0001062993-14-006462.txt : 20141112 0001062993-14-006462.hdr.sgml : 20141111 20141112094524 ACCESSION NUMBER: 0001062993-14-006462 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0001512652 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14315 FILM NUMBER: 141211765 BUSINESS ADDRESS: STREET 1: COMMERCE COURT WEST, 199 BAY STREET STREET 2: SUITE 3100, PO BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 BUSINESS PHONE: 416-364-8341 MAIL ADDRESS: STREET 1: COMMERCE COURT WEST, 199 BAY STREET STREET 2: SUITE 3100, PO BOX 201 CITY: TORONTO STATE: A6 ZIP: M5L 1E8 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512652 XXXXXXXX 09-30-2014 09-30-2014 GUARDIAN CAPITAL ADVISORS LP
COMMERCE COURT WEST, 199 BAY STREET SUITE 3100, PO BOX 201 TORONTO A6 M5L 1E8
13F HOLDINGS REPORT 028-14315 N
Matthew Turner Chief Compliance Officer 416-947-3708 By /s/ Matthew D. Turner Toronto A6 11-11-2014 0 173 601315 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 7648 49078 SH SOLE 49078 0 0 ABB LTD SPONSORED ADR 000375204 5332 220254 SH SOLE 220254 0 0 AEGON N V NY REGISTRY SH 007924103 2004 219513 SH SOLE 219513 0 0 AETNA INC NEW COM 00817Y108 611 6725 SH SOLE 6725 0 0 AGRIUM INC COM 008916108 5256 55639 SH SOLE 55639 0 0 ALCOA INC COM 013817101 411 23850 SH SOLE 23850 0 0 ALTRIA GROUP INC COM 02209S103 614 12950 SH SOLE 12950 0 0 AMAZON COM INC COM 023135106 608 1675 SH SOLE 1675 0 0 AMERICAN ELEC PWR INC COM 025537101 4895 82880 SH SOLE 82880 0 0 AMERICAN EXPRESS CO COM 025816109 842 8585 SH SOLE 8585 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3317 27680 SH SOLE 27680 0 0 APPLE INC COM 037833100 3321 29754 SH SOLE 29754 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 2606 183875 SH SOLE 183875 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 392 6885 SH SOLE 6885 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4291 54936 SH SOLE 54936 0 0 AT&T INC COM 00206R102 7243 183725 SH SOLE 183725 0 0 AVALON RARE METALS INC COM 053470100 26 77000 SH SOLE 77000 0 0 BANCO SANTANDER SA ADR 05964H105 8488 820592 SH SOLE 820592 0 0 BANK MONTREAL QUE COM 063671101 20779 254062 SH SOLE 254062 0 0 BANK N S HALIFAX COM 064149107 30048 439640 SH SOLE 439640 0 0 BARRICK GOLD CORP COM 067901108 650 40874 SH SOLE 40874 0 0 BAXTER INTL INC COM 071813109 5296 64729 SH SOLE 64729 0 0 BAYTEX ENERGY CORP COM 07317Q105 2133 52261 SH SOLE 52261 0 0 BCE INC COM NEW 05534B760 17932 371499 SH SOLE 371499 0 0 BELLATRIX EXPLORATION LTD COM 078314101 155 23447 SH SOLE 23447 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 4634 72130 SH SOLE 72130 0 0 BLACKROCK INC COM 09247X101 1467 3988 SH SOLE 3988 0 0 BOEING CO COM 097023105 1291 9185 SH SOLE 9185 0 0 BP PLC SPONSORED ADR 055622104 376 7825 SH SOLE 7825 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 434 8250 SH SOLE 8250 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3350 27010 SH SOLE 27010 0 0 BROADCOM CORP CL A 111320107 325 7550 SH SOLE 7550 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 11934 236368 