
0
0
35
ALPHABET INC
CAP STK CL A
02079K305
195
73
SH
SOLE
0
0
73
AMAZON COM INC
COM
023135106
59
18
SH
SOLE
0
0
18
AMERICAN EXPRESS CO
COM
025816109
84
500
SH
SOLE
0
0
500
AMPHENOL CORP NEW
CL A
032095101
5
64
SH
SOLE
0
0
64
ANALOG DEVICES INC
COM
032654105
5
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
28
3311
SH
SOLE
0
0
3311
APPIAN CORP
CL A
03782L101
15
158
SH
SOLE
0
0
158
APPLE INC
COM
037833100
789
5576
SH
SOLE
0
0
5576
ARCH CAP GROUP LTD
ORD
G0450A105
4
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
242
4034
SH
SOLE
0
0
4034
ARCOSA INC
COM
039653100
8
166
SH
SOLE
0
0
166
ATLASSIAN CORP PLC
CL A
G06242104
17
43
SH
SOLE
0
0
43
AURINIA PHARMACEUTICALS INC
COM
05156V102
22
1000
SH
SOLE
0
0
1000
AUTOZONE INC
COM
053332102
19
11
SH
SOLE
0
0
11
B & G FOODS INC
COM
05508R106
133
4445
SH
SOLE
0
0
4445
BADGER METER INC
COM
056525108
7
72
SH
SOLE
0
0
72
BALCHEM CORP
COM
057665200
3
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
27
300
SH
SOLE
0
0
300
BANK AMER CORP
COM
060505104
65
1531
SH
SOLE
0
0
1531
Bank Of Nova Scotia
COM
064149107
1415
23000
SH
SOLE
0
0
23000
W R BERKLEY CORPORATION
COM
084423102
5
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2994
10969
SH
SOLE
0
0
10969
BEYOND MEAT INC
COM
08862E109
21
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
63
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
19
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
0
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
44
200
SH
SOLE
0
0
200
BOULDER GROWTH & INCOME FD I
COM
101507101
2386
182021
SH
SOLE
0
0
182021
BP PLC
SPONSORED ADR
055622104
24
865
SH
SOLE
0
0
865
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
53
11000
SH
SOLE
0
0
11000
BRISTOL MYERS SQUIBB CO
COM
110122108
64
1075
SH
SOLE
0
0
1075
BROADSTONE NET LEASE INC
COM
11135E203
1681
67750
SH
SOLE
0
0
67750
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
7
127
SH
SOLE
0
0
127
BROWN & BROWN INC
COM
115236101
8
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
2
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
136375102
4
34
SH
SOLE
0
0
34
CANOPY GROWTH CORP
COM
138035100
0
10
SH
SOLE
0
0
10
CAPITOL FED FINL INC
COM
14057J101
211
18338
SH
SOLE
0
0
18338
CARMAX INC
COM
143130102
4
34
SH
SOLE
0
0
34
CBRE GROUP INC
CL A
12504L109
19
200
SH
SOLE
0
0
200
CDW CORP
COM
12514G108
6
34
SH
SOLE
0
0
34
CEVA INC
COM
157210105
3
81
SH
SOLE
0
0
81
SCHWAB CHARLES CORP NEW
COM
808513105
5
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
56
1216
SH
SOLE
0
0
1216
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEVRON CORP NEW
COM
166764100
338
3327
SH
SOLE
0
0
3327
CHURCH & DWIGHT INC
COM
171340102
140
1700
SH
SOLE
0
0
1700
CINCINNATI FINL CORP
COM
172062101
270
2366
SH
SOLE
0
0
2366
CISCO SYS INC
COM
17275R102
272
5000
SH
SOLE
0
0
5000
CITIGROUP INC
COM NEW
172967424
49
700
SH
SOLE
0
0
700
CLOROX CO DEL
COM
189054109
20
120
SH
SOLE
0
0
120
COCA COLA CO
COM
191216100
347
6621
SH
SOLE
0
0
6621
COGNEX CORP
COM
192422103
5
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
11035
407201
SH
SOLE
0
0
407201
COHEN & STEERS LTD DURATION
COM
19248C105
143
5250
SH
SOLE
0
0
5250
COHEN & STEERS REIT & PFD &
COM
19247X100
1411
55000
SH
SOLE
0
0
55000
COINBASE GLOBAL INC
COM CL A
19260Q107
46
200
SH
SOLE
0
0
200
COLGATE PALMOLIVE CO
COM
194162103
67
880
SH
SOLE
0
0
880
