0001512779-21-000004.txt : 20210427
0001512779-21-000004.hdr.sgml : 20210427
20210427162654
ACCESSION NUMBER: 0001512779-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210427
DATE AS OF CHANGE: 20210427
EFFECTIVENESS DATE: 20210427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 21859311
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001512779
XXXXXXXX
03-31-2021
03-31-2021
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001376113
028-12230
ALPS ADVISORS INC
N
Joel Looney
President
785-823-3097
/s/ Joel W. Looney
Salina
KS
04-27-2021
0
298
70294
false
INFORMATION TABLE
2
Book2.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1157
3
SH
SOLE
0
0
3
3M CO
COM
88579Y101
766
3975
SH
SOLE
0
0
3975
AON PLC
SHS CL A
G0403H108
4
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
12
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
57
1895
SH
SOLE
0
0
1895
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
6
22
SH
SOLE
0
0
22
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
407
16105
SH
SOLE
0
0
16105
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
6
313
SH
SOLE
0
0
313
ADOBE SYS INC
COM
00724F101
12
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
52
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
18
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
12
226
SH
SOLE
0
0
226
AKERNA CORP
COM
00973W102
0
100
SH
SOLE
0
0
100
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
0
1
SH
SOLE
0
0
1
ALLETE INC
COM NEW
018522300
24
350
SH
SOLE
0
0
350
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
114
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
18
160
SH
SOLE
0
0
160
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
5
170
SH
SOLE
0
0
170
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
6
170
SH
SOLE
0
0
170
ALPHABET INC
CAP STK CL C
02079K107
21
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
132
64
SH
SOLE
0
0
64
AMAZON COM INC
COM
023135106
53
17
SH
SOLE
0
0
17
AMERICAN EXPRESS CO
COM
025816109
71
500
SH
SOLE
0
0
500
AMPHENOL CORP NEW
CL A
032095101
4
64
SH
SOLE
0
0
64
ANALOG DEVICES INC
COM
032654105
4
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
28
3311
SH
SOLE
0
0
3311
APPIAN CORP
CL A
03782L101
21
158
SH
SOLE
0
0
158
APPLE INC
COM
037833100
676
5536
SH
SOLE
0
0
5536
ARCH CAP GROUP LTD
ORD
G0450A105
4
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
230
4034
SH
SOLE
0
0
4034
ARCLIGHT CLEAN TRANSITION
CL A
G04561109
9
500
SH
SOLE
0
0
500
ARCOSA INC
COM
039653100
11
166
SH
SOLE
0
0
166
ATLASSIAN CORP PLC
CL A
G06242104
9
43
SH
SOLE
0
0
43
AURINIA PHARMACEUTICALS INC
COM
05156V102
13
1000
SH
SOLE
0
0
1000
AUTOZONE INC
COM
053332102
15
11
SH
SOLE
0
0
11
B & G FOODS INC
COM
05508R106
138
4445
SH
SOLE
0
0
4445
BADGER METER INC
COM
056525108
7
72
SH
SOLE
0
0
72
BAIDU INC
SPON ADR REP A
056752108
11
50
SH
SOLE
0
0
50
BALCHEM CORP
COM
057665200
3
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
25
300
SH
SOLE
0
0
300
BANK AMER CORP
COM
060505104
72
1865
SH
SOLE
0
0
1865
Bank Of Nova Scotia
COM
064149107
1439
23000
SH
SOLE
0
0
23000
W R BERKLEY CORPORATION
COM
084423102
6
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3021
11826
SH
SOLE
0
0
11826
BEYOND MEAT INC
COM
08862E109
26
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
67
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
20
