Vice President

0001512779-15-000026.txt : 20151116 0001512779-15-000026.hdr.sgml : 20151116 20151116160359 ACCESSION NUMBER: 0001512779-15-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKY MOUNTAIN ADVISERS, LLC CENTRAL INDEX KEY: 0001512779 IRS NUMBER: 263301611 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14185 FILM NUMBER: 151234295 BUSINESS ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 303-444-5483 MAIL ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Advisers, LLC DATE OF NAME CHANGE: 20110210 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001512779 XXXXXXXX 09-30-2015 09-30-2015 ROCKY MOUNTAIN ADVISERS, LLC

2344 SPRUCE STREET SUITE A BOULDER CO 80302

13F COMBINATION REPORT 028-14185 0001307493 028-10971 STEWART WEST INDIES TRADING CO., LTD N Nicole Murphey Vice President 3034445483 Nicole Murphey Boulder CO 11-16-2015 0 270 17048 false INFORMATION TABLE 2 rinfotable_3q15.xml RMA FORM 13F-HR BERKSHIRE HATHAWAY INC DEL CL A 084670108 390 2 SH SOLE 0 0 2 TWENTY FIRST CENTY FOX INC CL A 90130A101 15 552 SH SOLE 0 0 552 3M CO COM 88579Y101 490 3454 SH SOLE 0 0 3454 AON PLC SHS CL A G0408V102 1 16 SH SOLE 0 0 16 ASML HOLDING N V N Y REGISTRY SHS N07059210 2 20 SH SOLE 0 0 20 AT&T INC COM 00206R102 45 1383 SH SOLE 0 0 1383 ABBVIE INC COM 00287Y109 3 52 SH SOLE 0 0 52 ADAMS EXPRESS CO COM 006212104 19 1522 SH SOLE 0 0 1522 ADOBE SYS INC COM 00724F101 2 25 SH SOLE 0 0 25 ADVANCE AUTO PARTS INC COM 00751Y106 3 16 SH SOLE 0 0 16 ALEXZA PHARMACEUTICALS INC COM NEW 015384209 5 4350 SH SOLE 0 0 4350 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 106 8000 SH SOLE 0 0 8000 ALLSTATE CORP COM 020002101 9 160 SH SOLE 0 0 160 AMERICAN EXPRESS CO COM 025816109 1 18 SH SOLE 0 0 18 AMERICAN SOFTWARE INC CL A 029683109 9 1000 SH SOLE 0 0 1000 AMERISOURCEBERGEN CORP COM 03073E105 2 23 SH SOLE 0 0 23 AMPHENOL CORP NEW CL A 032095101 2 32 SH SOLE 0 0 32 ANADARKO PETE CORP COM 032511107 15 250 SH SOLE 0 0 250 ANALOG DEVICES INC COM 032654105 2 27 SH SOLE 0 0 27 ANNALY CAP MGMT INC COM 035710409 2 230 SH SOLE 0 0 230 APPLE INC COM 037833100 119 1078 SH SOLE 0 0 1078 ARCH CAP GROUP LTD ORD G0450A105 2 33 SH SOLE 0 0 33 ARCHER DANIELS MIDLAND CO COM 039483102 4 100 SH SOLE 0 0 100 ASSURED GUARANTY LTD COM G0585R106 6 230 SH SOLE 0 0 230 BADGER METER INC COM 056525108 2 36 SH SOLE 0 0 36 BALCHEM CORP COM 057665200 1 20 SH SOLE 0 0 20 BANK AMER CORP 7.25%CNV PFD L 060505682 54 50 SH SOLE 0 0 50 BANK AMER CORP COM 060505104 38 2431 SH SOLE 0 0 2431 BANK HAWAII CORP COM 062540109 1 15 SH SOLE 0 0 15 BANK N S HALIFAX COM 064149107 1 13 SH SOLE 0 0 13 BAXALTA INC COM 07177M103 8 265 SH SOLE 0 0 265 BAXTER INTL INC COM 071813109 7 205 SH SOLE 0 0 205 BECTON DICKINSON & CO COM 075887109 80 600 SH SOLE 0 0 600 BERKLEY W R CORP COM 084423102 