0001512779-20-000006.txt : 20200727
0001512779-20-000006.hdr.sgml : 20200727
20200727122231
ACCESSION NUMBER: 0001512779-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200727
DATE AS OF CHANGE: 20200727
EFFECTIVENESS DATE: 20200727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 201049653
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
06-30-2020
06-30-2020
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001376113
028-12230
ALPS ADVISORS INC
N
Joel Looney
President
7858233097
/s/ Joel W. Looney
Salina
KS
07-27-2020
0
288
40217
false
INFORMATION TABLE
2
Book2.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
802
3
SH
SOLE
0
0
3
3M CO
COM
88579Y101
618
3964
SH
SOLE
0
0
3964
AON PLC
SHS CL A
G0408V102
3
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
7
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
61
2020
SH
SOLE
0
0
2020
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
347
16555
SH
SOLE
0
0
16555
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
9
632
SH
SOLE
0
0
632
ADOBE SYS INC
COM
00724F101
11
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
40
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
8
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
8
226
SH
SOLE
0
0
226
AKERNA CORP
COM
00973W102
1
100
SH
SOLE
0
0
100
ALLETE INC
COM NEW
018522300
38
700
SH
SOLE
0
0
700
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
107
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
16
160
SH
SOLE
0
0
160
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
4
170
SH
SOLE
0
0
170
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
4
170
SH
SOLE
0
0
170
ALPHABET INC
CAP STK CL C
02079K107
14
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
24
17
SH
SOLE
0
0
17
AMERICAN EXPRESS CO
COM
025816109
19
200
SH
SOLE
0
0
200
AMERISOURCEBERGEN CORP
COM
03073E105
2
23
SH
SOLE
0
0
23
AMPHENOL CORP NEW
CL A
032095101
3
32
SH
SOLE
0
0
32
ANALOG DEVICES INC
COM
032654105
3
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
22
3311
SH
SOLE
0
0
3311
APHRIA INC
COM
03765K104
1
250
SH
SOLE
0
0
250
APPIAN CORP
CL A
03782L101
8
158
SH
SOLE
0
0
158
APPLE INC
COM
037833100
430
1178
SH
SOLE
0
0
1178
ARCH CAP GROUP LTD
ORD
G0450A105
3
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
161
4034
SH
SOLE
0
0
4034
ARCOSA INC
COM
039653100
14
332
SH
SOLE
0
0
332
ARLINGTON ASSET INVST CORP
CL A
041356205
1
400
SH
SOLE
0
0
400
ATLASSIAN CORP PLC
CL A
G06242104
8
43
SH
SOLE
0
0
43
AUTOZONE INC
COM
053332102
12
11
SH
SOLE
0
0
11
BADGER METER INC
COM
056525108
5
72
SH
SOLE
0
0
72
BAIDU INC
SPON ADR REP A
056752108
6
50
SH
SOLE
0
0
50
BALCHEM CORP
COM
057665200
2
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
21
300
SH
SOLE
0
0
300
BANK AMER CORP
7.25%CNV PFD L
060505682
67
50
SH
SOLE
0
0
50
BANK AMER CORP
COM
060505104
44
1865
SH
SOLE
0
0
1865
BANK HAWAII CORP
COM
062540109
78
1278
SH
SOLE
0
0
1278
W R BERKLEY CORPORATION
COM
084423102
4
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2247
12586
SH
SOLE
0
0
12586
BEYOND MEAT INC
COM
08862E109
27