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
1
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
25
100
SH
SOLE
0
0
100
BOULDER GROWTH & INCOME FD I
COM
101507101
2275
180818
SH
SOLE
0
0
180818
BP PLC
SPONSORED ADR
055622104
21
865
SH
SOLE
0
0
865
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
27
4500
SH
SOLE
0
0
4500
BRIGHTHOUSE FINL INC
COM
10922N103
1
21
SH
SOLE
0
0
21
BRISTOL MYERS SQUIBB CO
COM
110122108
68
1075
SH
SOLE
0
0
1075
BROADSTONE NET LEASE INC
COM
11135E203
1190
65000
SH
SOLE
0
0
65000
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
6
127
SH
SOLE
0
0
127
BROWN & BROWN INC
COM
115236101
6
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
3
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
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4
34
SH
SOLE
0
0
34
CAPITOL FED FINL INC
COM
14057J101
243
18310
SH
SOLE
0
0
18310
CARMAX INC
COM
143130102
5
34
SH
SOLE
0
0
34
CDW CORP
COM
12514G108
6
34
SH
SOLE
0
0
34
CEVA INC
COM
157210105
5
81
SH
SOLE
0
0
81
SCHWAB CHARLES CORP NEW
COM
808513105
5
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
50
1209
SH
SOLE
0
0
1209
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEVRON CORP NEW
COM
166764100
328
3127
SH
SOLE
0
0
3127
CHURCH & DWIGHT INC
COM
171340102
48
550
SH
SOLE
0
0
550
CINCINNATI FINL CORP
COM
172062101
261
2533
SH
SOLE
0
0
2533
CISCO SYS INC
COM
17275R102
269
5200
SH
SOLE
0
0
5200
CITIGROUP INC
COM NEW
172967424
51
700
SH
SOLE
0
0
700
CLOROX CO DEL
COM
189054109
23
120
SH
SOLE
0
0
120
COCA COLA CO
COM
191216100
348
6599
SH
SOLE
0
0
6599
COGNEX CORP
COM
192422103
5
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
11373
407182
SH
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407182
COHEN & STEERS LTD DURATION
COM
19248C105
137
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SH
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COHEN & STEERS REIT & PFD &
COM
19247X100
1341
55000
SH
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0
0
55000
COLGATE PALMOLIVE CO
COM
194162103
69
880
SH
SOLE
0
0
880
COLUMBIA PPTY TR INC
COM NEW
198287203
1
75
SH
SOLE
0
0
75
COMMERCE BANCSHARES INC
COM
200525103
50
656
SH
SOLE
0
0
656
COMPASS MINERALS INTL INC
COM
20451N101
63
1000
SH
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0
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1000
CONAGRA BRANDS INC
COM
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364
SH
SOLE
0
0
364
CONOCOPHILLIPS
COM
20825C104
56
1048
SH
SOLE
0
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1048
CONSOLIDATED EDISON INC
COM
209115104
51
680
SH
SOLE
0
0
680
COPART INC
COM
217204106
13
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
33
3700
SH
SOLE
0
0
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CORTEVA INC
COM
22052L104
2
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
14
40
SH
SOLE
0
0
40
CROWDSTRIKE HLDGS INC
CL A
22788C105
4
23
SH
SOLE
0
0
23
CYBERARK SOFTWARE LTD
SHS
M2682V108
5
40
SH
SOLE
0
0
40
D R HORTON INC
COM
23331A109
45
500
SH
SOLE
0
0
500
DXC TECHNOLOGY CO
COM
23355L106
15
475
SH
SOLE
0
0
475
DATADOG INC
CL A COM
23804L103
4
47
SH
SOLE
0
0
47
DISNEY WALT CO
COM DISNEY
254687106
56
301
SH
SOLE
0
0
301
DOLLAR TREE INC
COM
256746108
3
22
SH
SOLE
0
0
22
DOW INC
COM
260557103
3
42
SH
SOLE
0
0
42
DUKE ENERGY CORP NEW
COM NEW
26441C204
17
175
SH
SOLE
0
0
175
EBAY INC.
