0001209191-21-003644.txt : 20210114 0001209191-21-003644.hdr.sgml : 20210114 20210114171050 ACCESSION NUMBER: 0001209191-21-003644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210112 FILED AS OF DATE: 20210114 DATE AS OF CHANGE: 20210114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Alyssa CENTRAL INDEX KEY: 0001658470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 21529573 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-12 0 0001512673 Square, Inc. SQ 0001658470 Henry Alyssa 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Seller Lead Class A Common Stock 2021-01-12 4 M 0 10000 17.20 A 411399 D Class A Common Stock 2021-01-12 4 S 0 500 224.70 D 410899 D Class A Common Stock 2021-01-12 4 S 0 3400 225.82 D 407499 D Class A Common Stock 2021-01-12 4 S 0 4113 226.87 D 403386 D Class A Common Stock 2021-01-12 4 S 0 1587 227.85 D 401799 D Class A Common Stock 2021-01-12 4 S 0 400 228.87 D 401399 D Stock Option (right to buy) 17.20 2021-01-12 4 M 0 10000 0.00 D 2027-04-18 Class A Common Stock 10000 85683 D The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224.34 to $225.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $225.36 to $226.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $226.46 to $227.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $227.48 to $228.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $228.48 to $229.30 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/48 of the shares subject to the option vest on May 1, 2017, and 1/48 of the shares vest monthly thereafter. /s/ Susan Szotek, Attorney-in-Fact 2021-01-14