0001493152-23-016305.txt : 20230511 0001493152-23-016305.hdr.sgml : 20230511 20230511092335 ACCESSION NUMBER: 0001493152-23-016305 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 23909190 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001512716 XXXXXXXX 03-31-2023 03-31-2023 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 000157258 801-72420 N Eric Evanter 646-942-5700 /s/ Eric Evanter New York NY 05-11-2023 0 29 177849381 INFORMATION TABLE 2 infotable.xml AMARIN CORP PLC SPONS ADR NEW 023111206 8212130 5474753 SH SOLE 5474753 0 0 ANTERIX INC COM 03676C100 6900966 208867 SH SOLE 208867 0 0 ARROWROOT ACQUISITION CORP *W EXP 03/02/202 04282M110 1590 13238 SH SOLE 13238 0 0 AWARE INC MASS COM 05453N100 1502673 883925 SH SOLE 883925 0 0 BURFORD CAP LTD ORD SHS G17977110 1154664 104400 SH Call SOLE 0 0 0 BURFORD CAP LTD ORD SHS G17977110 9030689 816518 SH SOLE 816518 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 17862215 365954 SH SOLE 365954 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 3803169 776157 SH SOLE 776157 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 3299 38762 SH SOLE 38762 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 6917 46113 SH SOLE 46113 0 0 ELLIOTT OPPORTUNITY II CORP *W EXP 03/02/202 G30092111 2418 36085 SH SOLE 36085 0 0 EVERI HLDGS INC COM 30034T103 19873163 1158785 SH SOLE 1158785 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 10400799 1250096 SH SOLE 1250096 0 0 FERROGLOBE PLC SHS G33856108 2454301 496822 SH SOLE 496822 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 3317 26535 SH SOLE 26535 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 17514780 1075186 SH SOLE 1075186 0 0 INSPIRED ENTMT INC COM 45782N108 13982054 1093202 SH SOLE 1093202 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 1055 13189 SH SOLE 13189 0 0 L CATTERTON ASIA ACQUISITION *W EXP 03/08/202 G5346G117 6532 13061 SH SOLE 13061 0 0 NORTHERN REVIVAL ACQUISITION *W EXP 01/31/202 G6546R119 7465 92734 SH SOLE 92734 0 0 ORION BIOTECH OPPORTUNTES CO *W EXP 04/15/202 G6780C117 1826 25870 SH SOLE 25870 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 2468 14376 SH SOLE 14376 0 0 SPDR SER TR S&P REGL BKG 78464A698 1315800 30000 SH SOLE 30000 0 0 SUMMIT MATLS INC CL A 86614U100 10218195 358659 SH SOLE 358659 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 21840593 367563 SH SOLE 367563 0 0 TURNING PT BRANDS INC COM 90041L105 10313940 491140 SH SOLE 491140 0 0 TURNING PT BRANDS INC NOTE 2.500% 7/1 90041LAE5 4447186 4712000 PRN SOLE 4712000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 11932589 53280 SH SOLE 53280 0 0 VEON LTD SPONSORED ADS 91822M502 5052588 286753 SH SOLE 286753 0 0