COM
278642103
67
1100
SH
SOLE
0
0
1100
EBIX INC
COM NEW
278715206
139
4340
SH
SOLE
0
0
4340
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
15
1953
SH
SOLE
0
0
1953
ENNIS INC
COM
293389102
9
400
SH
SOLE
0
0
400
EQUIFAX INC
COM
294429105
8
42
SH
SOLE
0
0
42
EQUINIX INC
COM
29444U700
4
6
SH
SOLE
0
0
6
ERICSSON
ADR B SEK 10
294821608
3
255
SH
SOLE
0
0
255
EVERGY INC
COM
30034W106
76
1284
SH
SOLE
0
0
1284
EVERSOURCE ENERGY
COM
30040W108
6
75
SH
SOLE
0
0
75
EXELON CORP
COM
30161N101
44
1007
SH
SOLE
0
0
1007
EXPEDITORS INTL WASH INC
COM
302130109
4
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
147
2626
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2626
FACEBOOK INC
CL A
30303M102
29
100
SH
SOLE
0
0
100
FASTENAL CO
COM
311900104
70
1400
SH
SOLE
0
0
1400
FASTLY INC
CL A
31188V100
3
44
SH
SOLE
0
0
44
FEDEX CORP
COM
31428X106
7
26
SH
SOLE
0
0
26
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
26
460
SH
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460
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
3
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SH
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75
FIRSTENERGY CORP
COM
337932107
11
308
SH
SOLE
0
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308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
41
1667
SH
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1667
FREEPORT-MCMORAN INC
CL B
35671D857
33
1000
SH
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0
1000
G1 THERAPEUTICS INC
COM
3621LQ109
70
2925
SH
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2925
GENERAL ELECTRIC CO
COM
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50
3833
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GENERAL MLS INC
COM
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55
900
SH
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0
900
GILEAD SCIENCES INC
COM
375558103
36
550
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550
GLACIER BANCORP INC NEW
COM
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2
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GRACO INC
COM
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7
99
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0
0
99
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
14
667
SH
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0
667
HARMONY GOLD MNG LTD
SPONSORED ADR
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17
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4000
HENRY JACK & ASSOC INC
COM
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6
39
SH
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0
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39
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COM
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20
66
SH
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0
0
66
HONEYWELL INTL INC
COM
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27
124
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124
HORMEL FOODS CORP
COM
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54
1125
SH
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0
1125
HOST HOTELS & RESORTS INC
COM
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9
511
SH
SOLE
0
0
511
HUBSPOT INC
COM
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10
21
SH
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0
0
21
IAMGOLD CORP
COM
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9
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
4
17
SH
SOLE
0
0
17
INGREDION INC
COM
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11
121
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121
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COM
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5
30
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30
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COM
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124
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SH
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1945
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COM
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71
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0
635
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COM
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316
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COM NEW
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33
45
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0
45
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PFD ETF
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53
3500
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3500
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S&P500 QUALITY
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20
450
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450
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S&P MIDCP LOW
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323
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ISHARES TR
MODERT ALLOC ETF
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15