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
57
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
19
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
1
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
18
100
SH
SOLE
0
0
100
BOULDER GROWTH & INCOME FD I
COM
101507101
1681
178458
SH
SOLE
0
0
178458
BP PLC
SPONSORED ADR
055622104
20
865
SH
SOLE
0
0
865
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
14
4725
SH
SOLE
0
0
4725
BRIGHTHOUSE FINL INC
COM
10922N103
1
21
SH
SOLE
0
0
21
BRISTOL MYERS SQUIBB CO
COM
110122108
6
95
SH
SOLE
0
0
95
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
0
20
SH
SOLE
0
0
20
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
4
127
SH
SOLE
0
0
127
BROWN & BROWN INC
COM
115236101
6
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
2
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
136375102
3
34
SH
SOLE
0
0
34
CAPITOL FED FINL INC
COM
14057J101
323
29372
SH
SOLE
0
0
29372
CARMAX INC
COM
143130102
3
34
SH
SOLE
0
0
34
CARRIER GLOBAL CORPORATION
COM
14448C104
0
16
SH
SOLE
0
0
16
CDW CORP
COM
12514G108
4
34
SH
SOLE
0
0
34
CENTURYLINK INC
COM
156700106
19
1910
SH
SOLE
0
0
1910
SCHWAB CHARLES CORP NEW
COM
808513105
2
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
42
1194
SH
SOLE
0
0
1194
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEMOURS CO
COM
163851108
4
290
SH
SOLE
0
0
290
CHEVRON CORP NEW
COM
166764100
145
1627
SH
SOLE
0
0
1627
CINCINNATI FINL CORP
COM
172062101
162
2533
SH
SOLE
0
0
2533
CINEMARK HOLDINGS INC
COM
17243V102
1
57
SH
SOLE
0
0
57
CISCO SYS INC
COM
17275R102
191
4100
SH
SOLE
0
0
4100
CITIGROUP INC
COM NEW
172967424
36
700
SH
SOLE
0
0
700
CLOROX CO DEL
COM
189054109
22
100
SH
SOLE
0
0
100
COCA COLA CO
COM
191216100
293
6564
SH
SOLE
0
0
6564
COGNEX CORP
COM
192422103
4
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
3950
179150
SH
SOLE
0
0
179150
COLGATE PALMOLIVE CO
COM
194162103
2
26
SH
SOLE
0
0
26
COLUMBIA PPTY TR INC
COM NEW
198287203
5
375
SH
SOLE
0
0
375
COMMERCE BANCSHARES INC
COM
200525103
74
1250
SH
SOLE
0
0
1250
COMPASS MINERALS INTL INC
COM
20451N101
49
1000
SH
SOLE
0
0
1000
CONAGRA BRANDS INC
COM
205887102
13
364
SH
SOLE
0
0
364
CONOCOPHILLIPS
COM
20825C104
57
1368
SH
SOLE
0
0
1368
COPART INC
COM
217204106
10
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
41
4400
SH
SOLE
0
0
4400
CORNING INC
COM
219350105
10
400
SH
SOLE
0
0
400
CORTEVA INC
COM
22052L104
1
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
12
40
SH
SOLE
0
0
40
CYBERARK SOFTWARE LTD
SHS
M2682V108
4
40
SH
SOLE
0
0
40
D R HORTON INC
COM
23331A109
28
500
SH
SOLE
0
0
500
DXC TECHNOLOGY CO
COM
23355L106
9
543
SH
SOLE
0
0
543
DISNEY WALT CO
COM DISNEY
254687106
34
301
SH
SOLE
0
0
301
DOLLAR TREE INC
COM
256746108
2
22
SH
SOLE
0
0
22
DOMINION ENERGY INC
COM
25746U109
11
134
SH
SOLE
0
0
134
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DRAFTKINGS INC
COM CL A
26142R104
0
13
SH
SOLE
0
0
13
DUKE ENERGY CORP NEW
COM NEW
26441C204
20
250
SH
SOLE
0
0
250
EATON VANCE CORP
COM NON VTG
278265103
2
58
SH
SOLE
0
0
58
EBAY INC.
