The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AWARE INC/MASS | COMM | 05453N100 | 6,437 | 1,974,676 | SH | SOLE | 1,974,676 | 0 | 0 | ||
BLUEKNIGHT ENERGY PARTNERS LLC | LTDP | 09625U109 | 16,015 | 2,849,595 | SH | SOLE | 2,849,595 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COMM | 14888D109 | 579 | 184,995 | SH | SOLE | 184,995 | 0 | 0 | ||
COMMUNITY HEALTHCARE TRUST I | REIT | 20369C106 | 8,742 | 474,345 | SH | SOLE | 474,345 | 0 | 0 | ||
FITBIT INC - A | COMM | 33812L102 | 2,959 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
HC2 HOLDINGS INC | COMM | 404139107 | 2,489 | 470,509 | SH | SOLE | 470,509 | 0 | 0 | ||
KOHLBERG CAPITAL CORP | COMM | 48668E101 | 5,101 | 1,253,258 | SH | SOLE | 1,253,258 | 0 | 0 | ||
KOPPERS HOLDINGS INC | COMM | 50060P106 | 4,179 | 228,995 | SH | SOLE | 228,995 | 0 | 0 | ||
LUMOS NETWORKS CORP | COMM | 550283105 | 5,357 | 478,291 | SH | SOLE | 478,291 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 3,989 | 541,282 | SH | SOLE | 541,282 | 0 | 0 | ||
SALEM MEDIA GROUP INC-CL A | COMM | 794093104 | 1,225 | 245,954 | SH | SOLE | 245,954 | 0 | 0 | ||
TARGACEPT INC CONV NOTES 02/19/2018 | CONV | 87611RAA6 | 1,613 | 1,597,896 | PRN | SOLE | 1,597,896 | 0 | 0 | ||
WESTMORELAND COAL CO | COMM | 960878106 | 3,951 | 672,012 | SH | SOLE | 672,012 | 0 | 0 |