0001512779-21-000002.txt : 20210122 0001512779-21-000002.hdr.sgml : 20210122 20210122151938 ACCESSION NUMBER: 0001512779-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 EFFECTIVENESS DATE: 20210122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC CENTRAL INDEX KEY: 0001512779 IRS NUMBER: 263301611 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14185 FILM NUMBER: 21545606 BUSINESS ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 BUSINESS PHONE: 785-823-3097 MAIL ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC DATE OF NAME CHANGE: 20110210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512779 XXXXXXXX 12-31-2020 12-31-2020 ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE SALINA KS 67401
13F COMBINATION REPORT 028-14185 0001376113 028-12230 ALPS ADVISORS INC N
Joel Looney President 785-823-3097 /s/ Joel W. Looney Salina KS 01-22-2021 0 299 60470 false
INFORMATION TABLE 2 Book2.xml 3M CO COM 88579Y101 694 3972 SH SOLE 0 0 3972 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6 22 SH SOLE 0 0 22 ADAMS DIVERSIFIED EQUITY FD COM 006212104 5 313 SH SOLE 0 0 313 ADOBE SYS INC COM 00724F101 13 25 SH SOLE 0 0 25 ADVANCE AUTO PARTS INC COM 00751Y106 44 281 SH SOLE 0 0 281 ADVISORSHARES TR PURE CANNABIS 00768Y495 13 750 SH SOLE 0 0 750 AFLAC INC COM 001055102 10 226 SH SOLE 0 0 226 AKERNA CORP COM 00973W102 0 100 SH SOLE 0 0 100 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 1 SH SOLE 0 0 1 ALLETE INC COM NEW 018522300 43 700 SH SOLE 0 0 700 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 115 8000 SH SOLE 0 0 8000 ALLSTATE CORP COM 020002101 18 160 SH SOLE 0 0 160 ALPHA ARCHITECT ETF TR INTL QUAN VALUE 02072L201 5 170 SH SOLE 0 0 170 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 5 170 SH SOLE 0 0 170 ALPHABET INC CAP STK CL C 02079K107 18 10 SH SOLE 0 0 10 ALPHABET INC CAP STK CL A 02079K305 112 64 SH SOLE 0 0 64 AMAZON COM INC COM 023135106 55 17 SH SOLE 0 0 17 AMERICAN EXPRESS CO COM 025816109 60 500 SH SOLE 0 0 500 AMPHENOL CORP NEW CL A 032095101 4 32 SH SOLE 0 0 32 ANALOG DEVICES INC COM 032654105 4 27 SH SOLE 0 0 27 ANNALY CAP MGMT INC COM 035710409 28 3311 SH SOLE 0 0 3311 AON PLC SHS CL A G0403H108 3 16 SH SOLE 0 0 16 APHRIA INC COM 03765K104 2 250 SH SOLE 0 0 250 APPIAN CORP CL A 03782L101 26 158 SH SOLE 0 0 158 APPLE INC COM 037833100 708 5336 SH SOLE 0 0 5336 ARCH CAP GROUP LTD ORD G0450A105 4 99 SH SOLE 0 0 99 ARCHER DANIELS MIDLAND CO COM 039483102 203 4034 SH SOLE 0 0 4034 ARCOSA INC COM 039653100 9 166 SH SOLE 0 0 166 ASML HOLDING N V N Y REGISTRY SHS N07059210 10 20 SH SOLE 0 0 20 AT&T INC COM 00206R102 55 1895 SH SOLE 0 0 1895 ATLASSIAN