COMMERCE BANCSHARES INC
COM
200525103
46
656
SH
SOLE
0
0
656
COMPASS MINERALS INTL INC
COM
20451N101
64
1000
SH
SOLE
0
0
1000
CONAGRA BRANDS INC
COM
205887102
12
364
SH
SOLE
0
0
364
CONOCOPHILLIPS
COM
20825C104
64
948
SH
SOLE
0
0
948
CONSOLIDATED EDISON INC
COM
209115104
6
80
SH
SOLE
0
0
80
COPART INC
COM
217204106
17
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
3
300
SH
SOLE
0
0
300
CORTEVA INC
COM
22052L104
2
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
18
40
SH
SOLE
0
0
40
CROWDSTRIKE HLDGS INC
CL A
22788C105
6
23
SH
SOLE
0
0
23
CYBERARK SOFTWARE LTD
SHS
M2682V108
6
40
SH
SOLE
0
0
40
D R HORTON INC
COM
23331A109
42
500
SH
SOLE
0
0
500
DXC TECHNOLOGY CO
COM
23355L106
16
475
SH
SOLE
0
0
475
DATADOG INC
CL A COM
23804L103
7
47
SH
SOLE
0
0
47
DISNEY WALT CO
COM DISNEY
254687106
1468
8679
SH
SOLE
0
0
8679
DOLLAR TREE INC
COM
256746108
2
22
SH
SOLE
0
0
22
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DUPONT DE NEMOURS INC
COM
26614N102
3
42
SH
SOLE
0
0
42
DUKE ENERGY CORP NEW
COM NEW
26441C204
17
175
SH
SOLE
0
0
175
EBAY INC.
COM
278642103
84
1201
SH
SOLE
0
0
1201
EBIX INC
COM NEW
278715206
109
4040
SH
SOLE
0
0
4040
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
19
1953
SH
SOLE
0
0
1953
ENNIS INC
COM
293389102
8
400
SH
SOLE
0
0
400
EQUIFAX INC
COM
294429105
11
42
SH
SOLE
0
0
42
EQUINIX INC
COM
29444U700
5
6
SH
SOLE
0
0
6
ERICSSON
ADR B SEK 10
294821608
3
255
SH
SOLE
0
0
255
EVERCORE INC
CLASS A
29977A105
1464
10950
SH
SOLE
0
0
10950
EVERGY INC
COM
30034W106
67
1085
SH
SOLE
0
0
1085
EVERSOURCE ENERGY
COM
30040W108
6
75
SH
SOLE
0
0
75
EXELON CORP
COM
30161N101
33
674
SH
SOLE
0
0
674
EXPEDITORS INTL WASH INC
COM
302130109
4
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
145
2460
SH
SOLE
0
0
2460
FACEBOOK INC
CL A
30303M102
107
316
SH
SOLE
0
0
316
FASTENAL CO
COM
311900104
21
400
SH
SOLE
0
0
400
FASTLY INC
CL A
31188V100
2
44
SH
SOLE
0
0
44
FEDEX CORP
COM
31428X106
4
20
SH
SOLE
0
0
20
FIRSTCASH INC
COM
33767D105
3
36
SH
SOLE
0
0
36
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
26
460
SH
SOLE
0
0
460
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
4
75
SH
SOLE
0
0
75
FIRSTENERGY CORP
COM
337932107
11
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
24
1000
SH
SOLE
0
0
1000
FREEPORT-MCMORAN INC
CL B
35671D857
33
1000
SH
SOLE
0
0
1000
G1 THERAPEUTICS INC
COM
3621LQ109
39
2925
SH
SOLE
0
0
2925
GENERAL ELECTRIC CO
COM
369604103
49
478
SH
SOLE
0
0
478
GENERAL MLS INC
COM
370334104
254
4250
SH
SOLE
0
0
4250
GILEAD SCIENCES INC
COM
375558103
38
550
SH
SOLE
0
0
550
GLACIER BANCORP INC NEW
COM
37637Q105
2
35
SH
SOLE
0
0
35
GRACO INC
COM
384109104
7
99
SH
SOLE
0
0
99
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
23
290
SH
SOLE
0
0
290
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
13
4000
SH
SOLE
0
0
4000
HENRY JACK & ASSOC INC
COM
426281101
6
39
SH
SOLE
0
0
39
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1
40
SH
SOLE
0
0
40
HOME DEPOT INC
COM
437076102
153
467
SH
SOLE
0
0
467
HONEYWELL INTL INC
COM
438516106
26
124
SH
SOLE
0
0
124
HORMEL FOODS CORP
COM
440452100
46
1125
SH
SOLE
0
0
1125
HOST HOTELS & RESORTS INC
COM
44107P104
8
511
SH
SOLE
0
0
511
HP INC
COM
40434L105
1
40
SH
SOLE
0
0
40
HUBSPOT INC
COM
443573100
14
21
SH
SOLE
0
0
21
IAMGOLD CORP
COM
450913108
7
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
