0001512779-20-000002.txt : 20200131
0001512779-20-000002.hdr.sgml : 20200131
20200131163545
ACCESSION NUMBER: 0001512779-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
EFFECTIVENESS DATE: 20200131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 20565545
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
12-31-2019
12-31-2019
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001376113
028-12230
ALPS ADVISORS INC
N
Joel Looney
President
785-823-3097
Joel W. Looney
Salina
KS
01-31-2020
0
264
31155
false
INFORMATION TABLE
2
rinfotable_template.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
679
2
SH
SOLE
0
0
2
3M CO
COM
88579Y101
603
3416
SH
SOLE
0
0
3416
AON PLC
SHS CL A
G0408V102
3
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
6
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
96
2445
SH
SOLE
0
0
2445
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
15
555
SH
SOLE
0
0
555
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
10
629
SH
SOLE
0
0
629
ADOBE SYS INC
COM
00724F101
8
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
45
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
9
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
12
226
SH
SOLE
0
0
226
AKERNA CORP
COM
00973W102
1
100
SH
SOLE
0
0
100
ALLETE INC
COM NEW
018522300
114
1400
SH
SOLE
0
0
1400
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
112
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
18
160
SH
SOLE
0
0
160
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
5
170
SH
SOLE
0
0
170
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
5
170
SH
SOLE
0
0
170
ALPHABET INC
CAP STK CL C
02079K107
13
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
23
17
SH
SOLE
0
0
17
AMAG PHARMACEUTICALS INC
COM
00163U106
3
250
SH
SOLE
0
0
250
AMERICAN EXPRESS CO
COM
025816109
25
200
SH
SOLE
0
0
200
AMERISOURCEBERGEN CORP
COM
03073E105
2
23
SH
SOLE
0
0
23
AMPHENOL CORP NEW
CL A
032095101
3
32
SH
SOLE
0
0
32
ANALOG DEVICES INC
COM
032654105
3
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
31
3311
SH
SOLE
0
0
3311
APHRIA INC
COM
03765K104
1
250
SH
SOLE
0
0
250
APPLE INC
COM
037833100
317
1078
SH
SOLE
0
0
1078
ARCH CAP GROUP LTD
ORD
G0450A105
4
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
281
6052
SH
SOLE
0
0
6052
ARCOSA INC
COM
039653100
15
332
SH
SOLE
0
0
332
BADGER METER INC
COM
056525108
5
72
SH
SOLE
0
0
72
BAIDU INC
SPON ADR REP A
056752108
6
50
SH
SOLE
0
0
50
BALCHEM CORP
COM
057665200
2
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
19
300
SH
SOLE
0
0
300
BANK AMER CORP
7.25%CNV PFD L
060505682
72
50
SH
SOLE
0
0
50
BANK AMER CORP
COM
060505104
87
2465
SH
SOLE
0
0
2465
BANK HAWAII CORP
COM
062540109
191
2010
SH
SOLE
0
0
2010
BANK NEW YORK MELLON CORP
COM
064058100
31
615
SH
SOLE
0
0
615
W R BERKLEY CORPORATION
COM
084423102
5
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2713
11976
SH
SOLE
0
0
11976
BEYOND MEAT INC
COM
08862E109
15
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
79
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
19
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
2
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
33
100
SH
SOLE
0
0
100
BOULDER GROWTH & INCOME FD I
COM
101507101
1895
160717
SH
SOLE
0
0
160717
BP PLC
SPONSORED ADR
055622104
33
865
SH
SOLE
0
0
865
BRIGHTHOUSE FINL INC
COM
10922N103
1
21
SH
SOLE
0
0
21
BRISTOL MYERS SQUIBB CO
COM
110122108
11
170
SH
SOLE
0
0
170
BRISTOL MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
0
20
SH
SOLE
0
0
20
BRIXMOR PPTY GROUP INC
COM
11120U105
49
2250
SH
SOLE
0
0
2250
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
5
85
SH
SOLE
0
0
85
BROWN & BROWN INC
COM
115236101
5
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
4
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
2
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
136375102
3
34
SH
SOLE
0
0
34
CAPITOL FED FINL INC
COM
14057J101
100
7250
SH
SOLE
0
0
7250
CARMAX INC
COM
143130102
3
34
SH
SOLE
0
0
34