CORP PLC CL A G06242104 10 43 SH SOLE 0 0 43 AUTOZONE INC COM 053332102 13 11 SH SOLE 0 0 11 BADGER METER INC COM 056525108 7 72 SH SOLE 0 0 72 BAIDU INC SPON ADR REP A 056752108 11 50 SH SOLE 0 0 50 BALCHEM CORP COM 057665200 2 20 SH SOLE 0 0 20 BALL CORP COM 058498106 28 300 SH SOLE 0 0 300 BANK AMER CORP 7.25%CNV PFD L 060505682 76 50 SH SOLE 0 0 50 BANK AMER CORP COM 060505104 57 1865 SH SOLE 0 0 1865 BANK HAWAII CORP COM 062540109 48 632 SH SOLE 0 0 632 Bank Of Nova Scotia COM 064149107 1243 23000 SH SOLE 0 0 23000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1043 3 SH SOLE 0 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2904 12526 SH SOLE 0 0 12526 BEYOND MEAT INC COM 08862E109 25 200 SH SOLE 0 0 200 BLACK HILLS CORP COM 092113109 61 1000 SH SOLE 0 0 1000 BLACKROCK MUNI INCOME TR II COM 09249N101 20 1280 SH SOLE 0 0 1280 BLUEBIRD BIO INC COM 09609G100 1 18 SH SOLE 0 0 18 BOEING CO COM 097023105 21 100 SH SOLE 0 0 100 BOULDER GROWTH & INCOME FD I COM 101507101 2006 180090 SH SOLE 0 0 180090 BP PLC SPONSORED ADR 055622104 18 865 SH SOLE 0 0 865 BRAEMAR HOTELS & RESORTS INC COM 10482B101 21 4500 SH SOLE 0 0 4500 BRIGHTHOUSE FINL INC COM 10922N103 1 21 SH SOLE 0 0 21 BRISTOL MYERS SQUIBB CO COM 110122108 67 1075 SH SOLE 0 0 1075 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 5 127 SH SOLE 0 0 127 BROWN & BROWN INC COM 115236101 6 136 SH SOLE 0 0 136 BROWN FORMAN CORP CL B 115637209 4 55 SH SOLE 0 0 55 CAMPBELL SOUP CO COM 134429109 2 50 SH SOLE 0 0 50 CANADIAN NATL RY CO COM 136375102 4 34 SH SOLE 0 0 34 CAPITOL FED FINL INC COM 14057J101 367 29320 SH SOLE 0 0 29320 CARMAX INC COM 143130102 3 34 SH SOLE 0 0 34 CDW CORP COM 12514G108 4 34 SH SOLE 0 0 34 CHECK POINT SOFTWARE TECH LT ORD M22465104 5 38 SH SOLE 0 0 38 CHEVRON CORP NEW COM 166764100 137 1627 SH SOLE 0 0 1627 CHURCH & DWIGHT INC COM 171340102 48 550 SH SOLE 0 0 550 CINCINNATI FINL CORP COM 172062101 221 2533 SH SOLE 0 0 2533 CISCO SYS INC COM 17275R102 255 5700 SH SOLE 0 0 5700 CITIGROUP INC COM NEW 172967424 43 700 SH SOLE 0 0 700 CLOROX CO DEL COM 189054109 24 120 SH SOLE 0 0 120 COCA COLA CO COM 191216100 362 6599 SH SOLE 0 0 6599 COGNEX CORP COM 192422103 5 60 SH SOLE 0 0 60 COHEN & STEERS INFRASTRUCTUR COM 19248A109 10513 407172 SH SOLE 0 0 407172 COHEN & STEERS LTD DURATION COM 19248C105 140 5250 SH SOLE 0 0 5250 COLGATE PALMOLIVE CO COM 194162103 75 880 SH SOLE 0 0 880 COLUMBIA PPTY TR INC COM NEW 198287203 1 75 SH SOLE 0 0 75 COMMERCE BANCSHARES INC COM 200525103 86 1312 SH SOLE 0 0 1312 COMPASS MINERALS INTL INC COM 20451N101 62 1000 SH SOLE 0 0 1000 CONAGRA BRANDS INC COM 205887102 13 364 SH SOLE 0 0 