340
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0
340
ISHARES INC
CORE MSCI EMKT
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25
384
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0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
74
1026
SH
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0
0
1026
ISHARES TR
CORE S&P500 ETF
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2233
5612
SH
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0
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5612
ISHARES TR
CORE S&P MCP ETF
464287507
125
482
SH
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0
0
482
ISHARES TR
CORE S&P SCP ETF
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231
2129
SH
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0
0
2129
ISHARES TR
CORE US AGGBD ET
464287226
35
308
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0
0
308
ISHARES GOLD TRUST
ISHARES
464285105
13
800
SH
SOLE
0
0
800
ISHARES TR
IBOXX INV CP ETF
464287242
21
160
SH
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0
0
160
ISHARES TR
EAFE VALUE ETF
464288877
10
189
SH
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189
ISHARES TR
RUS 1000 VAL ETF
464287598
56
370
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0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
87
356
SH
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0
0
356
ISHARES TR
RUSSELL 2000 ETF
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15
70
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0
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70
ISHARES TR
RUS MID CAP ETF
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11
144
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144
ISHARES TR
SELECT DIVID ETF
464287168
179
1566
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0
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1566
ISHARES SILVER TRUST
ISHARES
46428Q109
91
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0
0
4000
ISHARES TR
1 3 YR CR BD ETF
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16
300
SH
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0
0
300
ISHARES TR
1 3 YR TREAS BD
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43
500
SH
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0
0
500
ISHARES TR
DOW JONES US ETF
464287846
145
1450
SH
SOLE
0
0
1450
SMUCKER J M CO
COM NEW
832696405
23
180
SH
SOLE
0
0
180
JOHNSON & JOHNSON
COM
478160104
444
2702
SH
SOLE
0
0
2702
JPMORGAN CHASE & CO
COM
46625H100
4791
31474
SH
SOLE
0
0
31474
KELLOGG CO
COM
487836108
57
895
SH
SOLE
0
0
895
KIMBERLY CLARK CORP
COM
494368103
354
2547
SH
SOLE
0
0
2547
KINDER MORGAN INC DEL
COM
49456B101
9
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
20
3000
SH
SOLE
0
0
3000
KROGER CO
COM
501044101
34
952
SH
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0
0
952
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
4
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
7
88
SH
SOLE
0
0
88
LANDSTAR SYS INC
COM
515098101
9
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
6
41
SH
SOLE
0
0
41
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
5
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
112
600
SH
SOLE
0
0
600
LOWES COS INC
COM
548661107
77
407
SH
SOLE
0
0
407
LUMEN TECHNOLOGIES INC
COM
550241103
26
1910
SH
SOLE
0
0
1910
M & T BK CORP
COM
55261F104
30
200
SH
SOLE
0
0
200
MARKEL CORP
COM
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6
5
SH
SOLE
0
0
5
MCDONALDS CORP
COM
580135101
67
300
SH
SOLE
0
0
300
MEDTRONIC PLC
SHS
G5960L103
47
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
175
2267
SH
SOLE
0
0
2267
MERITAGE HOMES CORP
COM
59001A102
46
500
SH
SOLE
0
0
500
MESA LABS INC
COM
59064R109
122
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
15
241
SH
SOLE
0
0
241
MICRON TECHNOLOGY INC
COM
595112103
15
170
SH
SOLE
0
0
170
MICROSOFT CORP
COM
594918104
1479
6274
SH
SOLE
0
0
6274
MOLSON COORS BREWING CO
CL B
60871R209
6
115
SH
SOLE
0
0
115
MONDELEZ INTL INC
CL A
609207105
59
1000
SH
SOLE
0
0
1000
MONGODB INC
CL A
60937P106
4
15
SH
SOLE
0
0
15
MORGAN STANLEY
COM NEW
617446448
58
749
SH
SOLE
0
0
749
NEWS CORP NEW
CL A
65249B109
4
138
SH
SOLE
0
0
138
NOVAGOLD RES INC
COM NEW
66987E206
52
6000
SH
SOLE
0
0
6000
NOVAVAX INC
COM NEW
670002401
11
60
SH
SOLE
0
0
60
NRG ENERGY INC
COM NEW
629377508
2120
56180
SH
SOLE
0
0
56180
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
66
3915
SH
SOLE
0
0
3915
NUVEEN PFD & INCOME TERM FD
COM
67075A106
138
5500
SH
SOLE
0
0
5500
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
8
500
SH
SOLE
0
0
500
NVIDIA CORP
COM
67066G104
39
73
SH
SOLE
0
0
73
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
90
3265
SH
SOLE
0
0
3265
OMEROS CORP
COM
682143102
336
18885
SH
SOLE
0
0
18885
ONEOK INC NEW
COM
682680103
10
197
SH
SOLE
0
0
197
ORACLE CORP
COM
68389X105
18
252
SH
SOLE
0
0
252
PAYCHEX INC
COM
704326107
274
2800
SH
SOLE
0
0
2800
PAYPAL HLDGS INC
COM
70450Y103
12
49
SH
SOLE
0
0
49
PEPSICO INC
COM
713448108
85
600
SH
SOLE
0
0
600
PFIZER INC
COM
717081103
230
6358
SH
SOLE
0
0
6358
PHILLIPS 66
COM
718546104
22
274
SH
SOLE
0
0
274
PIMCO CORPORATE & INCOME OPP