3 49 SH SOLE 0 0 49 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1543 11834 SH SOLE 0 0 11834 BHP BILLITON LTD SPONSORED ADR 088606108 2 59 SH SOLE 0 0 59 BLACK HILLS CORP COM 092113109 41 1000 SH SOLE 0 0 1000 BLACKROCK MUNI INCOME TR II COM 09249N101 19 1280 SH SOLE 0 0 1280 BOULDER GROWTH & INCOME FD I COM 101507101 1260 169095 SH SOLE 0 0 169095 BP PLC SPONSORED ADR 055622104 2 68 SH SOLE 0 0 68 BRISTOL MYERS SQUIBB CO COM 110122108 18 300 SH SOLE 0 0 300 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3 85 SH SOLE 0 0 85 BROWN & BROWN INC COM 115236101 2 68 SH SOLE 0 0 68 BROWN FORMAN CORP CL B 115637209 2 22 SH SOLE 0 0 22 CABOT MICROELECTRONICS CORP COM 12709P103 2 43 SH SOLE 0 0 43 CANADIAN NATL RY CO COM 136375102 2 34 SH SOLE 0 0 34 CAPITOL FED FINL INC COM 14057J101 66 5425 SH SOLE 0 0 5425 CARMAX INC COM 143130102 2 34 SH SOLE 0 0 34 CBS CORP NEW CL B 124857202 6 158 SH SOLE 0 0 158 CDW CORP COM 12514G108 1 34 SH SOLE 0 0 34 CELGENE CORP COM 151020104 2 20 SH SOLE 0 0 20 SCHWAB CHARLES CORP NEW COM 808513105 2 71 SH SOLE 0 0 71 CHECK POINT SOFTWARE TECH LT ORD M22465104 3 38 SH SOLE 0 0 38 CHEESECAKE FACTORY INC COM 163072101 1 19 SH SOLE 0 0 19 CHEMOURS CO COM 163851108 0 8 SH SOLE 0 0 8 CHEVRON CORP NEW COM 166764100 162 2058 SH SOLE 0 0 2058 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1 15 SH SOLE 0 0 15 CINCINNATI FINL CORP COM 172062101 135 2500 SH SOLE 0 0 2500 CINEMARK HOLDINGS INC COM 17243V102 2 57 SH SOLE 0 0 57 CISCO SYS INC COM 17275R102 37 1400 SH SOLE 0 0 1400 CITIGROUP INC COM NEW 172967424 30 600 SH SOLE 0 0 600 CLARCOR INC COM 179895107 2 33 SH SOLE 0 0 33 CLOROX CO DEL COM 189054109 2 16 SH SOLE 0 0 16 COCA COLA CO COM 191216100 187 4662 SH SOLE 0 0 4662 COGNEX CORP COM 192422103 1 30 SH SOLE 0 0 30 COHEN & STEERS INFRASTRUCTUR COM 19248A109 53 2800 SH SOLE 0 0 2800 COLGATE PALMOLIVE CO COM 194162103 2 26 SH SOLE 0 0 26 CONOCOPHILLIPS COM 20825C104 48 996 SH SOLE 0 0 996 COPART INC COM 217204106 2 62 SH SOLE 0 0 62 COSTCO WHSL CORP NEW COM 22160K105 6 40 SH SOLE 0 0 40 CREE INC COM 225447101 1 52 SH SOLE 0 0 52 CROWN HOLDINGS INC COM 228368106 2 45 SH SOLE 0 0 45 DAVITA HEALTHCARE PARTNERS I COM 23918K108 2 24 SH SOLE 0 0 24 DENTSPLY INTL INC NEW COM 249030107 2 40 SH SOLE 0 0 40 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1 48 SH SOLE 0 0 48 DISNEY WALT CO COM DISNEY 254687106 12 118 SH SOLE 0 0 118 DOLLAR TREE INC COM 256746108 1 22 SH SOLE 0 0 22 DU PONT E I DE NEMOURS & CO COM 263534109 2 44 SH SOLE 0 0 44 DUKE ENERGY CORP NEW COM NEW 26441C204 7 100 SH SOLE 0 0 100 EOG RES INC COM 26875P101 1 16 SH SOLE 0 0 16 EATON VANCE CORP COM NON VTG 278265103 2 58 SH SOLE 0 0 58 EBAY INC COM 278642103 1 24 SH SOLE 0 0 24 ECOLAB INC COM 278865100 1 11 SH SOLE 0 0 11 E M C CORP MASS COM 268648102 3 