364 CONOCOPHILLIPS COM 20825C104 42 1048 SH SOLE 0 0 1048 CONSOLIDATED EDISON INC COM 209115104 49 680 SH SOLE 0 0 680 COPART INC COM 217204106 16 124 SH SOLE 0 0 124 CORECIVIC INC COM 21871N101 26 3900 SH SOLE 0 0 3900 CORTEVA INC COM 22052L104 2 42 SH SOLE 0 0 42 COSTCO WHSL CORP NEW COM 22160K105 15 40 SH SOLE 0 0 40 CYBERARK SOFTWARE LTD SHS M2682V108 6 40 SH SOLE 0 0 40 D R HORTON INC COM 23331A109 34 500 SH SOLE 0 0 500 DISNEY WALT CO COM DISNEY 254687106 55 301 SH SOLE 0 0 301 DOLLAR TREE INC COM 256746108 2 22 SH SOLE 0 0 22 DOW INC COM 260557103 2 42 SH SOLE 0 0 42 DUKE ENERGY CORP NEW COM NEW 26441C204 16 175 SH SOLE 0 0 175 DXC TECHNOLOGY CO COM 23355L106 14 535 SH SOLE 0 0 535 EATON VANCE CORP COM NON VTG 278265103 4 58 SH SOLE 0 0 58 EBAY INC. COM 278642103 55 1100 SH SOLE 0 0 1100 EBIX INC COM NEW 278715206 149 3925 SH SOLE 0 0 3925 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 12 1953 SH SOLE 0 0 1953 ENNIS INC COM 293389102 7 400 SH SOLE 0 0 400 EQUIFAX INC COM 294429105 8 42 SH SOLE 0 0 42 EQUINIX INC COM 29444U700 4 6 SH SOLE 0 0 6 ERICSSON ADR B SEK 10 294821608 3 255 SH SOLE 0 0 255 ETF SER SOLUTIONS ACQUIRERS FD 26922A263 371 16105 SH SOLE 0 0 16105 EVERGY INC COM 30034W106 71 1284 SH SOLE 0 0 1284 EVERSOURCE ENERGY COM 30040W108 6 75 SH SOLE 0 0 75 EXELON CORP COM 30161N101 57 1340 SH SOLE 0 0 1340 EXPEDITORS INTL WASH INC COM 302130109 3 36 SH SOLE 0 0 36 EXXON MOBIL CORP COM 30231G102 108 2626 SH SOLE 0 0 2626 FACEBOOK INC CL A 30303M102 27 100 SH SOLE 0 0 100 FASTENAL CO COM 311900104 68 1400 SH SOLE 0 0 1400 FASTLY INC CL A 31188V100 4 44 SH SOLE 0 0 44 FEDEX CORP COM 31428X106 7 26 SH SOLE 0 0 26 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 91 5052 SH SOLE 0 0 5052 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 3 75 SH SOLE 0 0 75 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 21 460 SH SOLE 0 0 460 FIRSTENERGY CORP COM 337932107 9 308 SH SOLE 0 0 308 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 39 1667 SH SOLE 0 0 1667 FREEPORT-MCMORAN INC CL B 35671D857 26 1000 SH SOLE 0 0 1000 G1 THERAPEUTICS INC COM 3621LQ109 53 2925 SH SOLE 0 0 2925 GENERAL ELECTRIC CO COM 369604103 41 3833 SH SOLE 0 0 3833 GENERAL MLS INC COM 370334104 53 900 SH SOLE 0 0 900 GILEAD SCIENCES INC COM 375558103 32 550 SH SOLE 0 0 550 GLACIER BANCORP INC NEW COM 37637Q105 2 35 SH SOLE 0 0 35 GRACO INC COM 384109104 7 99 SH SOLE 0 0 99 HANCOCK JOHN PFD INCOME FD I COM 41013X106 13 667 SH SOLE 0 0 667 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 19 4000 SH SOLE 0 0 4000 HENRY JACK & ASSOC INC COM 426281101 6 39 SH SOLE 0 0 39 HOME DEPOT INC COM 437076102 18 66 