0001512779-19-000008.txt : 20191025
0001512779-19-000008.hdr.sgml : 20191025
20191025140928
ACCESSION NUMBER: 0001512779-19-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191025
DATE AS OF CHANGE: 20191025
EFFECTIVENESS DATE: 20191025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 191169238
BUSINESS ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
BUSINESS PHONE: 785-823-3097
MAIL ADDRESS:
STREET 1: 2121 E. CRAWFORD PLACE
CITY: SALINA
STATE: KS
ZIP: 67401
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC
DATE OF NAME CHANGE: 20110210
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001512779
XXXXXXXX
09-30-2019
09-30-2019
ROCKY MOUNTAIN ADVISERS, LLC
2121 E. CRAWFORD PLACE
SALINA
KS
67401
13F COMBINATION REPORT
028-14185
0001376113
028-12230
ALPS ADVISORS INC
N
Joel Looney
President
7858233097
/s/ Joel W. Looney
Salina
KS
09-30-2019
0
29672
267
false
INFORMATION TABLE
2
Book.xml
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
624
2
SH
SOLE
0
0
2
3M CO
COM
88579Y101
561
3412
SH
SOLE
0
0
3412
AON PLC
SHS CL A
G0408V102
3
16
SH
SOLE
0
0
16
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
5
20
SH
SOLE
0
0
20
AT&T INC
COM
00206R102
93
2445
SH
SOLE
0
0
2445
ETF SER SOLUTIONS
ACQUIRERS FD
26922A263
3
105
SH
SOLE
0
0
105
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
33
2067
SH
SOLE
0
0
2067
ADOBE SYS INC
COM
00724F101
7
25
SH
SOLE
0
0
25
ADVANCE AUTO PARTS INC
COM
00751Y106
46
281
SH
SOLE
0
0
281
ADVISORSHARES TR
PURE CANNABIS
00768Y495
11
750
SH
SOLE
0
0
750
AFLAC INC
COM
001055102
12
226
SH
SOLE
0
0
226
AKERNA CORP
COM
00973W102
1
100
SH
SOLE
0
0
100
ALLETE INC
COM NEW
018522300
122
1400
SH
SOLE
0
0
1400
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
110
8000
SH
SOLE
0
0
8000
ALLSTATE CORP
COM
020002101
17
160
SH
SOLE
0
0
160
ALPHA ARCHITECT ETF TR
INTL QUAN VALUE
02072L201
5
170
SH
SOLE
0
0
170
ALPHA ARCHITECT ETF TR
US QUAN VALUE
02072L102
5
170
SH
SOLE
0
0
170
ALPHABET INC
CAP STK CL C
02079K107
12
10
SH
SOLE
0
0
10
ALPHABET INC
CAP STK CL A
02079K305
21
17
SH
SOLE
0
0
17
AMAG PHARMACEUTICALS INC
COM
00163U106
20
1750
SH
SOLE
0
0
1750
AMERICAN EXPRESS CO
COM
025816109
24
200
SH
SOLE
0
0
200
AMERISOURCEBERGEN CORP
COM
03073E105
2
23
SH
SOLE
0
0
23
AMPHENOL CORP NEW
CL A
032095101
3
32
SH
SOLE
0
0
32
ANALOG DEVICES INC
COM
032654105
3
27
SH
SOLE
0
0
27
ANNALY CAP MGMT INC
COM
035710409
29
3311
SH
SOLE
0
0
3311
APHRIA INC
COM
03765K104
1
250
SH
SOLE
0
0
250
APPLE INC
COM
037833100
241
1078
SH
SOLE
0
0
1078
ARCH CAP GROUP LTD
ORD
G0450A105
4
99
SH
SOLE
0
0
99
ARCHER DANIELS MIDLAND CO
COM
039483102
249
6052
SH
SOLE
0
0
6052
ARCOSA INC
COM
039653100
11
332
SH
SOLE
0
0
332
BADGER METER INC
COM
056525108
4
72
SH
SOLE
0
0
72
BAIDU INC
SPON ADR REP A
056752108
5
50
SH
SOLE
0
0
50
BALCHEM CORP
COM