4
17
SH
SOLE
0
0
17
INNOVATIVE INDL PPTYS INC
COM
45781V101
7
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
232
4352
SH
SOLE
0
0
4352
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
73
635
SH
SOLE
0
0
635
INTERNATIONAL BUSINESS MACHS
COM
459200101
178
1279
SH
SOLE
0
0
1279
INTUITIVE SURGICAL INC
COM NEW
46120E602
45
45
SH
SOLE
0
0
45
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
53
3500
SH
SOLE
0
0
3500
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
22
450
SH
SOLE
0
0
450
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
332
6325
SH
SOLE
0
0
6325
ISHARES TR
MODERT ALLOC ETF
464289875
15
340
SH
SOLE
0
0
340
ISHARES INC
CORE MSCI EMKT
46434G103
24
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
76
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE S&P500 ETF
464287200
2418
5612
SH
SOLE
0
0
5612
ISHARES TR
CORE S&P MCP ETF
464287507
127
482
SH
SOLE
0
0
482
ISHARES TR
CORE S&P SCP ETF
464287804
232
2129
SH
SOLE
0
0
2129
ISHARES TR
CORE US AGGBD ET
464287226
35
308
SH
SOLE
0
0
308
ISHARES GOLD TRUST
ISHARES
464285204
13
400
SH
SOLE
0
0
400
ISHARES TR
IBOXX INV CP ETF
464287242
21
160
SH
SOLE
0
0
160
ISHARES TR
EAFE VALUE ETF
464288877
10
189
SH
SOLE
0
0
189
ISHARES TR
RUS 1000 VAL ETF
464287598
58
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
98
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
15
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
11
144
SH
SOLE
0
0
144
ISHARES TR
SELECT DIVID ETF
464287168
141
1232
SH
SOLE
0
0
1232
ISHARES SILVER TRUST
ISHARES
46428Q109
82
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
16
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
43
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
156
1450
SH
SOLE
0
0
1450
SMUCKER J M CO
COM NEW
832696405
202
1680
SH
SOLE
0
0
1680
JACK IN THE BOX INC
COM
466367109
73
750
SH
SOLE
0
0
750
JOHNSON & JOHNSON
COM
478160104
409
2535
SH
SOLE
0
0
2535
JPMORGAN CHASE & CO
COM
46625H100
5153
31480
SH
SOLE
0
0
31480
KELLOGG CO
COM
487836108
159
2495
SH
SOLE
0
0
2495
KIMBERLY CLARK CORP
COM
494368103
595
4490
SH
SOLE
0
0
4490
KINDER MORGAN INC DEL
COM
49456B101
9
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
16
3000
SH
SOLE
0
0
3000
KNOT OFFSHORE PARTNERS LP
COM UNITS
Y48125101
1475
78500
SH
SOLE
0
0
78500
KROGER CO
COM
501044101
309
7652
SH
SOLE
0
0
7652
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
5
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
3
54
SH
SOLE
0
0
54
LANDSTAR SYS INC
COM
515098101
9
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
7
41
SH
SOLE
0
0
41
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
6
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
100
434
SH
SOLE
0
0
434
LOWES COS INC
COM
548661107
83
407
SH
SOLE
0
0
407
LUMEN TECHNOLOGIES INC
COM
550241103
24
1910
SH
SOLE
0
0
1910
M & T BK CORP
COM
55261F104
30
200
SH
SOLE
0
0
200
MARKEL CORP
COM
570535104
6
5
SH
SOLE
0
0
5
MASTERCARD INCORPORATED
CL A
57636Q104
34
98
SH
SOLE
0
0
98
MCDONALDS CORP
COM
580135101
72
300
SH
SOLE
0
0
300
MEDTRONIC PLC
SHS
G5960L103
50
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
170
2267
SH
SOLE
0
0
2267
MERITAGE HOMES CORP
COM
59001A102
49
500
SH
SOLE
0
0
500
MESA LABS INC
COM
59064R109
151
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
15
241
SH
SOLE
0
0
241
MGM GROWTH PPTYS LLC
CL A COM