CDW CORP
COM
12514G108
5
34
SH
SOLE
0
0
34
CENTURYLINK INC
COM
156700106
25
1910
SH
SOLE
0
0
1910
SCHWAB CHARLES CORP NEW
COM
808513105
3
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
68
1487
SH
SOLE
0
0
1487
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEMOURS CO
COM
163851108
5
290
SH
SOLE
0
0
290
CHEVRON CORP NEW
COM
166764100
39
327
SH
SOLE
0
0
327
CHINA YUCHAI INTL LTD
COM
G21082105
3
200
SH
SOLE
0
0
200
CINCINNATI FINL CORP
COM
172062101
245
2333
SH
SOLE
0
0
2333
CINEMARK HOLDINGS INC
COM
17243V102
2
57
SH
SOLE
0
0
57
CISCO SYS INC
COM
17275R102
187
3900
SH
SOLE
0
0
3900
CLOROX CO DEL
COM
189054109
15
100
SH
SOLE
0
0
100
COCA COLA CO
COM
191216100
269
4851
SH
SOLE
0
0
4851
COGNEX CORP
COM
192422103
3
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
82
3131
SH
SOLE
0
0
3131
COLGATE PALMOLIVE CO
COM
194162103
2
26
SH
SOLE
0
0
26
COMMERCE BANCSHARES INC
COM
200525103
127
1875
SH
SOLE
0
0
1875
CONAGRA BRANDS INC
COM
205887102
19
564
SH
SOLE
0
0
564
CONOCOPHILLIPS
COM
20825C104
143
2194
SH
SOLE
0
0
2194
COPART INC
COM
217204106
11
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
35
2000
SH
SOLE
0
0
2000
CORTEVA INC
COM
22052L104
1
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
12
40
SH
SOLE
0
0
40
CYBERARK SOFTWARE LTD
SHS
M2682V108
5
40
SH
SOLE
0
0
40
DXC TECHNOLOGY CO
COM
23355L106
13
340
SH
SOLE
0
0
340
DISNEY WALT CO
COM DISNEY
254687106
44
301
SH
SOLE
0
0
301
DOLLAR TREE INC
COM
256746108
2
22
SH
SOLE
0
0
22
DOMINION ENERGY INC
COM
25746U109
33
401
SH
SOLE
0
0
401
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DRIVE SHACK INC
COM
262077100
0
100
SH
SOLE
0
0
100
DUKE ENERGY CORP NEW
COM NEW
26441C204
46
509
SH
SOLE
0
0
509
EATON VANCE CORP
COM NON VTG
278265103
3
58
SH
SOLE
0
0
58
ENBRIDGE INC
COM
29250N105
4
98
SH
SOLE
0
0
98
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
25
1953
SH
SOLE
0
0
1953
EQUIFAX INC
COM
294429105
6
42
SH
SOLE
0
0
42
ERICSSON
ADR B SEK 10
294821608
2
255
SH
SOLE
0
0
255
EVERGY INC
COM
30034W106
89
1373
SH
SOLE
0
0
1373
EVERSOURCE ENERGY
COM
30040W108
13
150
SH
SOLE
0
0
150
EXELON CORP
COM
30161N101
61
1340
SH
SOLE
0
0
1340
EXPEDITORS INTL WASH INC
COM
302130109
3
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
188
2694
SH
SOLE
0
0
2694
FASTENAL CO
COM
311900104
15
400
SH
SOLE
0
0
400
FEDEX CORP
COM
31428X106
3
20
SH
SOLE
0
0
20
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
74
5037
SH
SOLE
0
0
5037
FIRST TR NASDAQ ABA CMNTY BK
UT COM SHS ETF
33736Q104
12
240
SH
SOLE
0
0
240
FIRSTENERGY CORP
COM
337932107
15
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
37
1667
SH
SOLE
0
0
1667
FREEPORT-MCMORAN INC
CL B
35671D857
13
1000
SH
SOLE
0
0
1000
GARRETT MOTION INC
COM
366505105
39
3885
SH
SOLE
0
0
3885
GENERAL ELECTRIC CO
COM
369604103
19
1667
SH
SOLE
0
0
1667
GLACIER BANCORP INC NEW
COM
37637Q105
2
35
SH
SOLE
0
0
35
GOLDMAN SACHS GROUP INC
COM
38141G104
15
67
SH
SOLE
0
0
67
GRACO INC
COM
384109104
5
99
SH
SOLE
0
0
99
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
15
667
SH
SOLE
0
0
667
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
15
4000
SH
SOLE
0
0
4000
HENRY JACK & ASSOC INC
COM
426281101
6
39
SH
SOLE
0
0
39
HOME DEPOT INC
COM
437076102
14
65
SH
SOLE
0
0
65
HONEYWELL INTL INC
COM
438516106
22
124
SH
SOLE
0
0
124
HOST HOTELS & RESORTS INC
COM
44107P104
9
511
SH
SOLE
0
0
511
IAMGOLD CORP
COM
450913108
11
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
3
17
SH
SOLE
0
0
17
INDUSTRIAL LOGISTICS PPTYS T
COM SHS BEN INT
456237106
2
100
SH
SOLE
0
0
100
INGREDION INC
COM
457187102
19
200
SH
SOLE
0
0
200
INNOVATIVE INDL PPTYS INC
COM
45781V101
2
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
98
1640
SH
SOLE
0
0
1640
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
3
35
SH
SOLE
0
0
35
INTERNATIONAL BUSINESS MACHS
COM
459200101
181
1351
SH
SOLE
0
0
1351
INTUITIVE SURGICAL INC
COM NEW
46120E602
27
45
SH
SOLE
0
0
45
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
53
3500
SH
SOLE
0
0
3500