COM
278642103
26
500
SH
SOLE
0
0
500
EBIX INC
COM NEW
278715206
96
4275
SH
SOLE
0
0
4275
ENERGIZER HLDGS INC NEW
COM
29272W109
19
400
SH
SOLE
0
0
400
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
14
1953
SH
SOLE
0
0
1953
EQUIFAX INC
COM
294429105
7
42
SH
SOLE
0
0
42
ERICSSON
ADR B SEK 10
294821608
2
255
SH
SOLE
0
0
255
EVERGY INC
COM
30034W106
76
1284
SH
SOLE
0
0
1284
EVERSOURCE ENERGY
COM
30040W108
6
75
SH
SOLE
0
0
75
EXELON CORP
COM
30161N101
49
1340
SH
SOLE
0
0
1340
EXPEDITORS INTL WASH INC
COM
302130109
3
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
152
3394
SH
SOLE
0
0
3394
FASTENAL CO
COM
311900104
17
400
SH
SOLE
0
0
400
FEDEX CORP
COM
31428X106
3
20
SH
SOLE
0
0
20
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
66
6477
SH
SOLE
0
0
6477
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
25
700
SH
SOLE
0
0
700
FIRSTENERGY CORP
COM
337932107
12
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
33
1667
SH
SOLE
0
0
1667
FREEPORT-MCMORAN INC
CL B
35671D857
12
1000
SH
SOLE
0
0
1000
G III APPAREL GROUP LTD
COM
36237H101
1
47
SH
SOLE
0
0
47
G1 THERAPEUTICS INC
COM
3621LQ109
71
2925
SH
SOLE
0
0
2925
GARRETT MOTION INC
COM
366505105
47
8435
SH
SOLE
0
0
8435
GENERAL ELECTRIC CO
COM
369604103
43
6333
SH
SOLE
0
0
6333
GILEAD SCIENCES INC
COM
375558103
42
550
SH
SOLE
0
0
550
GLACIER BANCORP INC NEW
COM
37637Q105
1
35
SH
SOLE
0
0
35
GRACO INC
COM
384109104
5
99
SH
SOLE
0
0
99
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
12
667
SH
SOLE
0
0
667
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
17
4000
SH
SOLE
0
0
4000
HENRY JACK & ASSOC INC
COM
426281101
7
39
SH
SOLE
0
0
39
HOME DEPOT INC
COM
437076102
16
65
SH
SOLE
0
0
65
HONEYWELL INTL INC
COM
438516106
18
124
SH
SOLE
0
0
124
HOST HOTELS & RESORTS INC
COM
44107P104
6
511
SH
SOLE
0
0
511
IAMGOLD CORP
COM
450913108
12
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
3
17
SH
SOLE
0
0
17
INGREDION INC
COM
457187102
10
121
SH
SOLE
0
0
121
INNOVATIVE INDL PPTYS INC
COM
45781V101
3
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
99
1648
SH
SOLE
0
0
1648
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
3
35
SH
SOLE
0
0
35
INTERNATIONAL BUSINESS MACHS
COM
459200101
164
1360
SH
SOLE
0
0
1360
INTUITIVE SURGICAL INC
COM NEW
46120E602
26
45
SH
SOLE
0
0
45
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
49
3500
SH
SOLE
0
0
3500
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
277
6700
SH
SOLE
0
0
6700
ISHARES INC
CORE MSCI EMKT
46434G103
18
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
59
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE US AGGBD ET
464287226
30
250
SH
SOLE
0
0
250
ISHARES GOLD TRUST
ISHARES
464285105
14
800
SH
SOLE
0
0
800
ISHARES TR
RUS 1000 VAL ETF
464287598
42
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
68
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
10
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
8
144
SH
SOLE
0
0
144
ISHARES TR
S&P 500 VAL ETF
464287408
1
8
SH
SOLE
0
0
8
ISHARES TR
SELECT DIVID ETF
464287168
126
1566
SH
SOLE
0
0
1566
ISHARES SILVER TRUST
ISHARES
46428Q109
68
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
16
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
43
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
111
725
SH
SOLE
0
0
725
ISHARES TR
RUS 2000 GRW ETF
464287648
113
545
SH
SOLE
0
0
545
JOHNSON & JOHNSON
COM
478160104
332
2362
SH
SOLE
0
0
2362
JPMORGAN CHASE & CO
COM
46625H100
2969
31563
SH
SOLE
0
0
31563
KB FINL GROUP INC
SPONSORED ADR
48241A105
8
300
SH
SOLE
0
0
300
KELLOGG CO
COM
487836108
3
50
SH
SOLE
0
0
50
KIMBERLY CLARK CORP
COM
494368103
344
2432
SH
SOLE
0
0
2432
KINDER MORGAN INC DEL
COM
49456B101
8
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
22
3000
SH
SOLE
0
0