057665200
2
20
SH
SOLE
0
0
20
BALL CORP
COM
058498106
22
300
SH
SOLE
0
0
300
BANK AMER CORP
7.25%CNV PFD L
060505682
75
50
SH
SOLE
0
0
50
BANK AMER CORP
COM
060505104
72
2465
SH
SOLE
0
0
2465
BANK HAWAII CORP
COM
062540109
173
2010
SH
SOLE
0
0
2010
BANK NEW YORK MELLON CORP
COM
064058100
28
615
SH
SOLE
0
0
615
W R BERKLEY CORPORATION
COM
084423102
5
73
SH
SOLE
0
0
73
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2595
12476
SH
SOLE
0
0
12476
BEYOND MEAT INC
COM
08862E109
30
200
SH
SOLE
0
0
200
BLACK HILLS CORP
COM
092113109
77
1000
SH
SOLE
0
0
1000
BLACKROCK MUNI INCOME TR II
COM
09249N101
19
1280
SH
SOLE
0
0
1280
BLUEBIRD BIO INC
COM
09609G100
2
18
SH
SOLE
0
0
18
BOEING CO
COM
097023105
38
100
SH
SOLE
0
0
100
BOULDER GROWTH & INCOME FD I
COM
101507101
1792
160034
SH
SOLE
0
0
160034
BP PLC
SPONSORED ADR
055622104
33
865
SH
SOLE
0
0
865
BRIGHTHOUSE FINL INC
COM
10922N103
1
21
SH
SOLE
0
0
21
BRISTOL MYERS SQUIBB CO
COM
110122108
8
150
SH
SOLE
0
0
150
BRIXMOR PPTY GROUP INC
COM
11120U105
46
2250
SH
SOLE
0
0
2250
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
5
85
SH
SOLE
0
0
85
BROWN & BROWN INC
COM
115236101
5
136
SH
SOLE
0
0
136
BROWN FORMAN CORP
CL B
115637209
3
55
SH
SOLE
0
0
55
CAMPBELL SOUP CO
COM
134429109
2
50
SH
SOLE
0
0
50
CANADIAN NATL RY CO
COM
136375102
3
34
SH
SOLE
0
0
34
CAPITOL FED FINL INC
COM
14057J101
100
7250
SH
SOLE
0
0
7250
CARMAX INC
COM
143130102
3
34
SH
SOLE
0
0
34
CBS CORP NEW
CL B
124857202
6
158
SH
SOLE
0
0
158
CDW CORP
COM
12514G108
4
34
SH
SOLE
0
0
34
CELGENE CORP
COM
151020104
2
20
SH
SOLE
0
0
20
CENTURYLINK INC
COM
156700106
24
1910
SH
SOLE
0
0
1910
CF INDS HLDGS INC
COM
125269100
10
200
SH
SOLE
0
0
200
SCHWAB CHARLES CORP NEW
COM
808513105
3
71
SH
SOLE
0
0
71
SCHWAB STRATEGIC TR
US REIT ETF
808524847
70
1474
SH
SOLE
0
0
1474
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
4
38
SH
SOLE
0
0
38
CHEMOURS CO
COM
163851108
4
290
SH
SOLE
0
0
290
CHEVRON CORP NEW
COM
166764100
98
827
SH
SOLE
0
0
827
CHINA YUCHAI INTL LTD
COM
G21082105
21
1600
SH
SOLE
0
0
1600
CINCINNATI FINL CORP
COM
172062101
272
2333
SH
SOLE
0
0
2333
CINEMARK HOLDINGS INC
COM
17243V102
2
57
SH
SOLE
0
0
57
CISCO SYS INC
COM
17275R102
193
3900
SH
SOLE
0
0
3900
CLOROX CO DEL
COM
189054109
15
100
SH
SOLE
0
0
100
COCA COLA CO
COM
191216100
263
4832
SH
SOLE
0
0
4832
COGNEX CORP
COM
192422103
3
60
SH
SOLE
0
0
60
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
85
3119
SH
SOLE
0
0
3119
COLGATE PALMOLIVE CO
COM
194162103
2
26
SH
SOLE
0
0
26
COMMERCE BANCSHARES INC
COM
200525103
108
1786
SH
SOLE
0
0
1786
CONAGRA BRANDS INC
COM
205887102
17
564
SH
SOLE
0
0
564
CONOCOPHILLIPS
COM
20825C104
125
2194
SH
SOLE
0
0
2194
COPART INC
COM
217204106
10
124
SH
SOLE
0
0
124
CORECIVIC INC
COM
21871N101
7
390
SH
SOLE
0
0
390
CORTEVA INC
COM
22052L104
1
42
