President

0001512779-18-000012.txt : 20180814 0001512779-18-000012.hdr.sgml : 20180814 20180814123823 ACCESSION NUMBER: 0001512779-18-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC CENTRAL INDEX KEY: 0001512779 IRS NUMBER: 263301611 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14185 FILM NUMBER: 181015754 BUSINESS ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 BUSINESS PHONE: 785-823-3097 MAIL ADDRESS: STREET 1: 2121 E. CRAWFORD PLACE CITY: SALINA STATE: KS ZIP: 67401 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC DATE OF NAME CHANGE: 20110210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512779 XXXXXXXX 06-30-2018 06-30-2018 ROCKY MOUNTAIN ADVISERS, LLC

2121 E. CRAWFORD PLACE SALINA KS 67401

13F COMBINATION REPORT 028-14185 0001376113 028-12230 ALPS ADVISORS INC N Joel W. Looney President 785-823-3097 /s/ Joel W. 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SH SOLE 0 0 5980 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1129 22915 SH SOLE 0 0 22915 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1050 19130 SH SOLE 0 0 19130 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 228 6887 SH SOLE 0 0 6887 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1304 19763 SH SOLE 0 0 19763 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 421 8306 SH SOLE 0 0 8306 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 248 3274 SH SOLE 0 0 3274 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 107 2009 SH SOLE 0 0 2009 SEMPRA ENERGY COM 816851109 186 1600 SH SOLE 0 0 1600 SHINECO INC COM NEW 824567200 3 1670 SH SOLE 0 0 1670 SIRIUS XM HLDGS INC COM 82968B103 3 425 SH SOLE 0 0 425 SOUTHERN CO COM 842587107 913 19709 SH SOLE 0 0 19709 SPDR GOLD TRUST GOLD SHS 78463V107 178 1500 SH SOLE 0 0 1500 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 28 510 SH SOLE 0 0 510 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 26 507 SH SOLE 0 0 507 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 9 137 SH SOLE 0 0 137 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