0001209191-20-034211.txt : 20200603 0001209191-20-034211.hdr.sgml : 20200603 20200603182810 ACCESSION NUMBER: 0001209191-20-034211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whiteley Sivan CENTRAL INDEX KEY: 0001735067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37622 FILM NUMBER: 20941349 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Square, Inc. CENTRAL INDEX KEY: 0001512673 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 800429876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-375-3176 MAIL ADDRESS: STREET 1: 1455 MARKET STREET STREET 2: SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001512673 Square, Inc. SQ 0001735067 Whiteley Sivan 1455 MARKET STREET SUITE 600 SAN FRANCISCO CA 94103 0 1 0 0 Gen. Counsel & Corp. Secretary Class A Common Stock 2020-05-15 5 A 0 E 387 55.00 A 151533 D Class A Common Stock 2020-06-01 4 S 0 2977 81.23 D 148556 D Class A Common Stock 2020-06-01 4 S 0 1006 82.85 D 147550 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $80.98 to $81.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $82.52 to $83.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Susan Szotek, Attorney-in-Fact 2020-06-03