0001512779-14-000004.txt : 20140515
0001512779-14-000004.hdr.sgml : 20140515
20140515150658
ACCESSION NUMBER: 0001512779-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Advisers, LLC
CENTRAL INDEX KEY: 0001512779
IRS NUMBER: 263301611
STATE OF INCORPORATION: AK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14185
FILM NUMBER: 14846510
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET, SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 303-444-5483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET, SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001512779
XXXXXXXX
03-31-2014
03-31-2014
Rocky Mountain Advisers, LLC
2344 SPRUCE STREET, SUITE A
BOULDER
CO
80302
13F COMBINATION REPORT
028-14185
0001307493
028-10971
Stewart West Indies Trading Co., Ltd
N
Nicole Murphey
Vice President
303-444-5483
Nicole Murphey
Boulder
CO
05-15-2014
0
147
12500
false
INFORMATION TABLE
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rinfotable_1q14.xml
RMA FORM 13F-HR
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CL A
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SOLE
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TWENTY FIRST CENTY FOX INC
CL A
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18
552
SH
SOLE
0
0
552
3M CO
COM
88579Y101
346
2554
SH
SOLE
0
0
2554
ADAMS EXPRESS CO
COM
006212104
17
1313
SH
SOLE
0
0
1313
ALCATEL-LUCENT
SPONSORED ADR
013904305
2
390
SH
SOLE
0
0
390
ALEXZA PHARMACEUTICALS INC
COM NEW
015384209
2
350
SH
SOLE
0
0
350
ALLSTATE CORP
COM
020002101
15
260
SH
SOLE
0
0
260
AMERICAN SOFTWARE INC
CL A
029683109
10
1000
SH
SOLE
0
0
1000
ANADARKO PETE CORP
COM
032511107
21
250
SH
SOLE
0
0
250
ANNALY CAP MGMT INC
COM
035710409
3
230
SH
SOLE
0
0
230
AOL INC
COM
00184X105
1
30
SH
SOLE
0
0
30
APPLE INC
COM
037833100
81
150
SH
SOLE
0
0
150
ARCHER DANIELS MIDLAND CO
COM
039483102
4
100
SH
SOLE
0
0
100
ASSURED GUARANTY LTD
COM
G0585R106
6
230
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SOLE
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0
230
BANK OF AMERICA CORPORATION
7.25%CNV PFD L
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57
50
SH
SOLE
0
0
50
BANK OF AMERICA CORPORATION
COM
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42
2431
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0
2431
BAXTER INTL INC
COM
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265
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SOLE
0
0
265
BECTON DICKINSON & CO
COM
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70
600
SH
SOLE
0
0
600
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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10664
SH
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0
10664
BLACK HILLS CORP
COM
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58
1000
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1000
BOULDER GROWTH & INCOME FD I
COM
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369
45428
SH
SOLE
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0
45428
BOULDER TOTAL RETURN FD INC
COM
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333
13705
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SOLE
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0
13705
BRISTOL MYERS SQUIBB CO
COM
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16
300
SH
SOLE
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0
300
CABELAS INC
COM
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211
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0
211
CALPINE CORP
COM NEW
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200
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200
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CL B
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158
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158
CHEVRON CORP NEW
COM
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58
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SOLE
0
0
58
CINCINNATI FINL CORP
COM
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122
2500
SH
SOLE
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0
2500
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COM
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31
1400
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1400
CITIGROUP INC
COM NEW
172967424
29
600
SH
SOLE
0
0
600
COCA COLA CO
COM
191216100
169
4362
SH
SOLE
0
0
4362
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
62
2800
SH
SOLE
0
0
2800
CONOCOPHILLIPS
COM
20825C104
70
996
SH
SOLE
0
0
996
COSTCO WHSL CORP NEW
COM
22160K105
3
28
SH
SOLE
0
0
28
DENALI FD INC
COM
24823A102
35
1719
SH
SOLE
0
0
1719
DIRECTV
COM
25490A309
56
731
SH
SOLE
0
0
731
DISNEY WALT CO
COM DISNEY
254687106
8
100
SH
SOLE
0
0
100
DOW 30 PREMIUM & DIV INC FD
COM
260582101
5
300
SH
SOLE
0
0
300
DU PONT E I DE NEMOURS & CO
COM
263534109
3
44
SH
SOLE
0
0
44
DUKE ENERGY CORP NEW
COM NEW
26441C204
7
100
SH
SOLE
0
0
100
EXELON CORP
COM
30161N101
68
2040
SH
SOLE
0
0
2040
EXXON MOBIL CORP
COM
30231G102
123
1261
SH
SOLE
0
0
1261
FIFTH THIRD BANCORP
COM
316773100
2
106
SH
SOLE
0
0
106
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
40
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
39
1500
SH
SOLE
0
0
1500
GENERAL MLS INC
COM
370334104
62
1200
SH
SOLE
0
0
1200
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1
27
SH
SOLE
0
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27
GENERAL MTRS CO
*W EXP 07/10/201
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27
SH
SOLE
0
0
27
GENERAL MTRS CO
COM
37045V100
1
29
SH
SOLE
0
0
29
GOLDMAN SACHS GROUP INC
COM
38141G104
20
120
SH
SOLE
0
0
120
GOOGLE INC
CL A
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11
10
SH
SOLE
0
0
10
GREAT PLAINS ENERGY INC
COM
391164100
127
4699
SH
SOLE
0
0
4699
HANCOCK JOHN PFD INCOME FD I
COM
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20
1000
SH
SOLE
0
0
1000
HONEYWELL INTL INC
COM
438516106
12
124
SH
SOLE
0
0
124
HOST HOTELS & RESORTS INC
COM
44107P104
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511
SH
SOLE
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INTERNATIONAL BUSINESS MACHS
COM
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INTUITIVE SURGICAL INC
COM NEW
46120E602
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15
SH
SOLE
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0
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ISHARES
CORE TOTUSBD ETF
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MSCI BRZ CAP ETF