SH
SOLE
0
0
42
COSTCO WHSL CORP NEW
COM
22160K105
12
40
SH
SOLE
0
0
40
CYBERARK SOFTWARE LTD
SHS
M2682V108
4
40
SH
SOLE
0
0
40
DXC TECHNOLOGY CO
COM
23355L106
10
340
SH
SOLE
0
0
340
DELTA AIR LINES INC DEL
COM NEW
247361702
6
110
SH
SOLE
0
0
110
DISNEY WALT CO
COM DISNEY
254687106
39
301
SH
SOLE
0
0
301
DOLLAR TREE INC
COM
256746108
3
22
SH
SOLE
0
0
22
DOMINION ENERGY INC
COM
25746U109
33
401
SH
SOLE
0
0
401
DOW INC
COM
260557103
2
42
SH
SOLE
0
0
42
DRIVE SHACK INC
COM
262077100
0
100
SH
SOLE
0
0
100
DUKE ENERGY CORP NEW
COM NEW
26441C204
49
509
SH
SOLE
0
0
509
EATON VANCE CORP
COM NON VTG
278265103
3
58
SH
SOLE
0
0
58
ENBRIDGE INC
COM
29250N105
3
98
SH
SOLE
0
0
98
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
26
1953
SH
SOLE
0
0
1953
EQUIFAX INC
COM
294429105
6
42
SH
SOLE
0
0
42
ERICSSON
ADR B SEK 10
294821608
2
255
SH
SOLE
0
0
255
EVERGY INC
COM
30034W106
91
1373
SH
SOLE
0
0
1373
EVERSOURCE ENERGY
COM
30040W108
13
150
SH
SOLE
0
0
150
EXELON CORP
COM
30161N101
65
1340
SH
SOLE
0
0
1340
EXPEDITORS INTL WASH INC
COM
302130109
3
36
SH
SOLE
0
0
36
EXXON MOBIL CORP
COM
30231G102
190
2694
SH
SOLE
0
0
2694
FASTENAL CO
COM
311900104
13
400
SH
SOLE
0
0
400
FEDEX CORP
COM
31428X106
3
20
SH
SOLE
0
0
20
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
65
5037
SH
SOLE
0
0
5037
FIRSTENERGY CORP
COM
337932107
15
308
SH
SOLE
0
0
308
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
37
1667
SH
SOLE
0
0
1667
FREEPORT-MCMORAN INC
CL B
35671D857
10
1000
SH
SOLE
0
0
1000
GARRETT MOTION INC
COM
366505105
39
3885
SH
SOLE
0
0
3885
GENERAL ELECTRIC CO
COM
369604103
15
1667
SH
SOLE
0
0
1667
GLACIER BANCORP INC NEW
COM
37637Q105
1
35
SH
SOLE
0
0
35
GOLDMAN SACHS GROUP INC
COM
38141G104
14
67
SH
SOLE
0
0
67
GRACO INC
COM
384109104
5
99
SH
SOLE
0
0
99
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
16
667
SH
SOLE
0
0
667
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
11
4000
SH
SOLE
0
0
4000
HENRY JACK & ASSOC INC
COM
426281101
6
39
SH
SOLE
0
0
39
HOME DEPOT INC
COM
437076102
15
64
SH
SOLE
0
0
64
HONEYWELL INTL INC
COM
438516106
21
124
SH
SOLE
0
0
124
HOST HOTELS & RESORTS INC
COM
44107P104
9
511
SH
SOLE
0
0
511
IAMGOLD CORP
COM
450913108
10
3000
SH
SOLE
0
0
3000
ILLINOIS TOOL WKS INC
COM
452308109
3
17
SH
SOLE
0
0
17
INDUSTRIAL LOGISTICS PPTYS T
COM SHS BEN INT
456237106
2
100
SH
SOLE
0
0
100
INGREDION INC
COM
457187102
16
200
SH
SOLE
0
0
200
INNOVATIVE INDL PPTYS INC
COM
45781V101
3
30
SH
SOLE
0
0
30
INTEL CORP
COM
458140100
90
1747
SH
SOLE
0
0
1747
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
3
35
SH
SOLE
0
0
35
INTERNATIONAL BUSINESS MACHS
COM
459200101
196
1347
SH
SOLE
0
0
1347
INTUITIVE SURGICAL INC
COM NEW
46120E602
24
45
SH
SOLE
0
0
45
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
53
3500
SH
SOLE
0
0
3500