SH SOLE 236368 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1386 33758 SH SOLE 33758 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 1005 42211 SH SOLE 42211 0 0 BROOKFIELD RENEWABLE ENRGY P PARTNERSHIP UNIT G16258108 758 22379 SH SOLE 22379 0 0 BT GROUP PLC ADR 05577E101 629 9400 SH SOLE 9400 0 0 CANADIAN NAT RES LTD COM 136385101 9858 237445 SH SOLE 237445 0 0 CANADIAN NATL RY CO COM 136375102 12499 157899 SH SOLE 157899 0 0 CAPITAL ONE FINL CORP COM 14040H105 481 5245 SH SOLE 5245 0 0 CATERPILLAR INC DEL COM 149123101 2550 23335 SH SOLE 23335 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 16835 168500 SH SOLE 168500 0 0 CELESTICA INC SUB VTG SHS 15101Q108 323 28560 SH SOLE 28560 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 268 19100 SH SOLE 19100 0 0 CENOVUS ENERGY INC COM 15135U109 5254 178760 SH SOLE 178760 0 0 CHEVRON CORP NEW COM 166764100 4932 37438 SH SOLE 37438 0 0 CISCO SYS INC COM 17275R102 832 29375 SH SOLE 29375 0 0 COMCAST CORP NEW CL A 20030N101 959 16035 SH SOLE 16035 0 0 CONOCOPHILLIPS COM 20825C104 7016 84080 SH SOLE 84080 0 0 CORNING INC COM 219350105 2617 123530 SH SOLE 123530 0 0 COSTCO WHSL CORP NEW COM 22160K105 359 2555 SH SOLE 2555 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 945 31255 SH SOLE 31255 0 0 CRESCENT PT ENERGY CORP COM 22576C101 4413 111413 SH SOLE 111413 0 0 CUMMINS INC COM 231021106 244 1652 SH SOLE 1652 0 0 CVS HEALTH CORP COM 126650100 4425 48693 SH SOLE 48693 0 0 DEERE & CO COM 244199105 452 4920 SH SOLE 4920 0 0 DELHAIZE GROUP SPONSORED ADR 29759W101 272 14360 SH SOLE 14360 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 769 20770 SH SOLE 20770 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1147 9090 SH SOLE 9090 0 0 DISNEY WALT CO COM DISNEY 254687106 214 2145 SH SOLE 2145 0 0 DOW CHEM CO COM 260543103 628 11150 SH SOLE 11150 0 0 DTE ENERGY CO COM 233331107 223 2575 SH SOLE 2575 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 5308 66940 SH SOLE 66940 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 8586 102448 SH SOLE 102448 0 0 EASTMAN CHEM CO COM 277432100 1062 12115 SH SOLE 12115 0 0 EDISON INTL COM 281020107 397 6550 SH SOLE 6550 0 0 EMERSON ELEC CO COM 291011104 5006 72028 SH SOLE 72028 0 0 ENBRIDGE INC COM 29250N105 10464 199320 SH SOLE 199320 0 0 ENCANA CORP COM 292505104 3830 160754 SH SOLE 160754 0 0 ENERPLUS CORP COM 292766102 1483 75064 SH SOLE 75064 0 0 F5 NETWORKS INC COM 315616102 353 2600 SH SOLE 2600 0 0 FEDEX CORP COM 31428X106 275 1500 SH SOLE 1500 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 780 47812 SH SOLE 47812 0 0 FRANKLIN RES INC COM 354613101 1588 25840 SH SOLE 25840 0 0 FREEPORT-MCMORAN INC CL B 35671D857 977 27005 SH SOLE 27005 0 0 GENERAL ELECTRIC CO COM 369604103 452 17200 SH SOLE 17200 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 423 16000 SH SOLE 16000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4247 83263 SH SOLE 83263 0 0 GOLDCORP INC NEW COM 380956409 289 11358 SH SOLE 11358 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1523 