0000899243-17-027393.txt : 20171124 0000899243-17-027393.hdr.sgml : 20171124 20171124164516 ACCESSION NUMBER: 0000899243-17-027393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20171124 DATE AS OF CHANGE: 20171124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Star Atlantic Waste Holdings, L.P. CENTRAL INDEX KEY: 0001665485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37904 FILM NUMBER: 171221638 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 646-857-8700 MAIL ADDRESS: STREET 1: 277 PARK AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Star Atlantic GP, Inc. CENTRAL INDEX KEY: 0001665486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37904 FILM NUMBER: 171221639 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 646-857-8700 MAIL ADDRESS: STREET 1: 277 PARK AVENUE, 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Highstar Capital LP CENTRAL INDEX KEY: 0001512607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37904 FILM NUMBER: 171221640 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 646-857-8700 MAIL ADDRESS: STREET 1: 277 PARK AVENUE STREET 2: 45TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Disposal Services, Inc. CENTRAL INDEX KEY: 0001585790 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 900875845 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 FORT WADE ROAD - SUITE 200 CITY: PONTE VEDRA STATE: FL ZIP: 32081 BUSINESS PHONE: 904-737-7900 MAIL ADDRESS: STREET 1: 90 FORT WADE ROAD - SUITE 200 CITY: PONTE VEDRA STATE: FL ZIP: 32081 FORMER COMPANY: FORMER CONFORMED NAME: ADS Waste Holdings, Inc. DATE OF NAME CHANGE: 20130904 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-23 0 0001585790 Advanced Disposal Services, Inc. ADSW 0001512607 Highstar Capital LP 277 PARK AVENUE, 45TH FLOOR NEW YORK NY 10172 0 0 1 0 0001665486 Star Atlantic GP, Inc. 277 PARK AVENUE, 45TH FLOOR NEW YORK NY 10172 0 0 1 0 0001665485 Star Atlantic Waste Holdings, L.P. 277 PARK AVENUE, 45TH FLOOR NEW YORK NY 10172 0 0 1 0 Common Stock 2017-05-23 4 S 0 13998544 21.50 D 27987453 I See Footnotes Common Stock 2017-11-21 4 S 0 6000000 22.40 D 21987453 I See Footnotes This Form 4 is filed jointly by Highstar Capital LP ("Highstar"), Star Atlantic GP Inc. ("Star Atlantic GP") and Star Atlantic Waste Holdings, L.P. ("Star Atlantic"). Highstar is a registered investment adviser. PineBridge Highstar (SPE) LLC serves as the general partner of Star Atlantic GP and has delegated management authority for Star Atlantic GP to Highstar. Highstar also serves as the investment manager for Star Atlantic. Star Atlantic is the direct holder of the Issuer's Common Stock reported in Table I. This sale was made pursuant to an S-3 registration statement filed on May 11, 2017, that became effective on May 15, 2017, as previously reported in a Form 8-K filed by the Issuer on May 23, 2017, to permit the resale of 17,825,000 shares of the Issuer's Common Stock in a secondary public offering, 13,998,544 of which were previously held by Star Atlantic and sold on May 23, 2017 for cash consideration of $21.50 per share. By virtue of the foregoing relationships, each of the Reporting Persons may be deemed to have voting and investment power over the Shares held of record by Star Atlantic and as a result may be deemed to have beneficial ownership of such Shares for purposes of Rule 13d-3 under the Exchange Act. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act except to the extent of its pecuniary interest therein. Highstar is controlled by Christopher Lee, Bret Budenbender, Scott Litman, Emmett McCann and Andrew Nevin. These individuals expressly disclaim beneficial ownership of any of the Shares held of record by Star Atlantic. This report shall not be deemed an admission that the Reporting Persons or any other person named herein is a beneficial owner for purposes of Section 16 of the Exchange Act or for any other purpose. This sale was made pursuant to an S-3 registration statement filed on November 16, 2017, and prospectus supplement dated November 16, 2017, to permit the resale of 6,751,860 shares of the Issuer's Common Stock in a secondary public offering, 6,000,000 of which were previously held by Star Atlantic and sold on November 21, 2017, for cash consideration of $22.40 per share. /s/ Bret Budenbender, as Partner of Highstar Capital LP 2017-11-21 /s/ Bret Budenbender, as Managing Director of Star Atlantic GP, Inc. 2017-11-21 /s/ Bret Budenbender, as Managing Director of Star Atlantic Waste Holdings, L.P. 2017-11-21