3000
KROGER CO
COM
501044101
10
300
SH
SOLE
0
0
300
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
6
88
SH
SOLE
0
0
88
LANDSTAR SYS INC
COM
515098101
6
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
5
41
SH
SOLE
0
0
41
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1
50
SH
SOLE
0
0
50
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
4
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
99
600
SH
SOLE
0
0
600
LINDE PLC
COM
G5494J103
2
10
SH
SOLE
0
0
10
M & T BK CORP
COM
55261F104
1
13
SH
SOLE
0
0
13
MARKEL CORP
COM
570535104
5
5
SH
SOLE
0
0
5
MEDTRONIC PLC
SHS
G5960L103
37
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
175
2267
SH
SOLE
0
0
2267
MERITAGE HOMES CORP
COM
59001A102
38
500
SH
SOLE
0
0
500
MESA LABS INC
COM
59064R109
108
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
9
241
SH
SOLE
0
0
241
MICRON TECHNOLOGY INC
COM
595112103
9
170
SH
SOLE
0
0
170
MICROSOFT CORP
COM
594918104
1214
5966
SH
SOLE
0
0
5966
MOLSON COORS BREWING CO
CL B
60871R209
2
55
SH
SOLE
0
0
55
MORGAN STANLEY
COM NEW
617446448
34
705
SH
SOLE
0
0
705
NASDAQ INC
COM
631103108
12
100
SH
SOLE
0
0
100
NEWS CORP NEW
CL A
65249B109
2
138
SH
SOLE
0
0
138
NOVAGOLD RES INC
COM NEW
66987E206
55
6000
SH
SOLE
0
0
6000
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
60
3915
SH
SOLE
0
0
3915
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
8
500
SH
SOLE
0
0
500
NVIDIA CORP
COM
67066G104
23
60
SH
SOLE
0
0
60
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
107
4135
SH
SOLE
0
0
4135
OMEROS CORP
COM
682143102
254
17235
SH
SOLE
0
0
17235
OMNICOM GROUP INC
COM
681919106
1
24
SH
SOLE
0
0
24
ONEOK INC NEW
COM
682680103
7
197
SH
SOLE
0
0
197
ORACLE CORP
COM
68389X105
14
252
SH
SOLE
0
0
252
OTIS WORLDWIDE CORP
COM
68902V107
0
8
SH
SOLE
0
0
8
PAYCHEX INC
COM
704326107
212
2800
SH
SOLE
0
0
2800
PAYPAL HLDGS INC
COM
70450Y103
4
24
SH
SOLE
0
0
24
PEPSICO INC
COM
713448108
26
200
SH
SOLE
0
0
200
PFIZER INC
COM
717081103
37
1118
SH
SOLE
0
0
1118
PHILLIPS 66
COM
718546104
36
498
SH
SOLE
0
0
498
PIMCO CORPORATE & INCOME OPP
COM
72201B101
310
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
28
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
160
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
8
110
SH
SOLE
0
0
110
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
2
244
SH
SOLE
0
0
244
PRIMERICA INC
COM
74164M108
4
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
9
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
501
4191
SH
SOLE
0
0
4191
QTS RLTY TR INC
COM CL A
74736A103
11
175
SH
SOLE
0
0
175
QUALCOMM INC
COM
747525103
2
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
2
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
5
66
SH
SOLE
0
0
66
REALTY INCOME CORP
COM
756109104
60
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
5
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
292
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1839
35530
SH
SOLE
0
0
35530
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1145
19085
SH
SOLE
0
0
19085
SCHLUMBERGER LTD
COM
806857108
13
681
SH
SOLE
0
0
681
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
264
8884
SH
SOLE
0
0
8884
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2569
34968
SH
SOLE
0
0
34968
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
348
6186
SH
SOLE
0
0
6186
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
333
3284
SH
SOLE
0
0
3284
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
103
2054
SH
SOLE
0
0
2054
SEMPRA ENERGY
COM
816851109
141
1200
SH
SOLE
0
0
1200
SHOPIFY INC
CL A
82509L107
13
14
SH
SOLE
0
0
14
SIRIUS XM HLDGS INC
COM
82968B103
2
425
SH
SOLE
0
0
425
SOUTHWEST AIRLS CO
COM
844741108
1
15
SH
SOLE
0
0
15
SPDR GOLD TRUST
GOLD SHS
78463V107
251