55303A105
188
4900
SH
SOLE
0
0
4900
MICRON TECHNOLOGY INC
COM
595112103
12
170
SH
SOLE
0
0
170
MICROSOFT CORP
COM
594918104
1749
6202
SH
SOLE
0
0
6202
MOLSON COORS BREWING CO
CL B
60871R209
5
115
SH
SOLE
0
0
115
MONDELEZ INTL INC
CL A
609207105
58
1000
SH
SOLE
0
0
1000
MONGODB INC
CL A
60937P106
7
15
SH
SOLE
0
0
15
MORGAN STANLEY
COM NEW
617446448
74
756
SH
SOLE
0
0
756
NEWS CORP NEW
CL A
65249B109
3
138
SH
SOLE
0
0
138
NOVAGOLD RES INC
COM NEW
66987E206
41
6000
SH
SOLE
0
0
6000
NOVAVAX INC
COM NEW
670002401
12
60
SH
SOLE
0
0
60
NRG ENERGY INC
COM NEW
629377508
2529
61930
SH
SOLE
0
0
61930
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
67
3915
SH
SOLE
0
0
3915
NUVEEN PFD & INCOME TERM FD
COM
67075A106
136
5500
SH
SOLE
0
0
5500
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
9
500
SH
SOLE
0
0
500
NVIDIA CORP
COM
67066G104
81
392
SH
SOLE
0
0
392
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
57
2265
SH
SOLE
0
0
2265
OMEROS CORP
COM
682143102
298
21635
SH
SOLE
0
0
21635
ONE GAS INC
COM
68235P108
6
100
SH
SOLE
0
0
100
ONEOK INC NEW
COM
682680103
35
597
SH
SOLE
0
0
597
ORACLE CORP
COM
68389X105
22
252
SH
SOLE
0
0
252
ORGANON & CO
COMMON STOCK
68622V106
7
225
SH
SOLE
0
0
225
PAYCHEX INC
COM
704326107
341
3034
SH
SOLE
0
0
3034
PAYPAL HLDGS INC
COM
70450Y103
41
156
SH
SOLE
0
0
156
PEPSICO INC
COM
713448108
90
600
SH
SOLE
0
0
600
PFIZER INC
COM
717081103
329
7658
SH
SOLE
0
0
7658
PHILLIPS 66
COM
718546104
30
424
SH
SOLE
0
0
424
PIMCO CORPORATE & INCOME OPP
COM
72201B101
366
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
28
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
159
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
8
110
SH
SOLE
0
0
110
PRIMERICA INC
COM
74164M108
6
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
14
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
658
4705
SH
SOLE
0
0
4705
PROTERRA INC
COM
74374T109
5
500
SH
SOLE
0
0
500
QUALCOMM INC
COM
747525103
3
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
2
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
7
66
SH
SOLE
0
0
66
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
9
100
SH
SOLE
0
0
100
REALTY INCOME CORP
COM
756109104
65
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
6
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
290
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3117
41986
SH
SOLE
0
0
41986
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1848
29531
SH
SOLE
0
0
29531
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
292
7556
SH
SOLE
0
0
7556
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
4299
41395
SH
SOLE
0
0
41395
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
273
5023
SH
SOLE
0
0
5023
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
421
2845
SH
SOLE
0
0
2845
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
93
1380
SH
SOLE
0
0
1380
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
81
634
SH
SOLE
0
0
634
SEMPRA ENERGY
COM
816851109
132
1040
SH
SOLE
0
0
1040
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
6
110
SH
SOLE
0
0
110
SHOPIFY INC
CL A
82509L107
19
14
SH
SOLE
0
0
14
SIRIUS XM HLDGS INC
COM
82968B103
3
425
SH
SOLE
0
0
425
SOUTHWEST AIRLS CO
COM
844741108
1
15
SH
SOLE
0
0
15
SPDR GOLD TRUST
GOLD SHS
78463V107
246
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1090
