0001209191-20-059169.txt : 20201118 0001209191-20-059169.hdr.sgml : 20201118 20201118170722 ACCESSION NUMBER: 0001209191-20-059169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorsey Jack CENTRAL INDEX KEY: 0001590945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 201325881 MAIL ADDRESS: STREET 1: C/O TWITTER INC STREET 2: 1355 MARKET STREET SUITE 900 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-16 0 0001512673 Square, Inc. SQ 0001590945 Dorsey Jack 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 1 1 1 0 President, CEO & Chairman Class A Common Stock 2020-11-16 4 C 0 100000 0.00 A 100000 I See Footnote Class A Common Stock 2020-11-16 4 S 0 6700 173.59 D 93300 I See Footnote Class A Common Stock 2020-11-16 4 S 0 15700 174.68 D 77600 I See Footnote Class A Common Stock 2020-11-16 4 S 0 34320 175.62 D 43280 I See Footnote Class A Common Stock 2020-11-16 4 S 0 23580 176.42 D 19700 I See Footnote Class A Common Stock 2020-11-16 4 S 0 15500 177.60 D 4200 I See Footnote Class A Common Stock 2020-11-16 4 S 0 4200 178.52 D 0 I See Footnote Class B Common Stock 2020-11-16 4 C 0 100000 0.00 D Class A Common Stock 100000 39363992 I See Footnote Class B Common Stock Class A Common Stock 12080574 12080574 I See Footnote Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee. The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $173.11 to $174.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $174.11 to $175.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $175.14 to $176.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $176.14 to $177.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $177.14 to $178.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $178.23 to $178.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by Start Small, LLC, for which the Reporting Person is the sole member. /s/ Susan Szotek, Attorney-in-Fact 2020-11-18