SH SOLE 0 0 66 HONEYWELL INTL INC COM 438516106 26 124 SH SOLE 0 0 124 HORMEL FOODS CORP COM 440452100 52 1125 SH SOLE 0 0 1125 HOST HOTELS & RESORTS INC COM 44107P104 7 511 SH SOLE 0 0 511 HUBSPOT INC COM 443573100 8 21 SH SOLE 0 0 21 IAMGOLD CORP COM 450913108 11 3000 SH SOLE 0 0 3000 ILLINOIS TOOL WKS INC COM 452308109 3 17 SH SOLE 0 0 17 INGREDION INC COM 457187102 10 121 SH SOLE 0 0 121 INNOVATIVE INDL PPTYS INC COM 45781V101 5 30 SH SOLE 0 0 30 INTEL CORP COM 458140100 97 1945 SH SOLE 0 0 1945 INTERCONTINENTAL EXCHANGE IN COM 45866F104 73 635 SH SOLE 0 0 635 INTERNATIONAL BUSINESS MACHS COM 459200101 298 2368 SH SOLE 0 0 2368 INTUITIVE SURGICAL INC COM NEW 46120E602 37 45 SH SOLE 0 0 45 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 53 3500 SH SOLE 0 0 3500 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 297 6175 SH SOLE 0 0 6175 ISHARES GOLD TRUST ISHARES 464285105 15 800 SH SOLE 0 0 800 ISHARES INC CORE MSCI EMKT 46434G103 24 384 SH SOLE 0 0 384 ISHARES SILVER TRUST ISHARES 46428Q109 98 4000 SH SOLE 0 0 4000 ISHARES TR MODERT ALLOC ETF 464289875 15 340 SH SOLE 0 0 340 ISHARES TR CORE MSCI EAFE 46432F842 71 1026 SH SOLE 0 0 1026 ISHARES TR CORE S&P500 ETF 464287200 2107 5612 SH SOLE 0 0 5612 ISHARES TR CORE S&P MCP ETF 464287507 111 482 SH SOLE 0 0 482 ISHARES TR CORE S&P SCP ETF 464287804 196 2129 SH SOLE 0 0 2129 ISHARES TR CORE US AGGBD ET 464287226 36 308 SH SOLE 0 0 308 ISHARES TR IBOXX INV CP ETF 464287242 22 160 SH SOLE 0 0 160 ISHARES TR EAFE VALUE ETF 464288877 9 189 SH SOLE 0 0 189 ISHARES TR RUS 1000 VAL ETF 464287598 51 370 SH SOLE 0 0 370 ISHARES TR RUS 1000 GRW ETF 464287614 86 356 SH SOLE 0 0 356 ISHARES TR RUSSELL 2000 ETF 464287655 14 70 SH SOLE 0 0 70 ISHARES TR RUS MID CAP ETF 464287499 10 144 SH SOLE 0 0 144 ISHARES TR S&P 500 VAL ETF 464287408 1 8 SH SOLE 0 0 8 ISHARES TR SELECT DIVID ETF 464287168 151 1566 SH SOLE 0 0 1566 ISHARES TR 1 3 YR CR BD ETF 464288646 17 300 SH SOLE 0 0 300 ISHARES TR 1 3 YR TREAS BD 464287457 43 500 SH SOLE 0 0 500 ISHARES TR DOW JONES US ETF 464287846 137 1450 SH SOLE 0 0 1450 ISHARES TR RUS 2000 GRW ETF 464287648 156 545 SH SOLE 0 0 545 JOHNSON & JOHNSON COM 478160104 425 2702 SH SOLE 0 0 2702 JPMORGAN CHASE & CO COM 46625H100 4050 31871 SH SOLE 0 0 31871 KELLOGG CO COM 487836108 56 895 SH SOLE 0 0 895 KIMBERLY CLARK CORP COM 494368103 343 2547 SH SOLE 0 0 2547 KINDER MORGAN INC DEL COM 49456B101 7 534 SH SOLE 0 0 534 KINROSS GOLD CORP COM NO PAR 496902404 22 3000 SH SOLE 0 0 3000 KROGER CO COM 501044101 30 952 SH SOLE 0 0 952 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3 17 SH SOLE 0 0 17 LAMB WESTON HLDGS INC COM 513272104 