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
70
1620
SH
SOLE
0
0
1620
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
25
571
SH
SOLE
0
0
571
SQUARE INC
CL A
852234103
2
8
SH
SOLE
0
0
8
STAG INDL INC
COM
85254J102
192
4900
SH
SOLE
0
0
4900
STARBUCKS CORP
COM
855244109
44
400
SH
SOLE
0
0
400
STELLANTIS N.V
SHS
N82405106
72
3752
SH
SOLE
0
0
3752
STORE CAP CORP
COM
862121100
101
3139
SH
SOLE
0
0
3139
SUN LIFE FINL INC
COM
866796105
26
500
SH
SOLE
0
0
500
SUNDIAL GROWERS INC
COM
86730L109
0
400
SH
SOLE
0
0
400
SYSCO CORP
COM
871829107
24
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TANGER FACTORY OUTLET CTRS I
COM
875465106
93
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
458
2000
SH
SOLE
0
0
2000
BIO-TECHNE CORP
COM
09073M104
6
13
SH
SOLE
0
0
13
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
166
1113
SH
SOLE
0
0
1113
TESLA INC
COM
88160R101
679
875
SH
SOLE
0
0
875
TEXTRON INC
COM
883203101
57
822
SH
SOLE
0
0
822
SOUTHERN CO
COM
842587107
801
12925
SH
SOLE
0
0
12925
THE TRADE DESK INC
COM CL A
88339J105
20
280
SH
SOLE
0
0
280
T-MOBILE US INC
COM
872590104
1
8
SH
SOLE
0
0
8
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
6
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
4
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
78
515
SH
SOLE
0
0
515
TRINITY INDS INC
COM
896522109
14
500
SH
SOLE
0
0
500
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L173
3
280
SH
SOLE
0
0
280
US BANCORP DEL
COM NEW
902973304
1
25
SH
SOLE
0
0
25
UNILEVER PLC
SPON ADR NEW
904767704
25
470
SH
SOLE
0
0
470
UNION PAC CORP
COM
907818108
274
1400
SH
SOLE
0
0
1400
UNITED PARCEL SERVICE INC
CL B
911312106
11
60
SH
SOLE
0
0
60
UNITEDHEALTH GROUP INC
COM
91324P102
7
18
SH
SOLE
0
0
18
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1198
14617
SH
SOLE
0
0
14617
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
824
10002
SH
SOLE
0
0
10002
VANGUARD GROUP
DIV APP ETF
921908844
1938
12620
SH
SOLE
0
0
12620
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
113
1200
SH
SOLE
0
0
1200
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
130
2375
SH
SOLE
0
0
2375
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
12
118
SH
SOLE
0
0
118
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1100
2790
SH
SOLE
0
0
2790
VANGUARD INDEX FDS
SMALL CP ETF
922908751
19
89
SH
SOLE
0
0
89
VANGUARD STAR FD
VG TL INTL STK F
921909768
24
374
SH
SOLE
0
0
374
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
197
888
SH
SOLE
0
0
888
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
986
9539
SH
SOLE
0
0
9539
VERIZON COMMUNICATIONS INC
COM
92343V104
90
1663
SH
SOLE
0
0
1663
VIACOM INC
CL B
92556H206
10
248
SH
SOLE
0
0
248
VIATRIS INC
COM
92556V106
0
14
SH
SOLE
0
0
14
VISA INC
COM CL A
92826C839
6
28
SH
SOLE
0
0
28
WABTEC CORP
COM
929740108
0
1
SH
SOLE
0
0
1
WALMART INC
COM
931142103
2579
18506
SH
SOLE
0
0
18506
WD-40 CO
COM
929236107
8
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
2076
44725
SH
SOLE
0
0
44725
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1043
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
21
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
115
1833
SH
SOLE
0
0
1833
XPO LOGISTICS INC
COM
983793100
23
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
317
2590
SH
SOLE
0
0
2590
ZSCALER INC
COM
98980G102
10
37
SH
SOLE
0
0
37