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
48
900
SH
SOLE
0
0
900
ISHARES INC
CORE MSCI EMKT
46434G103
21
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
67
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE US AGGBD ET
464287226
28
250
SH
SOLE
0
0
250
ISHARES GOLD TRUST
ISHARES
464285105
12
800
SH
SOLE
0
0
800
ISHARES TR
RUS 1000 VAL ETF
464287598
51
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
63
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
12
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
9
144
SH
SOLE
0
0
144
ISHARES TR
SELECT DIVID ETF
464287168
165
1566
SH
SOLE
0
0
1566
ISHARES SILVER TRUST
ISHARES
46428Q109
67
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
16
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
42
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
116
725
SH
SOLE
0
0
725
ISHARES TR
RUS 2000 GRW ETF
464287648
117
545
SH
SOLE
0
0
545
JOHNSON & JOHNSON
COM
478160104
341
2337
SH
SOLE
0
0
2337
JPMORGAN CHASE & CO
COM
46625H100
468
3358
SH
SOLE
0
0
3358
KELLOGG CO
COM
487836108
3
50
SH
SOLE
0
0
50
KIMBERLY CLARK CORP
COM
494368103
335
2432
SH
SOLE
0
0
2432
KINDER MORGAN INC DEL
COM
49456B101
11
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
14
3000
SH
SOLE
0
0
3000
KROGER CO
COM
501044101
28
949
SH
SOLE
0
0
949
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
16
187
SH
SOLE
0
0
187
LANDSTAR SYS INC
COM
515098101
6
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
5
41
SH
SOLE
0
0
41
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1
50
SH
SOLE
0
0
50
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
6
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
79
600
SH
SOLE
0
0
600
LINDE PLC
COM
G5494J103
2
10
SH
SOLE
0
0
10
M & T BK CORP
COM
55261F104
2
13
SH
SOLE
0
0
13
MARKEL CORP
COM
570535104
6
5
SH
SOLE
0
0
5
MEDTRONIC PLC
SHS
G5960L103
45
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
206
2267
SH
SOLE
0
0
2267
MESA LABS INC
COM
59064R109
125
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
12
241
SH
SOLE
0
0
241
MICROSOFT CORP
COM
594918104
934
5919
SH
SOLE
0
0
5919
MOLSON COORS BREWING CO
CL B
60871R209
3
55
SH
SOLE
0
0
55
NEWS CORP NEW
CL A
65249B109
2
138
SH
SOLE
0
0
138
NOVAGOLD RES INC
COM NEW
66987E206
54
6000
SH
SOLE
0
0
6000
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
65
3915
SH
SOLE
0
0
3915
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
8
500
SH
SOLE
0
0
500
NVIDIA CORP
COM
67066G104
14
60
SH
SOLE
0
0
60
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
164
5087
SH
SOLE
0
0
5087
OMEROS CORP
COM
682143102
215
15285
SH
SOLE
0
0
15285
OMNICOM GROUP INC
COM
681919106
2
24
SH
SOLE
0
0
24
ONEOK INC NEW
COM
682680103
15
197
SH
SOLE
0
0
197
ORACLE CORP
COM
68389X105
13
252
SH
SOLE
0
0
252
PAYCHEX INC
COM
704326107
238
2800
SH
SOLE
0
0
2800
PAYPAL HLDGS INC
COM
70450Y103
3
24
SH
SOLE
0
0
24
PEPSICO INC
COM
713448108
41
300
SH
SOLE
0
0
300
PFIZER INC
COM
717081103
5
118
SH
SOLE
0
0
118
PHILLIPS 66
COM
718546104
101
909
SH
SOLE
0
0
909
PIMCO CORPORATE & INCOME OPP
COM
72201B101
380
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
27
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
154
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
10
110
SH
SOLE
0
0
110
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
4
244
SH
SOLE
0
0
244
PRIMERICA INC
COM
74164M108
5
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
12
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
523
4184
SH
SOLE
0
0
4184
QTS RLTY TR INC
COM CL A
74736A103
39
725
SH
SOLE
0
0
725
QUALCOMM INC
COM
747525103
2
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
2
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
6
66
SH
SOLE
0
0
66
REALTY INCOME CORP
COM
756109104
74
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
7
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
286
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1935
33415
SH
SOLE
0
0
33415
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1007