COM
72201B101
365
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
27
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
156
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
9
110
SH
SOLE
0
0
110
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2
244
SH
SOLE
0
0
244
PRIMERICA INC
COM
74164M108
6
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
13
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
622
4595
SH
SOLE
0
0
4595
QTS RLTY TR INC
COM CL A
74736A103
7
116
SH
SOLE
0
0
116
QUALCOMM INC
COM
747525103
3
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
3
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
7
66
SH
SOLE
0
0
66
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
8
100
SH
SOLE
0
0
100
REALTY INCOME CORP
COM
756109104
64
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
7
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
290
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
2927
40134
SH
SOLE
0
0
40134
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1375
22485
SH
SOLE
0
0
22485
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
293
7784
SH
SOLE
0
0
7784
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3608
37304
SH
SOLE
0
0
37304
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
271
5023
SH
SOLE
0
0
5023
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
369
2845
SH
SOLE
0
0
2845
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
90
1380
SH
SOLE
0
0
1380
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
74
634
SH
SOLE
0
0
634
SEMPRA ENERGY
COM
816851109
106
800
SH
SOLE
0
0
800
SHOPIFY INC
CL A
82509L107
15
14
SH
SOLE
0
0
14
SIRIUS XM HLDGS INC
COM
82968B103
3
425
SH
SOLE
0
0
425
SOUTHWEST AIRLS CO
COM
844741108
1
15
SH
SOLE
0
0
15
SPDR GOLD TRUST
GOLD SHS
78463V107
240
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1094
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
70
1620
SH
SOLE
0
0
1620
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
28
571
SH
SOLE
0
0
571
SQUARE INC
CL A
852234103
2
8
SH
SOLE
0
0
8
STAG INDL INC
COM
85254J102
118
3500
SH
SOLE
0
0
3500
STARBUCKS CORP
COM
855244109
44
400
SH
SOLE
0
0
400
STELLANTIS N.V
SHS
N82405106
67
3752
SH
SOLE
0
0
3752
STORE CAP CORP
COM
862121100
104
3116
SH
SOLE
0
0
3116
SUN LIFE FINL INC
COM
866796105
25
500
SH
SOLE
0
0
500
SYSCO CORP
COM
871829107
24
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TANGER FACTORY OUTLET CTRS I
COM
875465106
86
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
396
2000
SH
SOLE
0
0
2000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
148
1113
SH
SOLE
0
0
1113
TESLA INC
COM
88160R101
586
878
SH
SOLE
0
0
878
TEXTRON INC
COM
883203101
46
822
SH
SOLE
0
0
822
SOUTHERN CO
COM
842587107
791
12725
SH
SOLE
0
0
12725
THE TRADE DESK INC
COM CL A
88339J105
19
29
SH
SOLE
0
0
29
TORTOISE ENERGY INFRA CORP
COM
89147L886
1
43
SH
SOLE
0
0
43
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
5
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
4
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
77
515
SH
SOLE
0
0
515
TRINITY INDS INC
COM
896522109
14
500
SH
SOLE
0
0
500
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L173
3
280
SH
SOLE
0
0
280
US BANCORP DEL
COM NEW
902973304
1
25
SH
SOLE
0
0
25
UNILEVER PLC
SPON ADR NEW
904767704
36
637
SH
SOLE
0
0
637
UNION PAC CORP
COM
907818108
309
1400
SH
SOLE
0
0
1400
UNITED PARCEL SERVICE INC
CL B
911312106
10
60
SH
SOLE
0
0
60
UNITEDHEALTH GROUP INC
COM
91324P102
7
18
SH
SOLE
0
0
18
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
618
7517
SH
SOLE
0
0
7517
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
401
4866
SH
SOLE
0
0
4866
VANGUARD GROUP
DIV APP ETF
921908844
1834
12468
SH
SOLE
0
0
12468
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
112
1200
SH
SOLE
0
0
1200
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11
118
SH
SOLE
0
0
118
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
945
2595
SH
SOLE
0
0
2595
VANGUARD INDEX FDS
SMALL CP ETF
922908751
19
89
SH
SOLE
0
0
89
VANGUARD STAR FD
VG TL INTL STK F
921909768
23
371
SH
SOLE
0
0
371
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
183
886
SH
SOLE
0
0
886
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
590
5833
SH
SOLE
0
0
5833
VEREIT INC
COM
92339V100
13
349
SH
SOLE
0
0
349
VERIZON COMMUNICATIONS INC
COM
92343V104
74
1271
SH
SOLE
0
0
1271
VIACOM INC
CL B
92556H206
11
248
SH
SOLE
0
0
248
VIATRIS INC
COM
92556V106
2
138
SH
SOLE
0
0
138
VISA INC
COM CL A
92826C839
6
28
SH
SOLE
0
0
28
VY GLOBAL GROWTH
COM CL A
G9444H100
1
50
SH
SOLE
0
0
50
WABTEC CORP
COM
929740108
0
1
SH
SOLE
0
0
1
WALMART INC
COM
931142103
2535
18665
SH
SOLE
0
0
18665
WD-40 CO
COM
929236107
10
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
1700
43515
SH
SOLE
0
0
43515
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1027
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
18
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
122
1833
SH
SOLE
0
0
1833
XPO LOGISTICS INC
COM
983793100
36
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
280
2590
SH
SOLE
0
0
2590
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
18
55
SH
SOLE
0
0
55
ZSCALER INC
COM
98980G102
6
37
SH
SOLE
0
0
37