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SOLE
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150
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MSCI CDA ETF
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2650
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MSCI JAPAN ETF
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1-3 YR TR BD ETF
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500
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DOW JONES US ETF
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SOLE
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COM
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745
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COM NEW
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COM
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165
1500
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COM
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534
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SOLE
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534
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SOLE
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817
LEGG MASON INC
COM
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SOLE
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INT COM SER A
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LIBERTY MEDIA CORP DELAWARE
CL A
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247
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SOLE
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247
LILLY ELI & CO
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35
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COM
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MDU RES GROUP INC
COM
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COM
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COM
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COM
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COM
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248
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COM
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340
SH
SOLE
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0
340
MYLAN INC
COM
628530107
15
300
SH
SOLE
0
0
300
NATIONAL OILWELL VARCO INC
COM
637071101
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82
SH
SOLE
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82
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CL A
65249B109
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COM
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COM
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COM
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SH BEN INT
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ONEOK PARTNERS LP
UNIT LTD PARTN
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ORACLE CORP
COM
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PAYCHEX INC
COM
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PFIZER INC
COM
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SOLE
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PHILLIPS 66
COM
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TOTL RETN ETF
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PIMCO ETF TR
1-5 US TIP IDX
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COM
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COM
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211
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COM
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ADR
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500
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COM
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SOLE
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PULTE GROUP INC
COM
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2000
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SOLE
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RANGE RES CORP
COM
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SOLE
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50
RAYONIER INC
COM
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REDWOOD TR INC
COM
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ROYCE GLOBAL VALUE TR INC
COM
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COM
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SAFETY INS GROUP INC
COM
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SCANA CORP NEW
COM
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COM
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550
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COM
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COM
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COM NEW
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COM
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175
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CL A
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UNILEVER PLC
SPON ADR NEW
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600
UNION PAC CORP
COM
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800
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0
800
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
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SHORT TRM BOND
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SHRT TRM CORP BD
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HIGH DIV YLD
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COM
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VIACOM INC NEW
CL B
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SOLE
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0
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WAL-MART STORES INC
COM
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SOLE
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6200
WELLS FARGO & CO NEW
COM
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10
200
SH
SOLE
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200
WESTAR ENERGY INC
COM
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7
200
SH
SOLE
0
0
200
WISDOMTREE TR
INDIA ERNGS FD
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11
565
SH
SOLE
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0
565
YUM BRANDS INC
COM
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