INVESCO EXCHNG TRADED FD TR
S&P MIDCP LOW
46138E198
47
900
SH
SOLE
0
0
900
ISHARES INC
CORE MSCI EMKT
46434G103
19
384
SH
SOLE
0
0
384
ISHARES TR
CORE MSCI EAFE
46432F842
63
1026
SH
SOLE
0
0
1026
ISHARES TR
CORE US AGGBD ET
464287226
28
250
SH
SOLE
0
0
250
ISHARES GOLD TRUST
ISHARES
464285105
11
800
SH
SOLE
0
0
800
ISHARES TR
RUS 1000 VAL ETF
464287598
47
370
SH
SOLE
0
0
370
ISHARES TR
RUS 1000 GRW ETF
464287614
57
356
SH
SOLE
0
0
356
ISHARES TR
RUSSELL 2000 ETF
464287655
11
70
SH
SOLE
0
0
70
ISHARES TR
RUS MID CAP ETF
464287499
8
144
SH
SOLE
0
0
144
ISHARES TR
SELECT DIVID ETF
464287168
160
1566
SH
SOLE
0
0
1566
ISHARES SILVER TRUST
ISHARES
46428Q109
64
4000
SH
SOLE
0
0
4000
ISHARES TR
1 3 YR CR BD ETF
464288646
16
300
SH
SOLE
0
0
300
ISHARES TR
1 3 YR TREAS BD
464287457
42
500
SH
SOLE
0
0
500
ISHARES TR
DOW JONES US ETF
464287846
121
820
SH
SOLE
0
0
820
ISHARES TR
RUS 2000 GRW ETF
464287648
105
545
SH
SOLE
0
0
545
JOHNSON & JOHNSON
COM
478160104
302
2337
SH
SOLE
0
0
2337
JPMORGAN CHASE & CO
COM
46625H100
395
3358
SH
SOLE
0
0
3358
KELLOGG CO
COM
487836108
3
50
SH
SOLE
0
0
50
KIMBERLY CLARK CORP
COM
494368103
345
2432
SH
SOLE
0
0
2432
KINDER MORGAN INC DEL
COM
49456B101
11
534
SH
SOLE
0
0
534
KINROSS GOLD CORP
COM NO PAR
496902404
14
3000
SH
SOLE
0
0
3000
KROGER CO
COM
501044101
24
949
SH
SOLE
0
0
949
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3
17
SH
SOLE
0
0
17
LAMB WESTON HLDGS INC
COM
513272104
14
187
SH
SOLE
0
0
187
LANDSTAR SYS INC
COM
515098101
6
54
SH
SOLE
0
0
54
LIBERTY BROADBAND CORP
COM SER C
530307305
4
41
SH
SOLE
0
0
41
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1
50
SH
SOLE
0
0
50
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
5
124
SH
SOLE
0
0
124
LILLY ELI & CO
COM
532457108
67
600
SH
SOLE
0
0
600
LINDE PLC
COM
G5494J103
2
10
SH
SOLE
0
0
10
M & T BK CORP
COM
55261F104
2
13
SH
SOLE
0
0
13
MARKEL CORP
COM
570535104
6
5
SH
SOLE
0
0
5
MEDTRONIC PLC
SHS
G5960L103
43
400
SH
SOLE
0
0
400
MERCK & CO INC
COM
58933Y105
191
2267
SH
SOLE
0
0
2267
MESA LABS INC
COM
59064R109
119
500
SH
SOLE
0
0
500
METLIFE INC
COM
59156R108
11
241
SH
SOLE
0
0
241
MICRON TECHNOLOGY INC
COM
595112103
5
117
SH
SOLE
0
0
117
MICROSOFT CORP
COM
594918104
823
5916
SH
SOLE
0
0
5916
MOLSON COORS BREWING CO
CL B
60871R209
3
55
SH
SOLE
0
0
55
NEWS CORP NEW
CL A
65249B109
2
138
SH
SOLE
0
0
138
NOVAGOLD RES INC
COM NEW
66987E206
36
6000
SH
SOLE
0
0
6000
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
4
411
SH
SOLE
0
0
411
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
66
3915
SH
SOLE
0
0
3915
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063X100
8
500
SH
SOLE
0
0
500
NVIDIA CORP
COM
67066G104
10
60
SH
SOLE
0
0
60
OCCIDENTAL PETE CORP
COM
674599105
3
73
SH
SOLE
0
0
73
OFFICE PPTYS INCOME TR
COM SHS BEN INT
67623C109
187
6087
SH