117 SH SOLE 0 0 117 ENBRIDGE INC COM 29250N105 1 20 SH SOLE 0 0 20 EQUIFAX INC COM 294429105 4 42 SH SOLE 0 0 42 EVERSOURCE ENERGY COM 30040W108 8 150 SH SOLE 0 0 150 EXELON CORP COM 30161N101 43 1440 SH SOLE 0 0 1440 EXPEDITORS INTL WASH INC COM 302130109 2 36 SH SOLE 0 0 36 EXXON MOBIL CORP COM 30231G102 190 2561 SH SOLE 0 0 2561 FASTENAL CO COM 311900104 1 26 SH SOLE 0 0 26 FIRST CASH FINL SVCS INC COM 31942D107 1 36 SH SOLE 0 0 36 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 37 2000 SH SOLE 0 0 2000 FORTINET INC COM 34959E109 3 61 SH SOLE 0 0 61 FREEPORT-MCMORAN INC CL B 35671D857 14 1400 SH SOLE 0 0 1400 GENERAL ELECTRIC CO COM 369604103 41 1620 SH SOLE 0 0 1620 GENERAL MLS INC COM 370334104 67 1200 SH SOLE 0 0 1200 GENERAL MTRS CO *W EXP 07/10/201 37045V118 1 27 SH SOLE 0 0 27 GENERAL MTRS CO *W EXP 07/10/201 37045V126 0 27 SH SOLE 0 0 27 GENERAL MTRS CO COM 37045V100 1 29 SH SOLE 0 0 29 GLACIER BANCORP INC NEW COM 37637Q105 1 35 SH SOLE 0 0 35 GOLDMAN SACHS GROUP INC COM 38141G104 21 120 SH SOLE 0 0 120 GOOGLE INC CL A 38259P508 8 12 SH SOLE 0 0 12 GOOGLE INC CL C 38259P706 6 10 SH SOLE 0 0 10 GRACO INC COM 384109104 2 33 SH SOLE 0 0 33 GREAT PLAINS ENERGY INC COM 391164100 127 4699 SH SOLE 0 0 4699 HCP INC COM 40414L109 1 38 SH SOLE 0 0 38 HANCOCK JOHN PFD INCOME FD I COM 41013X106 19 1000 SH SOLE 0 0 1000 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 2 4000 SH SOLE 0 0 4000 HENRY JACK & ASSOC INC COM 426281101 3 39 SH SOLE 0 0 39 HOME DEPOT INC COM 437076102 2 16 SH SOLE 0 0 16 HONEYWELL INTL INC COM 438516106 12 124 SH SOLE 0 0 124 HOST HOTELS & RESORTS INC COM 44107P104 8 511 SH SOLE 0 0 511 IAMGOLD CORP COM 450913108 5 3000 SH SOLE 0 0 3000 ILLINOIS TOOL WKS INC COM 452308109 1 17 SH SOLE 0 0 17 INTEL CORP COM 458140100 39 1300 SH SOLE 0 0 1300 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2 7 SH SOLE 0 0 7 INTERNATIONAL BUSINESS MACHS COM 459200101 384 2650 SH SOLE 0 0 2650 INTUITIVE SURGICAL INC COM NEW 46120E602 7 15 SH SOLE 0 0 15 ISHARES TR CORE US AGGBD ET 464287226 27 250 SH SOLE 0 0 250 ISHARES GOLD TRUST ISHARES 464285105 9 800 SH SOLE 0 0 800 ISHARES MSCI AUST ETF 464286103 8 450 SH SOLE 0 0 450 ISHARES TR SELECT DIVID ETF 464287168 173 2375 SH SOLE 0 0 2375 ISHARES SILVER TRUST ISHARES 46428Q109 55 4000 SH SOLE 0 0 4000 ISHARES 1-3 YR CR BD ETF 464288646 68 650 SH SOLE 0 0 650 ISHARES TR 1-3 YR TR BD ETF 464287457 43 500 SH SOLE 0 0 500 ISHARES TR DOW JONES US ETF 464287846 123 1270 SH SOLE 0 0 1270 ISHARES TR RUS 2000 GRW ETF 464287648 73 545 SH SOLE 0 0 545 JOHNSON & JOHNSON COM 478160104 203 2177 SH SOLE 0 0 2177 JPMORGAN CHASE & CO COM 46625H100 45 745 SH SOLE 0 0 745 KIMBERLY CLARK CORP COM 494368103 164 1500 SH SOLE 0 0 1500 KINDER MORGAN INC DEL COM 49456B101 15 534 SH SOLE 0 0 534 