0001493152-21-003562.txt : 20210212 0001493152-21-003562.hdr.sgml : 20210212 20210212102013 ACCESSION NUMBER: 0001493152-21-003562 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DG Capital Management, LLC CENTRAL INDEX KEY: 0001512716 IRS NUMBER: 208404862 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16742 FILM NUMBER: 21623811 BUSINESS ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-942-5700 MAIL ADDRESS: STREET 1: 460 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512716 XXXXXXXX 12-31-2020 12-31-2020 false DG Capital Management, LLC

460 Park Avenue 22nd Floor New York NY 10022

13F HOLDINGS REPORT 028-16742 N Eric Evanter 646-942-5700 /s/ Eric Evanter New York NY 02-12-2021 0 39 236400 INFORMATION TABLE 2 infotable.xml AGILE THERAPEUTICS INC COMM 00847L100 634 220852 SH SOLE 220852 0 0 AMARIN CORPORATION PLC -ADR ADRS 023111206 10863 2221453 SH SOLE 2221453 0 0 ASTRAZENECA PLC-SPONS ADR COMM 046353908 5394 107900 SH Call SOLE 107900 0 0 ASTRAZENECA PLC-SPONS ADR COMM 046353908 5604 112100 SH Call SOLE 112100 0 0 AWARE INC/MASS COMM 05453N100 6387 1824854 SH SOLE 1824854 0 0 BIOCRYST PHARMACEUTICALS INC COMM 09058V103 4007 537866 SH SOLE 537866 0 0 BLOOMIN BRANDS INC COMM 094235108 11950 615367 SH SOLE 615367 0 0 BLUEKNIGHT ENERGY PARTNERS LLC LTDP 09625U109 4846 2447437 SH SOLE 2447437 0 0 BOSTON SCIENTIFIC CORP COMM 101137107 4157 115620 SH SOLE 115620 0 0 BRINKER INTERNATIONAL INC COMM 109641100 11628 205559 SH SOLE 205559 0 0 CAESARS ENTERTAINMENT INC COMM 12769G100 9768 131516 SH SOLE 131516 0 0 COHN ROBBINS HOLDINGS-CL A COMM G23726105 1047 100549 SH SOLE 100549 0 0 CORNER GROWTH ACQUISITION CO UNIT G2425N121 1568 150000 SH SOLE 150000 0 0 DARDEN RESTAURANTS INC COMM 237194905 9530 80000 SH Call SOLE 80000 0 0 EVERI HOLDINGS INC COMM 30034T103 15071 1091312 SH SOLE 1091312 0 0 EXTENDED STAY AMERICA INC UNIT 30224P200 13932 940691 SH SOLE 940691 0 0 FIRSTENERGY CORP COMM 337932907 3061 100000 SH Call SOLE 100000 0 0 FIRSTENERGY CORP COMM 337932907 2599 84900 SH Call SOLE 84900 0 0 FRAZIER LIFESCIENCES ACQUIS UNIT G3710A121 4685 450000 SH SOLE 450000 0 0 HORIZON THERAPEUTICS PLC COMM G46188101 13285 181614 SH SOLE 181614 0 0 INVACARE CORP CONV 461203101 15579 15975000 PRN SOLE 15975000 0 0 LIFETIME BRANDS INC COMM 53222Q103 298 19575 SH SOLE 19575 0 0 NANTHEALTH INC CONV 630104107 6549 6815000 PRN SOLE 6815000 0 0 NEBULA CARAVEL ACQUISITION UNIT 629070202 270 25000 SH SOLE 25000 0 0 OSMOTICA PHARMACEUTICALS PLC COMM G6S41R101 2106 511063 SH SOLE 511063 0 0 PROVENTION BIO INC COMM 74374N102 7510 443331 SH SOLE 443331 0 0 RICEBRAN TECHNOLOGIES COMM 762831204 780 1279319 SH SOLE 1279319 0 0 ROMAN DBDR TECH ACQUISITI-A COMM 77584N101 4044 400000 SH SOLE 400000 0 0 ROMAN DBDR TECH ACQUISITI-A WRNT 77584N119 2022 200000 SH SOLE 200000 0 0 SCION TECH GROWTH I UNIT G31067120 4136 400000 SH SOLE 400000 0 0 SPARTACUS ACQUISITION CORP UNIT 84677L208 529 50000 SH SOLE 50000 0 0 SPARTACUS ACQUISITION CORP-A COMM 84677L109 4024 400000 SH SOLE 400000 0 0 SPARTACUS ACQUISITION CORP-A WRNT 84677L117 2012 200000 SH SOLE 200000 0 0 SUMMIT MATERIALS INC -CL A COMM 86614U100 10799 537805 SH SOLE 537805 0 0 THAYER VENTURES ACQUISITION UNIT 88332T209 8360 800000 SH SOLE 800000 0 0 TURNING POINT BRANDS INC COMM 90041L105 6794 152463 SH SOLE 152463 0 0 TURNING POINT BRANDS INC CONV 90041L105 718 640000 PRN SOLE 640000 0 0 UNITED THERAPEUTICS CORP COMM 91307C102 14180 93416 SH SOLE 93416 0 0 WYNDHAM HOTELS & RESORTS INC COMM 98311A105 5677 95500 SH SOLE 95500 0 0