7 88 SH SOLE 0 0 88 LANDSTAR SYS INC COM 515098101 7 54 SH SOLE 0 0 54 LIBERTY BROADBAND CORP COM SER C 530307305 6 41 SH SOLE 0 0 41 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 5 124 SH SOLE 0 0 124 LILLY ELI & CO COM 532457108 101 600 SH SOLE 0 0 600 LOWES COS INC COM 548661107 65 407 SH SOLE 0 0 407 LUMEN TECHNOLOGIES INC COM 156700106 19 1910 SH SOLE 0 0 1910 M & T BK CORP COM 55261F104 25 200 SH SOLE 0 0 200 MACERICH CO COM 554382101 21 2000 SH SOLE 0 0 2000 MARKEL CORP COM 570535104 5 5 SH SOLE 0 0 5 MCDONALDS CORP COM 580135101 64 300 SH SOLE 0 0 300 MEDTRONIC PLC SHS G5960L103 47 400 SH SOLE 0 0 400 MERCK & CO INC COM 58933Y105 185 2267 SH SOLE 0 0 2267 MERITAGE HOMES CORP COM 59001A102 41 500 SH SOLE 0 0 500 MESA LABS INC COM 59064R109 143 500 SH SOLE 0 0 500 METLIFE INC COM 59156R108 11 241 SH SOLE 0 0 241 MICRON TECHNOLOGY INC COM 595112103 13 170 SH SOLE 0 0 170 MICROSOFT CORP COM 594918104 1395 6271 SH SOLE 0 0 6271 MOLSON COORS BREWING CO CL B 60871R209 5 115 SH SOLE 0 0 115 MONDELEZ INTL INC CL A 609207105 58 1000 SH SOLE 0 0 1000 MORGAN STANLEY COM NEW 617446448 49 713 SH SOLE 0 0 713 NASDAQ INC COM 631103108 13 100 SH SOLE 0 0 100 NEWS CORP NEW CL A 65249B109 2 138 SH SOLE 0 0 138 NOVAGOLD RES INC COM NEW 66987E206 58 6000 SH SOLE 0 0 6000 NOVAVAX INC COM NEW 670002401 7 60 SH SOLE 0 0 60 NRG ENERGY INC COM NEW 629377508 34 900 SH SOLE 0 0 900 NUVEEN AMT FREE MUN CR INC F COM 67071L106 66 3915 SH SOLE 0 0 3915 NUVEEN PFD & INCOME TERM FD COM 67075A106 135 5500 SH SOLE 0 0 5500 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 9 500 SH SOLE 0 0 500 NVIDIA CORP COM 67066G104 38 73 SH SOLE 0 0 73 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 74 3265 SH SOLE 0 0 3265 OMEROS CORP COM 682143102 245 17185 SH SOLE 0 0 17185 ONEOK INC NEW COM 682680103 8 197 SH SOLE 0 0 197 ORACLE CORP COM 68389X105 16 252 SH SOLE 0 0 252 PAYCHEX INC COM 704326107 261 2800 SH SOLE 0 0 2800 PAYPAL HLDGS INC COM 70450Y103 11 49 SH SOLE 0 0 49 PEPSICO INC COM 713448108 89 600 SH SOLE 0 0 600 PFIZER INC COM 717081103 41 1118 SH SOLE 0 0 1118 PHILLIPS 66 COM 718546104 19 274 SH SOLE 0 0 274 PIMCO CORPORATE & INCOME OPP COM 72201B101 357 20000 SH SOLE 0 0 20000 PIMCO ETF TR ACTIVE BD ETF 72201R775 28 250 SH SOLE 0 0 250 PIMCO ETF TR INV GRD CRP BD 72201R817 164 1400 SH SOLE 0 0 1400 PINNACLE WEST CAP CORP COM 723484101 9 110 SH SOLE 0 0 110 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2 244 SH SOLE 0 0 244 PRIMERICA INC COM 74164M108 5 38 SH SOLE 0 0 38 PRINCIPAL FINL GROUP INC COM 74251V102 10 211 SH SOLE 0 0 211 PROCTER AND GAMBLE CO COM 742718109 639 4592 SH SOLE 0 0 4592 QTS