7275 SH SOLE 7275 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 358 14375 SH SOLE 14375 0 0 GOOGLE INC CL A 38259P508 868 1325 SH SOLE 1325 0 0 GOOGLE INC CL C 38259P706 816 1270 SH SOLE 1270 0 0 HALLIBURTON CO COM 406216101 431 6350 SH SOLE 6350 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 590 14185 SH SOLE 14185 0 0 HECLA MNG CO COM 422704106 55 20000 SH SOLE 20000 0 0 HOME DEPOT INC COM 437076102 920 8850 SH SOLE 8850 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 6298 111707 SH SOLE 111707 0 0 HUDBAY MINERALS INC COM 443628102 151 16595 SH SOLE 16595 0 0 IAMGOLD CORP COM 450913108 443 151800 SH SOLE 151800 0 0 IMAX CORP COM 45245E109 426 14400 SH SOLE 14400 0 0 IMPERIAL OIL LTD COM NEW 453038408 2124 40642 SH SOLE 40642 0 0 INTEL CORP COM 458140100 7327 192717 SH SOLE 192717 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3114 15077 SH SOLE 15077 0 0 INTL PAPER CO COM 460146103 200 3720 SH SOLE 3720 0 0 ISHARES IBOXX HI YD ETF 464288513 2097 21400 SH SOLE 21400 0 0 ISHARES GOLD TRUST ISHARES 464285105 219 16900 SH SOLE 16900 0 0 ISHARES TR MSCI EAFE ETF 464287465 302 4501 SH SOLE 4501 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2786 23300 SH SOLE 23300 0 0 JOHNSON & JOHNSON COM 478160104 9610 82231 SH SOLE 82231 0 0 JOHNSON CTLS INC COM 478366107 3676 73520 SH SOLE 73520 0 0 JPMORGAN CHASE & CO COM 46625H100 8813 131208 SH SOLE 131208 0 0 LENNAR CORP CL A 526057104 674 15125 SH SOLE 15125 0 0 LILLY ELI & CO COM 532457108 949 13000 SH SOLE 13000 0 0 LOCKHEED MARTIN CORP COM 539830109 246 1225 SH SOLE 1225 0 0 MAGNA INTL INC COM 559222401 998 9226 SH SOLE 9226 0 0 MANULIFE FINL CORP COM 56501R106 2724 126268 SH SOLE 126268 0 0 MCDONALDS CORP COM 580135101 6258 58901 SH SOLE 58901 0 0 MCKESSON CORP COM 58155Q103 434 1975 SH SOLE 1975 0 0 MERCK & CO INC NEW COM 58933Y105 428 6625 SH SOLE 6625 0 0 METLIFE INC COM 59156R108 569 9545 SH SOLE 9545 0 0 MICROSOFT CORP COM 594918104 7864 152594 SH SOLE 152594 0 0 MORGAN STANLEY COM NEW 617446448 912 23125 SH SOLE 23125 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 9488 119270 SH SOLE 119270 0 0 NEWMONT MINING CORP COM 651639106 589 23225 SH SOLE 23225 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2966 28695 SH SOLE 28695 0 0 NOVO-NORDISK A S ADR 670100205 2255 42130 SH SOLE 42130 0 0 ORACLE CORP COM 68389X105 5539 127375 SH SOLE 127375 0 0 ORANGE SPONSORED ADR 684060106 4336 271850 SH SOLE 271850 0 0 PEMBINA PIPELINE CORP COM 706327103 3025 64868 SH SOLE 64868 0 0 PENGROWTH ENERGY CORP COM 70706P104 494 91006 SH SOLE 91006 0 0 PENN WEST PETE LTD NEW COM 707887105 977 144390 SH SOLE 144390 0 0 PEPSICO INC COM 713448108 8975 85881 SH SOLE 85881 0 0 PFIZER INC COM 717081103 3964 121425 SH SOLE 121425 0 0 PHILIP MORRIS INTL INC COM 718172109 1188 13275 SH SOLE 13275 0 0 POTASH CORP SASK INC COM 73755L107 4153 113088 SH SOLE 113088 0 0 PRECISION DRILLING CORP COM 2010 74022D308 3490 309450 SH SOLE 309450 0 0 PROCTER & GAMBLE CO COM 742718109 400 4572 SH SOLE 4572 