0001493152-23-027767.txt : 20230811 0001493152-23-027767.hdr.sgml : 20230811 20230811120447 ACCESSION NUMBER: 0001493152-23-027767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 EFFECTIVENESS DATE: 20230811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 231162431 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001512716 XXXXXXXX 06-30-2023 06-30-2023 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 000157258 801-72420 N Eric Evanter 646-942-5700 /s/ Eric Evanter New York NY 08-11-2023 0 38 224233073 INFORMATION TABLE 2 infotable.xml AIR TRANSPORT SERVICES GRP I COM 00922R105 5506021 291787 SH SOLE 291787 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 6514956 5474753 SH SOLE 5474753 0 0 ANTERIX INC COM 03676C100 4077616 128672 SH SOLE 128672 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 3310 13238 SH SOLE 13238 0 0 AWARE INC MASS COM 05453N100 1416748 896676 SH SOLE 896676 0 0 BURFORD CAP LTD ORD SHS G17977110 409248 33600 SH Put SOLE 33600 0 0 BURFORD CAP LTD ORD SHS G17977110 1218000 100000 SH Call SOLE 100000 0 0 BURFORD CAP LTD ORD SHS G17977110 1218000 100000 SH Call SOLE 100000 0 0 BURFORD CAP LTD ORD SHS G17977110 2436000 200000 SH Call SOLE 200000 0 0 BURFORD CAP LTD ORD SHS G17977110 11814649 970004 SH SOLE 970004 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 5097000 100000 SH Call SOLE 100000 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 7900350 155000 SH Put SOLE 155000 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 20821602 408507 SH SOLE 408507 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 440000 100000 SH Call SOLE 100000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 10898074 2476835 SH SOLE 2476835 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 5039 38762 SH SOLE 38762 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 3422 46113 SH SOLE 46113 0 0 EVERI HLDGS INC COM 30034T103 16861792 1166099 SH SOLE 1166099 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 9489195 1074654 SH SOLE 1074654 0 0 FERROGLOBE PLC SHS G33856108 5692361 1193367 SH SOLE 1193367 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 20876071 1135186 SH SOLE 1135186 0 0 INSPIRED ENTMT INC COM 45782N108 14366683 976661 SH SOLE 976661 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 821758 74300 SH Call SOLE 74300 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 882925 1101000 PRN SOLE 1101000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 9913012 896294 SH SOLE 896294 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 659 13189 SH SOLE 13189 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 6269 13061 SH SOLE 13061 0 0 NORTHERN REVIVAL ACQUISITION *W EXP 01/31/202 G6546R119 8300 92734 SH SOLE 92734 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10417080 23500 SH Put SOLE 23500 0 0 SPHERE ENTERTAINMENT CO CL A 55826T102 1090615 39818 SH SOLE 39818 0 0 SUMMIT MATLS INC CL A 86614U100 2843860 75135 SH SOLE 75135 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 25569270 314196 SH SOLE 314196 0 0 TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 3923287 4092000 PRN SOLE 4092000 0 0 TURNING PT BRANDS INC COM 90041L105 6138012 255644 SH SOLE 255644 0 0 UNITED INS HLDGS CORP COM 910710102 1532220 343547 SH SOLE 343547 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1324500 6000 SH Call SOLE 6000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 3660035 16580 SH SOLE 16580 0 0 VEON LTD SPONSORED ADS 91822M502 9035134 442032 SH SOLE 442032 0 0