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 1 817 SH SOLE 0 0 817 KINROSS GOLD CORP COM NO PAR 496902404 5 3000 SH SOLE 0 0 3000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2 17 SH SOLE 0 0 17 LANDS END INC NEW COM 51509F105 0 12 SH SOLE 0 0 12 LANDSTAR SYS INC COM 515098101 3 54 SH SOLE 0 0 54 LAUDER ESTEE COS INC CL A 518439104 1 16 SH SOLE 0 0 16 LEGG MASON INC COM 524901105 12 300 SH SOLE 0 0 300 LIBERTY BROADBAND CORP COM SER A 530307107 3 61 SH SOLE 0 0 61 LIBERTY BROADBAND CORP COM SER C 530307305 8 162 SH SOLE 0 0 162 LIBERTY GLOBAL PLC SHS CL C G5480U120 2 50 SH SOLE 0 0 50 LIBERTY GLOBAL PLC LILAC SHS CL C G5480U153 0 2 SH SOLE 0 0 2 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 24 915 SH SOLE 0 0 915 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 10 254 SH SOLE 0 0 254 LIBERTY MEDIA CORP DELAWARE CL A 531229102 9 247 SH SOLE 0 0 247 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 17 494 SH SOLE 0 0 494 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 3 124 SH SOLE 0 0 124 LILLY ELI & CO COM 532457108 50 600 SH SOLE 0 0 600 M & T BK CORP COM 55261F104 2 13 SH SOLE 0 0 13 M D C HLDGS INC COM 552676108 26 1000 SH SOLE 0 0 1000 MARKEL CORP COM 570535104 4 5 SH SOLE 0 0 5 MCDONALDS CORP COM 580135101 5 55 SH SOLE 0 0 55 MERCK & CO INC NEW COM 58933Y105 113 2286 SH SOLE 0 0 2286 MERITAGE HOMES CORP COM 59001A102 37 1000 SH SOLE 0 0 1000 MICROSOFT CORP COM 594918104 273 6165 SH SOLE 0 0 6165 MONSANTO CO NEW COM 61166W101 1 14 SH SOLE 0 0 14 MORGAN STANLEY CHINA A SH FD COM 617468103 8 340 SH SOLE 0 0 340 MOSAIC CO NEW COM 61945C103 3 101 SH SOLE 0 0 101 NATIONAL OILWELL VARCO INC COM 637071101 3 82 SH SOLE 0 0 82 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 8 3000 SH SOLE 0 0 3000 NEWS CORP NEW CL A 65249B109 2 138 SH SOLE 0 0 138 NOVARTIS A G SPONSORED ADR 66987V109 2 23 SH SOLE 0 0 23 NOW INC COM 67011P100 0 20 SH SOLE 0 0 20 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 4 300 SH SOLE 0 0 300 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 54 4321 SH SOLE 0 0 4321 NUVEEN QUALITY INCOME MUN FD COM 670977107 54 4000 SH SOLE 0 0 4000 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 7 500 SH SOLE 0 0 500 OMNICOM GROUP INC COM 681919106 2 24 SH SOLE 0 0 24 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 6 200 SH SOLE 0 0 200 ORACLE CORP COM 68389X105 9 252 SH SOLE 0 0 252 OWENS & MINOR INC NEW COM 690732102 2 47 SH SOLE 0 0 47 PAYCHEX INC COM 704326107 133 2800 SH SOLE 0 0 2800 PAYPAL HLDGS INC COM 70450Y103 1 24 SH SOLE 0 0 24 PFIZER INC COM 717081103 5 172 SH SOLE 0 0 172 PHILLIPS 66 COM 718546104 19 248 SH SOLE 0 0 248 PIMCO CORPORATE & INCOME OPP COM 72201B101 266 20000 SH SOLE 0 0 20000 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 26 250 SH SOLE 0 0 250 PIMCO ETF TR INV