SOLE
0
0
6087
OMEROS CORP
COM
682143102
246
15035
SH
SOLE
0
0
15035
OMNICOM GROUP INC
COM
681919106
2
24
SH
SOLE
0
0
24
ONEOK INC NEW
COM
682680103
15
197
SH
SOLE
0
0
197
ORACLE CORP
COM
68389X105
14
252
SH
SOLE
0
0
252
PAYCHEX INC
COM
704326107
232
2800
SH
SOLE
0
0
2800
PAYPAL HLDGS INC
COM
70450Y103
2
24
SH
SOLE
0
0
24
PEPSICO INC
COM
713448108
41
300
SH
SOLE
0
0
300
PFIZER INC
COM
717081103
4
118
SH
SOLE
0
0
118
PHILLIPS 66
COM
718546104
93
909
SH
SOLE
0
0
909
PIMCO CORPORATE & INCOME OPP
COM
72201B101
363
20000
SH
SOLE
0
0
20000
PIMCO ETF TR
ACTIVE BD ETF
72201R775
27
250
SH
SOLE
0
0
250
PIMCO ETF TR
INV GRD CRP BD
72201R817
154
1400
SH
SOLE
0
0
1400
PINNACLE WEST CAP CORP
COM
723484101
11
110
SH
SOLE
0
0
110
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5
244
SH
SOLE
0
0
244
PRIMERICA INC
COM
74164M108
5
38
SH
SOLE
0
0
38
PRINCIPAL FINL GROUP INC
COM
74251V102
12
211
SH
SOLE
0
0
211
PROCTER AND GAMBLE CO
COM
742718109
520
4181
SH
SOLE
0
0
4181
QTS RLTY TR INC
COM CL A
74736A103
37
725
SH
SOLE
0
0
725
QUALCOMM INC
COM
747525103
2
25
SH
SOLE
0
0
25
QURATE RETAIL INC
COM SER A
74915M100
2
229
SH
SOLE
0
0
229
RLI CORP
COM
749607107
6
66
SH
SOLE
0
0
66
REALTY INCOME CORP
COM
756109104
77
1000
SH
SOLE
0
0
1000
ROSS STORES INC
COM
778296103
6
58
SH
SOLE
0
0
58
SAP SE
SPON ADR
803054204
2
15
SH
SOLE
0
0
15
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
286
5656
SH
SOLE
0
0
5656
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1716
31334
SH
SOLE
0
0
31334
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
1009
17785
SH
SOLE
0
0
17785
SCHLUMBERGER LTD
COM
806857108
23
681
SH
SOLE
0
0
681
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
280
8794
SH
SOLE
0
0
8794
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2385
33585
SH
SOLE
0
0
33585
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
333
6186
SH
SOLE
0
0
6186
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
276
3280
SH
SOLE
0
0
3280
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
115
2032
SH
SOLE
0
0
2032
SEMPRA ENERGY
COM
816851109
236
1600
SH
SOLE
0
0
1600
SIRIUS XM HLDGS INC
COM
82968B103
3
425
SH
SOLE
0
0
425
SPDR GOLD TRUST
GOLD SHS
78463V107
208
1500
SH
SOLE
0
0
1500
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
28
519
SH
SOLE
0
0
519
SPDR SERIES TRUST
S&P 400 MDCP VAL
78464A839
27
519
SH
SOLE
0
0
519
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
9
140
SH
SOLE
0
0
140
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
951
9270
SH
SOLE
0
0
9270
SPDR SERIES TRUST
FTSE INT GVT ETF
78464A490
14
260
SH
SOLE
0
0
260
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
72
1620
SH
SOLE
0
0
1620
STAG INDL INC
COM
85254J102
44
1500
SH
SOLE
0
0
1500
STORE CAP CORP
COM
862121100
39
1031
SH
SOLE
0
0
1031
SUN LIFE FINL INC
COM
866796105