RLTY TR INC COM CL A 74736A103 7 116 SH SOLE 0 0 116 QUALCOMM INC COM 747525103 4 25 SH SOLE 0 0 25 QURATE RETAIL INC COM SER A 74915M100 3 229 SH SOLE 0 0 229 RAYTHEON TECHNOLOGIES CORP COM 75513E101 7 100 SH SOLE 0 0 100 REALTY INCOME CORP COM 756109104 62 1000 SH SOLE 0 0 1000 RLI CORP COM 749607107 7 66 SH SOLE 0 0 66 ROSS STORES INC COM 778296103 7 58 SH SOLE 0 0 58 SAP SE SPON ADR 803054204 2 15 SH SOLE 0 0 15 SCHWAB CHARLES CORP NEW COM 808513105 4 71 SH SOLE 0 0 71 SCHWAB STRATEGIC TR US REIT ETF 808524847 46 1206 SH SOLE 0 0 1206 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 291 5656 SH SOLE 0 0 5656 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2438 38013 SH SOLE 0 0 38013 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1334 21485 SH SOLE 0 0 21485 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 280 7784 SH SOLE 0 0 7784 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3342 36726 SH SOLE 0 0 36726 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 281 5023 SH SOLE 0 0 5023 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 365 2845 SH SOLE 0 0 2845 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 82 1380 SH SOLE 0 0 1380 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 72 634 SH SOLE 0 0 634 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 145 1113 SH SOLE 0 0 1113 SEMPRA ENERGY COM 816851109 102 800 SH SOLE 0 0 800 SHOPIFY INC CL A 82509L107 16 14 SH SOLE 0 0 14 SIRIUS XM HLDGS INC COM 82968B103 3 425 SH SOLE 0 0 425 SMUCKER J M CO COM NEW 832696405 21 180 SH SOLE 0 0 180 SOUTHERN CO COM 842587107 782 12725 SH SOLE 0 0 12725 SOUTHWEST AIRLS CO COM 844741108 1 15 SH SOLE 0 0 15 SPDR GOLD TRUST GOLD SHS 78463V107 268 1500 SH SOLE 0 0 1500 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2 50 SH SOLE 0 0 50 SPDR SER TR PORTFOLIO S&P600 78468R853 1 35 SH SOLE 0 0 35 SPDR SER TR PRTFLO S&P500 GW 78464A409 7 130 SH SOLE 0 0 130 SPDR SER TR S&P 600 SML CAP 78464A813 0 5 SH SOLE 0 0 5 SPDR SERIES TRUST S&P DIVID ETF 78464A763 982 9270 SH SOLE 0 0 9270 SPDR SERIES TRUST FTSE INT GVT ETF 78464A490 15 260 SH SOLE 0 0 260 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 72 1620 SH SOLE 0 0 1620 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2 46 SH SOLE 0 0 46 STAG INDL INC COM 85254J102 110 3500 SH SOLE 0 0 3500 STARBUCKS CORP COM 855244109 43 400 SH SOLE 0 0 400 STORE CAP CORP COM 862121100 105 3104 SH SOLE 0 0 3104 SUN LIFE FINL INC COM 866796105 22 500 SH SOLE 0 0 500 SYSCO CORP COM 871829107 22 300 SH SOLE 0 0 300 TANGER FACTORY OUTLET CTRS I COM 875465106 57 5700 SH SOLE 0 0 5700 TARGET CORP COM 87612E106 353 2000 SH SOLE 0 0 2000 