GRD CRP BD 72201R817 237 2365 SH SOLE 0 0 2365 PIMCO ETF TR 1-5 US TIP IDX 72201R205 6 115 SH SOLE 0 0 115 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 7 244 SH SOLE 0 0 244 PNC FINL SVCS GROUP INC COM 693475105 2 17 SH SOLE 0 0 17 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 51 3500 SH SOLE 0 0 3500 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 10 490 SH SOLE 0 0 490 PRAXAIR INC COM 74005P104 1 10 SH SOLE 0 0 10 PRECISION CASTPARTS CORP COM 740189105 2 7 SH SOLE 0 0 7 PRIMERICA INC COM 74164M108 2 38 SH SOLE 0 0 38 PRINCIPAL FINL GROUP INC COM 74251V102 10 211 SH SOLE 0 0 211 PROCTER & GAMBLE CO COM 742718109 234 3250 SH SOLE 0 0 3250 PRUDENTIAL PLC ADR 74435K204 1 27 SH SOLE 0 0 27 PRUDENTIAL FINL INC COM 744320102 7 87 SH SOLE 0 0 87 PULTE GROUP INC COM 745867101 38 2000 SH SOLE 0 0 2000 QUALCOMM INC COM 747525103 1 25 SH SOLE 0 0 25 RLI CORP COM 749607107 4 66 SH SOLE 0 0 66 ROSS STORES INC COM 778296103 3 58 SH SOLE 0 0 58 ROYCE GLOBAL VALUE TR INC COM 78081T104 0 47 SH SOLE 0 0 47 ROYCE VALUE TR INC COM 780910105 4 331 SH SOLE 0 0 331 SAP SE SPON ADR 803054204 1 15 SH SOLE 0 0 15 SAFETY INS GROUP INC COM 78648T100 5 100 SH SOLE 0 0 100 SALLY BEAUTY HLDGS INC COM 79546E104 1 62 SH SOLE 0 0 62 SANOFI SPONSORED ADR 80105N105 5 103 SH SOLE 0 0 103 SCANA CORP NEW COM 80589M102 8 135 SH SOLE 0 0 135 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 221 4345 SH SOLE 0 0 4345 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 128 3560 SH SOLE 0 0 3560 SCHWAB STRATEGIC TR US TIPS ETF 808524870 324 6040 SH SOLE 0 0 6040 SCHLUMBERGER LTD COM 806857108 1 14 SH SOLE 0 0 14 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 67 2450 SH SOLE 0 0 2450 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 273 5879 SH SOLE 0 0 5879 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 20 390 SH SOLE 0 0 390 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 142 2845 SH SOLE 0 0 2845 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 55 1380 SH SOLE 0 0 1380 SEARS CDA INC COM 81234D109 0 18 SH SOLE 0 0 18 SEARS HLDGS CORP COM 812350106 1 43 SH SOLE 0 0 43 SENSATA TECHNOLOGIES HLDG NV SHS N7902X106 1 33 SH SOLE 0 0 33 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 6 250 SH SOLE 0 0 250 SPDR GOLD TRUST GOLD SHS 78463V107 160 1500 SH SOLE 0 0 1500 SPDR SERIES TRUST S&P DIVID ETF 78464A763 566 7845 SH SOLE 0 0 7845 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 27 460 SH SOLE 0 0 460 SPDR SERIES TRUST OILGAS EQUIP 78464A748 2 93 SH SOLE 0 0 93 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2 55 SH SOLE 0 0 55 SPDR SERIES TRUST DB INT GVT ETF 78464A490 14 260 SH SOLE 0 0 260 STARZ COM SER A 85571Q102 9 247 SH SOLE 0 0 247 STATOIL ASA SPONSORED ADR 85771P102 1 100 SH SOLE 0 0 100 SUN HYDRAULICS CORP COM 866942105 