1500
SH
SOLE
0
0
1500
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
2
50
SH
SOLE
0
0
50
SPDR SER TR
PORTFOLIO S&P600
78468R853
1
35
SH
SOLE
0
0
35
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
28
523
SH
SOLE
0
0
523
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
23
530
SH
SOLE
0
0
530
SPDR SER TR
PRTFLO S&P500 GW
78464A409
6
130
SH
SOLE
0
0
130
SPDR SER TR
S&P 600 SML CAP
78464A813
0
5
SH
SOLE
0
0
5
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
7
143
SH
SOLE
0
0
143
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
845
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
68
1620
SH
SOLE
0
0
1620
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
1
46
SH
SOLE
0
0
46
STAG INDL INC
COM
85254J102
103
3500
SH
SOLE
0
0
3500
STORE CAP CORP
COM
862121100
73
3072
SH
SOLE
0
0
3072
SUN LIFE FINL INC
COM
866796105
18
500
SH
SOLE
0
0
500
SUPERNUS PHARMACEUTICALS INC
COM
868459108
4
150
SH
SOLE
0
0
150
SYSCO CORP
COM
871829107
16
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
2
46
SH
SOLE
0
0
46
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
10
75
SH
SOLE
0
0
75
TANGER FACTORY OUTLET CTRS I
COM
875465106
41
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
240
2000
SH
SOLE
0
0
2000
TESLA INC
COM
88160R101
189
175
SH
SOLE
0
0
175
TEXTRON INC
COM
883203101
27
822
SH
SOLE
0
0
822
MACERICH CO
COM
554382101
18
2000
SH
SOLE
0
0
2000
SOUTHERN CO
COM
842587107
712
13725
SH
SOLE
0
0
13725
THE TRADE DESK INC
COM CL A
88339J105
11
28
SH
SOLE
0
0
28
TORTOISE ENERGY INFRA CORP
COM
89147L100
1
43
SH
SOLE
0
0
43
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
4
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
2
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
76
665
SH
SOLE
0
0
665
TRINITY INDS INC
COM
896522109
11
500
SH
SOLE
0
0
500
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
3
1400
SH
SOLE
0
0
1400
US BANCORP DEL
COM NEW
902973304
1
25
SH
SOLE
0
0
25
UNILEVER N V
N Y SHS NEW
904784709
2
37
SH
SOLE
0
0
37
UNILEVER PLC
SPON ADR NEW
904767704
33
600
SH
SOLE
0
0
600
UNION PAC CORP
COM
907818108
203
1200
SH
SOLE
0
0
1200
UNITED PARCEL SERVICE INC
CL B
911312106
7
60
SH
SOLE
0
0
60
UNITEDHEALTH GROUP INC
COM
91324P102
5
18
SH
SOLE
0
0
18
UNITI GROUP INC
COM
91325V108
60
6400
SH
SOLE
0
0
6400
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
197
2364
SH
SOLE
0
0
2364
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
17
200
SH
SOLE
0
0
200
VANGUARD GROUP
DIV APP ETF
921908844
1399
11940
SH
SOLE
0
0
11940
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
9
118
SH
SOLE
0
0
118
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
694
2450
SH
SOLE
0
0
2450
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3
19
SH
SOLE
0
0
19
VANGUARD STAR FD
VG TL INTL STK F
921909768
17
350
SH
SOLE
0
0
350
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
122
781
SH
SOLE
0
0
781
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
326
4140
SH
SOLE
0
0
4140
VEREIT INC
COM
92339V100
11
1747
SH
SOLE
0
0
1747
VERIZON COMMUNICATIONS INC
COM
92343V104
70
1271
SH
SOLE
0
0
1271
VIACOM INC
CL B
92556H206
6
248
SH
SOLE
0
0
248
VISA INC
COM CL A
92826C839
5
28
SH
SOLE
0
0
28
WABTEC CORP
COM
929740108
1
19
SH
SOLE
0
0
19
WALMART INC
COM
931142103
2249
18775
SH
SOLE
0
0
18775
WD-40 CO
COM
929236107
7
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
1089
42520
SH
SOLE
0
0
42520
WILLIAMS COS INC DEL
COM
969457100
6
333
SH
SOLE
0
0
333
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
884
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
11
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
229
3667
SH
SOLE
0
0
3667
XPO LOGISTICS INC
COM
983793100
22
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
225
2590
SH
SOLE
0
0
2590