TESLA INC COM 88160R101 622 881 SH SOLE 0 0 881 TEXTRON INC COM 883203101 40 822 SH SOLE 0 0 822 THE TRADE DESK INC COM CL A 88339J105 23 29 SH SOLE 0 0 29 TJX COS INC NEW COM 872540109 3 46 SH SOLE 0 0 46 TORTOISE ENERGY INFRA CORP COM 89147L886 1 43 SH SOLE 0 0 43 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 3 17 SH SOLE 0 0 17 TRANSDIGM GROUP INC COM 893641100 6 9 SH SOLE 0 0 9 TRANSOCEAN LTD REG SHS H8817H100 2 1000 SH SOLE 0 0 1000 TRAVELERS COMPANIES INC COM 89417E109 93 665 SH SOLE 0 0 665 TRINITY INDS INC COM 896522109 13 500 SH SOLE 0 0 500 TSAKOS ENERGY NAVIGATION LTD SHS G9108L173 2 280 SH SOLE 0 0 280 UNILEVER PLC SPON ADR NEW 904767704 38 637 SH SOLE 0 0 637 UNION PAC CORP COM 907818108 312 1500 SH SOLE 0 0 1500 UNITED PARCEL SERVICE INC CL B 911312106 10 60 SH SOLE 0 0 60 UNITEDHEALTH GROUP INC COM 91324P102 6 18 SH SOLE 0 0 18 US BANCORP DEL COM NEW 902973304 1 25 SH SOLE 0 0 25 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 196 2364 SH SOLE 0 0 2364 VANGUARD GROUP DIV APP ETF 921908844 1731 12262 SH SOLE 0 0 12262 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 10 118 SH SOLE 0 0 118 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 842 2450 SH SOLE 0 0 2450 VANGUARD INDEX FDS SMALL CP ETF 922908751 17 89 SH SOLE 0 0 89 VANGUARD INDEX FDS TOTAL STK MKT 922908769 153 785 SH SOLE 0 0 785 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 345 4141 SH SOLE 0 0 4141 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 117 1200 SH SOLE 0 0 1200 VANGUARD STAR FD VG TL INTL STK F 921909768 21 354 SH SOLE 0 0 354 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 534 5833 SH SOLE 0 0 5833 VEREIT INC COM 92339V100 13 349 SH SOLE 0 0 349 VERIZON COMMUNICATIONS INC COM 92343V104 75 1271 SH SOLE 0 0 1271 VIACOM INC CL B 92556H206 9 248 SH SOLE 0 0 248 VIATRIS INC COM 92556V106 3 138 SH SOLE 0 0 138 VISA INC COM CL A 92826C839 6 28 SH SOLE 0 0 28 VY GLOBAL GROWTH COM CL A G9444H100 1 50 SH SOLE 0 0 50 W R BERKLEY CORPORATION COM 084423102 5 73 SH SOLE 0 0 73 WABTEC CORP COM 929740108 0 1 SH SOLE 0 0 1 WALMART INC COM 931142103 2690 18663 SH SOLE 0 0 18663 WD-40 CO COM 929236107 9 34 SH SOLE 0 0 34 WELLS FARGO CO NEW COM 949746101 1294 42890 SH SOLE 0 0 42890 WILLIS TOWERS WATSON PUB LTD SHS G96629103 945 4486 SH SOLE 0 0 4486 WISDOMTREE TR INDIA ERNGS FD 97717W422 17 565 SH SOLE 0 0 565 XCEL ENERGY INC COM 98389B100 244 3667 SH SOLE 0 0 3667 XPO LOGISTICS INC COM 983793100 35 290 SH SOLE 0 0 290 YUM BRANDS INC COM 988498101 281 2590 SH SOLE 0 0 2590 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 19 55 SH SOLE 0 0 55 ZSCALER INC COM 98980G102 7 37 SH SOLE 0 0 37