0 14 SH SOLE 0 0 14 SUN LIFE FINL INC COM 866796105 16 500 SH SOLE 0 0 500 SYNTEL INC COM 87162H103 2 52 SH SOLE 0 0 52 SYSCO CORP COM 871829107 12 300 SH SOLE 0 0 300 TJX COS INC NEW COM 872540109 2 23 SH SOLE 0 0 23 TANGER FACTORY OUTLET CTRS I COM 875465106 188 5700 SH SOLE 0 0 5700 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 1 95 SH SOLE 0 0 95 TERRAFORM PWR INC CL A COM 88104R100 1 50 SH SOLE 0 0 50 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 31 550 SH SOLE 0 0 550 SOUTHERN CO COM 842587107 1246 27868 SH SOLE 0 0 27868 TIME INC NEW COM 887228104 1 41 SH SOLE 0 0 41 TIME WARNER CABLE INC COM 88732J207 15 83 SH SOLE 0 0 83 TIME WARNER INC COM NEW 887317303 23 333 SH SOLE 0 0 333 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 5 175 SH SOLE 0 0 175 TOWERS WATSON & CO CL A 891894107 2227 18972 SH SOLE 0 0 18972 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 2 17 SH SOLE 0 0 17 TRANSDIGM GROUP INC COM 893641100 2 9 SH SOLE 0 0 9 TRANSOCEAN LTD REG SHS H8817H100 13 1000 SH SOLE 0 0 1000 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 11 1400 SH SOLE 0 0 1400 UNDER ARMOUR INC CL A 904311107 1 13 SH SOLE 0 0 13 UNILEVER N V N Y SHS NEW 904784709 1 37 SH SOLE 0 0 37 UNILEVER PLC SPON ADR NEW 904767704 24 600 SH SOLE 0 0 600 UNION PAC CORP COM 907818108 141 1600 SH SOLE 0 0 1600 UNITED PARCEL SERVICE INC CL B 911312106 6 60 SH SOLE 0 0 60 UNITED TECHNOLOGIES CORP COM 913017109 1 16 SH SOLE 0 0 16 UNITEDHEALTH GROUP INC COM 91324P102 2 18 SH SOLE 0 0 18 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 156 1900 SH SOLE 0 0 1900 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 240 2990 SH SOLE 0 0 2990 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 16 200 SH SOLE 0 0 200 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 669 9070 SH SOLE 0 0 9070 VANGUARD STAR FD VG TL INTL STK F 921909768 4 100 SH SOLE 0 0 100 VANGUARD INDEX FDS TOTAL STK MKT 922908769 98 990 SH SOLE 0 0 990 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 129 2055 SH SOLE 0 0 2055 VECTREN CORP COM 92240G101 8 190 SH SOLE 0 0 190 VIACOM INC NEW CL B 92553P201 7 152 SH SOLE 0 0 152 VISA INC COM CL A 92826C839 2 28 SH SOLE 0 0 28 WABTEC CORP COM 929740108 2 18 SH SOLE 0 0 18 WAL-MART STORES INC COM 931142103 408 6300 SH SOLE 0 0 6300 WASHINGTON FED INC COM 938824109 4 195 SH SOLE 0 0 195 WD-40 CO COM 929236107 3 34 SH SOLE 0 0 34 WELLS FARGO & CO NEW COM 949746101 10 200 SH SOLE 0 0 200 WESTAMERICA BANCORPORATION COM 957090103 2 34 SH SOLE 0 0 34 WESTAR ENERGY INC COM 95709T100 4 100 SH SOLE 0 0 100 WISDOMTREE TR INDIA ERNGS FD 97717W422 11 565 SH SOLE 0 0 565 WOLVERINE WORLD WIDE INC COM 978097103 2 95 SH SOLE 0 0 95 WORLD FUEL SVCS CORP COM 981475106 1 32 SH SOLE 0 0 32 YUM BRANDS INC COM 988498101 207 2590 SH SOLE 0 0 2590