17785
SH
SOLE
0
0
17785
SCHLUMBERGER LTD
COM
806857108
27
681
SH
SOLE
0
0
681
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
298
8859
SH
SOLE
0
0
8859
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2643
34380
SH
SOLE
0
0
34380
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
331
6186
SH
SOLE
0
0
6186
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
305
3282
SH
SOLE
0
0
3282
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
123
2043
SH
SOLE
0
0
2043
SEMPRA ENERGY
COM
816851109
242
1600
SH
SOLE
0
0
1600
SIRIUS XM HLDGS INC
COM
82968B103
3
425
SH
SOLE
0
0
425
SPDR GOLD TRUST
GOLD SHS
78463V107
214
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
30
521
SH
SOLE
0
0
521
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
29
522
SH
SOLE
0
0
522
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
9
141
SH
SOLE
0
0
141
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
997
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
71
1620
SH
SOLE
0
0
1620
STAG INDL INC
COM
85254J102
47
1500
SH
SOLE
0
0
1500
STORE CAP CORP
COM
862121100
39
1041
SH
SOLE
0
0
1041
SUN LIFE FINL INC
COM
866796105
23
500
SH
SOLE
0
0
500
SUPERNUS PHARMACEUTICALS INC
COM
868459108
4
150
SH
SOLE
0
0
150
SYSCO CORP
COM
871829107
26
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
38
310
SH
SOLE
0
0
310
TANGER FACTORY OUTLET CTRS I
COM
875465106
84
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
128
1000
SH
SOLE
0
0
1000
TESLA INC
COM
88160R101
157
375
SH
SOLE
0
0
375
TEXTRON INC
COM
883203101
18
400
SH
SOLE
0
0
400
SOUTHERN CO
COM
842587107
709
11125
SH
SOLE
0
0
11125
TORTOISE ENERGY INFRA CORP
COM
89147L100
3
175
SH
SOLE
0
0
175
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
5
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
7
1000
SH
SOLE
0
0
1000
TRAVELERS COMPANIES INC
COM
89417E109
2
15
SH
SOLE
0
0
15
TRINITY INDS INC
COM
896522109
11
500
SH
SOLE
0
0
500
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
6
1400
SH
SOLE
0
0
1400
US BANCORP DEL
COM NEW
902973304
6
100
SH
SOLE
0
0
100
UNILEVER N V
N Y SHS NEW
904784709
2
37
SH
SOLE
0
0
37
UNILEVER PLC
SPON ADR NEW
904767704
34
600
SH
SOLE
0
0
600
UNION PAC CORP
COM
907818108
217
1200
SH
SOLE
0
0
1200
UNITED PARCEL SERVICE INC
CL B
911312106
7
60
SH
SOLE
0
0
60
UNITED TECHNOLOGIES CORP
COM
913017109
2
16
SH
SOLE
0
0
16
UNITEDHEALTH GROUP INC
COM
91324P102
5
18
SH
SOLE
0
0
18
UNITI GROUP INC
COM
91325V108
49
6000
SH
SOLE
0
0
6000
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
6
75
SH
SOLE
0
0
75
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
191
2364
SH
SOLE
0
0
2364
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
16
200
SH
SOLE
0
0
200
VANGUARD GROUP
DIV APP ETF
921908844
1487
11930
SH
SOLE
0
0
11930
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11
118
SH
SOLE
0
0
118
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
13
43
SH
SOLE
0
0
43
VANGUARD STAR FD
VG TL INTL STK F
921909768
18
329
SH
SOLE
0
0
329
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
121
741
SH
SOLE
0
0
741
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
278
2970
SH
SOLE
0
0
2970
VEREIT INC
COM
92339V100
16
1747
SH
SOLE
0
0
1747
VERIZON COMMUNICATIONS INC
COM
92343V104
61
988
SH
SOLE
0
0
988
VIACOM INC
CL B
92556H206
10
248
SH
SOLE
0
0
248
VISA INC
COM CL A
92826C839
5
28
SH
SOLE
0
0
28
WABTEC CORP
COM
929740108
2
20
SH
SOLE
0
0
20
WALMART INC
COM
931142103
923
7762
SH
SOLE
0
0
7762
WD-40 CO
COM
929236107
7
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
96
1780
SH
SOLE
0
0
1780
WILLIAMS COS INC DEL
COM
969457100
24
1000
SH
SOLE
0
0
1000
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
906
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
14
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
368
5800
SH
SOLE
0
0
5800
XPO LOGISTICS INC
COM
983793100
23
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
261
2590
SH
SOLE
0
0
2590
YY INC
SPONSORED ADS A
98426T106
3
65
SH
SOLE
0
0
65