22
500
SH
SOLE
0
0
500
SUPERNUS PHARMACEUTICALS INC
COM
868459108
15
550
SH
SOLE
0
0
550
SYSCO CORP
COM
871829107
24
300
SH
SOLE
0
0
300
TJX COS INC NEW
COM
872540109
3
46
SH
SOLE
0
0
46
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
39
310
SH
SOLE
0
0
310
TANGER FACTORY OUTLET CTRS I
COM
875465106
88
5700
SH
SOLE
0
0
5700
TARGET CORP
COM
87612E106
107
1000
SH
SOLE
0
0
1000
TESLA INC
COM
88160R101
90
375
SH
SOLE
0
0
375
TEXTRON INC
COM
883203101
20
400
SH
SOLE
0
0
400
SOUTHERN CO
COM
842587107
687
11125
SH
SOLE
0
0
11125
TORTOISE ENERGY INFRA CORP
COM
89147L100
4
175
SH
SOLE
0
0
175
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
2
17
SH
SOLE
0
0
17
TRANSDIGM GROUP INC
COM
893641100
5
9
SH
SOLE
0
0
9
TRANSOCEAN LTD
REG SHS
H8817H100
4
1000
SH
SOLE
0
0
1000
TRINITY INDS INC
COM
896522109
10
500
SH
SOLE
0
0
500
TSAKOS ENERGY NAVIGATION LTD
SHS
G9108L108
4
1400
SH
SOLE
0
0
1400
US BANCORP DEL
COM NEW
902973304
6
100
SH
SOLE
0
0
100
UNILEVER N V
N Y SHS NEW
904784709
2
37
SH
SOLE
0
0
37
UNILEVER PLC
SPON ADR NEW
904767704
36
600
SH
SOLE
0
0
600
UNION PAC CORP
COM
907818108
194
1200
SH
SOLE
0
0
1200
UNITED PARCEL SERVICE INC
CL B
911312106
7
60
SH
SOLE
0
0
60
UNITED TECHNOLOGIES CORP
COM
913017109
2
16
SH
SOLE
0
0
16
UNITEDHEALTH GROUP INC
COM
91324P102
4
18
SH
SOLE
0
0
18
UNITI GROUP INC
COM
91325V108
58
7500
SH
SOLE
0
0
7500
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
6
75
SH
SOLE
0
0
75
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
191
2364
SH
SOLE
0
0
2364
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
16
200
SH
SOLE
0
0
200
VANGUARD GROUP
DIV APP ETF
921908844
1427
11929
SH
SOLE
0
0
11929
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11
118
SH
SOLE
0
0
118
VANGUARD STAR FD
VG TL INTL STK F
921909768
17
326
SH
SOLE
0
0
326
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
112
740
SH
SOLE
0
0
740
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
264
2970
SH
SOLE
0
0
2970
VEREIT INC
COM
92339V100
17
1747
SH
SOLE
0
0
1747
VERIZON COMMUNICATIONS INC
COM
92343V104
60
988
SH
SOLE
0
0
988
VIACOM INC NEW
CL B
92553P201
4
152
SH
SOLE
0
0
152
VISA INC
COM CL A
92826C839
5
28
SH
SOLE
0
0
28
WABTEC CORP
COM
929740108
1
20
SH
SOLE
0
0
20
WALMART INC
COM
931142103
921
7763
SH
SOLE
0
0
7763
WD-40 CO
COM
929236107
6
34
SH
SOLE
0
0
34
WELLS FARGO CO NEW
COM
949746101
90
1780
SH
SOLE
0
0
1780
WILLIAMS COS INC DEL
COM
969457100
24
1000
SH
SOLE
0
0
1000
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
866
4486
SH
SOLE
0
0
4486
WISDOMTREE TR
INDIA ERNGS FD
97717W422
13
565
SH
SOLE
0
0
565
XCEL ENERGY INC
COM
98389B100
376
5800
SH
SOLE
0
0
5800
XPO LOGISTICS INC
COM
983793100
21
290
SH
SOLE
0
0
290
YUM BRANDS INC
COM
988498101
294
2590
SH
SOLE
0
0
2590
YY INC
SPONSORED ADS A
98426T106
21
365
SH
SOLE
0
0
365