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 2521 86943 SH SOLE 86943 0 0 PRUDENTIAL FINL INC COM 744320102 775 7950 SH SOLE 7950 0 0 QUALCOMM INC COM 747525103 6696 80116 SH SOLE 80116 0 0 RIO TINTO PLC SPONSORED ADR 767204100 883 16750 SH SOLE 16750 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 5478 129164 SH SOLE 129164 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 28661 358555 SH SOLE 358555 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 6929 83870 SH SOLE 83870 0 0 SANOFI SPONSORED ADR 80105N105 5798 95171 SH SOLE 95171 0 0 SAP AG SPON ADR 803054204 1769 22115 SH SOLE 22115 0 0 SEABRIDGE GOLD INC COM 811916105 87 10000 SH SOLE 10000 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 749 27113 SH SOLE 27113 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 455 2380 SH SOLE 2380 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 235 1825 SH SOLE 1825 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2840 12873 SH SOLE 12873 0 0 SUN LIFE FINL INC COM 866796105 9040 224877 SH SOLE 224877 0 0 SUNCOR ENERGY INC NEW COM 867224107 7464 187340 SH SOLE 187340 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 5191 222853 SH SOLE 222853 0 0 TALISMAN ENERGY INC COM 87425E103 305 33600 SH SOLE 33600 0 0 TASEKO MINES LTD COM 876511106 38 19700 SH SOLE 19700 0 0 TECK RESOURCES LTD CL B 878742204 5558 278350 SH SOLE 278350 0 0 TEEKAY CORPORATION COM Y8564W103 1228 16400 SH SOLE 16400 0 0 TELUS CORP COM 87971M103 6114 156902 SH SOLE 156902 0 0 TEMPLETON RUS AND EAST EUR F COM 88022F105 161 11500 SH SOLE 11500 0 0 THOMPSON CREEK METALS CO INC COM 884768102 56 24000 SH SOLE 24000 0 0 THOMSON REUTERS CORP COM 884903105 6960 166569 SH SOLE 166569 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 30879 570356 SH SOLE 570356 0 0 TOTAL S A SPONSORED ADR 89151E109 408 5975 SH SOLE 5975 0 0 TRANSALTA CORP COM 89346D107 642 54856 SH SOLE 54856 0 0 TRANSCANADA CORP COM 89353D107 10953 192931 SH SOLE 192931 0 0 TRAVELERS COMPANIES INC COM 89417E109 4101 39097 SH SOLE 39097 0 0 UNILEVER N V N Y SHS NEW 904784709 4269 98645 SH SOLE 98645 0 0 UNILEVER PLC SPON ADR NEW 904767704 2012 43860 SH SOLE 43860 0 0 UNION PAC CORP COM 907818108 1251 10240 SH SOLE 10240 0 0 UNITED STATES STL CORP NEW COM 912909108 265 6475 SH SOLE 6475 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2348 24260 SH SOLE 24260 0 0 VANGUARD INDEX FDS REIT ETF 922908553 217 3000 SH SOLE 3000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1225 26225 SH SOLE 26225 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1177 22047 SH SOLE 22047 0 0 VERMILION ENERGY INC COM 923725105 1968 29484 SH SOLE 29484 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 1623 44722 SH SOLE 44722 0 0 WALGREEN CO COM 931422109 337 4940 SH SOLE 4940 0 0 WAL-MART STORES INC COM 931142103 3350 38865 SH SOLE 38865 0 0 WELLPOINT INC COM 94973V107 3711 27210 SH SOLE 27210 0 0 WELLS FARGO & CO NEW COM 949746101 10165 175616 SH SOLE 175616 0 0 WHOLE FOODS MKT INC COM 966837106 859 19985 SH SOLE 19985 0 0