0001019687-13-000485.txt : 20130214 0001019687-13-000485.hdr.sgml : 20130214 20130214152727 ACCESSION NUMBER: 0001019687-13-000485 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HABER TRILIX ADVISORS, LP CENTRAL INDEX KEY: 0001512598 IRS NUMBER: 900602818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14373 FILM NUMBER: 13612886 BUSINESS ADDRESS: STREET 1: 29 COMMONWEALTH AVE., 10FL CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-849-5222 MAIL ADDRESS: STREET 1: 29 COMMONWEALTH AVE., 10FL CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 haber_13f-123112.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Haber Trilix Advisors, LP ---------------------------------------------------------- Address: 29 Commonwealth Ave., 10th Floor ---------------------------------------------------------- Boston, MA 02116 ---------------------------------------------------------- ---------------------------------------------------------- Form 13F File Number: 28-14373 ---------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Glenn Dixon ---------------------------------------------------------- Title: COO & CFO ---------------------------------------------------------- Phone: 617-849-5250 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Glenn Dixon Boston, MA 2/14/2013 --------------------- ------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 136 ---------------------------- Form 13F Information Table Value Total: $892,863 ---------------------------- (thousands) List of Other Included Managers: NONE Haber Trilix Advisors, LP FORM 13F December 31, 2012 FORM 13F INFORMATION TABLE Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- ------- ------- --- ---- ------- -------- ---- ------ ---- 21VIANET GROUP INC SPONSORED ADR 90138A103 1,447 150,608 SH SOLE N/A 150,608 AETNA INC NEW COM 00817Y108 6,950 150,100 SH SOLE N/A 150,100 AGRIUM INC COM 008916108 11,992 120,000 SH SOLE N/A 120,000 ALKERMES PLC SHS G01767105 24 1,300 SH SOLE N/A 1,300 ALTERA CORP COM 021441100 69 2,000 SH SOLE N/A 2,000 AMAZON COM INC COM 023135106 502 2,000 SH SOLE N/A 2,000 AMERICAN RAILCAR INDS INC COM 02916P103 340 10,718 SH SOLE N/A 10,718 APPLE INC COM 037833100 8,781 16,500 SH SOLE N/A 16,500 BANK MONTREAL QUE COM 063671101 20,028 326,486 SH SOLE N/A 326,486 BANK NOVA SCOTIA HALIFAX COM 064149107 42,946 741,494 SH SOLE N/A 741,494 BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 16 500 SH SOLE N/A 500 BARRICK GOLD CORP COM 067901108 40,834 1,163,463 SH SOLE N/A 1,163,463 BCE INC COM NEW 05534B760 23,414 544,905 SH SOLE N/A 544,905 BHP BILLITON LTD SPONSORED ADR 088606108 1,357 17,300 SH SOLE N/A 17,300 BIGLARI HLDGS INC COM 08986R101 39 100 SH SOLE N/A 100 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 161 5,600 SH SOLE N/A 5,600 BLACKROCK INC COM 09247X101 165 800 SH SOLE N/A 800 BRIGUS GOLD CORP COM 109490102 122 130,000 SH SOLE N/A 130,000 BROADCOM CORP CL A 111320107 996 30,000 SH SOLE N/A 30,000 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4,540 123,600 SH SOLE N/A 123,600 BROOKFIELD CDA OFFICE PPTYS TR UNIT 112823109 20,873 707,500 SH SOLE N/A 707,500 BUCKLE INC COM 118440106 576 12,900 SH SOLE N/A 12,900 BUNGE LIMITED COM G16962105 12,088 166,300 SH SOLE N/A 166,300 CANADIAN NAT RES LTD COM 136385101 13,656 473,055 SH SOLE N/A 473,055 CANADIAN NATL RY CO COM 136375102 20,131 221,100 SH SOLE N/A 221,100 CAPITAL ONE FINL CORP COM 14040H105 423 7,300 SH SOLE N/A 7,300 CARDINAL FINL CORP COM 14149F109 37 2,300 SH SOLE N/A 2,300 CAVIUM INC COM 14964U108 187 6,000 SH SOLE N/A 6,000 CDN IMPERIAL BK OF COMMERCE COM 136069101 16,258 201,700 SH SOLE N/A 201,700 CELGENE CORP COM 151020104 457 5,800 SH SOLE N/A 5,800 CENOVUS ENERGY INC COM 15135U109 20,435 609,000 SH SOLE N/A 609,000 CENTERPOINT ENERGY INC COM 15189T107 8,482 440,600 SH SOLE N/A 440,600 CF INDS HLDGS INC COM 125269100 122 600 SH SOLE N/A 600 CITRIX SYS INC COM 177376100 899 13,700 SH SOLE N/A 13,700 CNO FINL GROUP INC COM 12621E103 36 3,900 SH SOLE N/A 3,900 CORNERSTONE ONDEMAND INC COM 21925Y103 1,034 35,000 SH SOLE N/A 35,000 COTT CORP QUE COM 22163N106 378 46,900 SH SOLE N/A 46,900 CVS CAREMARK CORPORATION COM 126650100 12,112 250,500 SH SOLE N/A 250,500 CYS INVTS INC COM 12673A108 11,331 959,453 SH SOLE N/A 959,453 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 213 4,100 SH SOLE N/A 4,100 DOMTAR CORP COM NEW 257559203 134 1,600 SH SOLE N/A 1,600 E M C CORP MASS COM 268648102 886 35,000 SH SOLE N/A 35,000 ENCANA CORP COM 292505104 11,720 591,400 SH SOLE N/A 591,400 ENERSYS COM 29275Y102 15 400 SH SOLE N/A 400 ENSCO PLC SHS CLASS A G3157S106 18 300 SH SOLE N/A 300 EXPRESS SCRIPTS HLDG CO COM 30219G108 378 7,000 SH SOLE N/A 7,000 F5 NETWORKS INC COM 15616102 194 2,000 SH SOLE N/A 2,000 FAIRPOINT COMMUNICATION INC COM NEW 305560302 34 4,300 SH SOLE N/A 4,300 FIDELITY NATIONAL FINANCIAL CL A 31620R105 217 9,200 SH SOLE N/A 9,200 FIFTH THIRD BANCORP COM 316773100 12,397 816,100 SH SOLE N/A 816,100 FINANCIAL INSTNS INC COM 317585404 17 900 SH SOLE N/A 900 FIRST AMERN FINL CORP COM 31847R102 200 8,300 SH SOLE N/A 8,300 FLUOR CORP NEW COM 343412102 7,783 132,500 SH SOLE N/A 132,500 FORD MTR CO DEL COM PAR $0.01 345370860 11,959 923,500 SH SOLE N/A 923,500 FORTINET INC COM 34959E109 141 6,700 SH SOLE N/A 6,700 FORTUNA SILVER MINES INC COM 349915108 240 57,300 SH SOLE N/A 57,300 FREEPORT-MCMORAN COPPER & GO COM 35671D857 140 4,100 SH SOLE N/A 4,100 GANNETT INC COM 364730101 222 12,300 SH SOLE N/A 12,300 GIANT INTERACTIVE GROUP INC ADR 374511103 24 4,400 SH SOLE N/A 4,400 GILDAN ACTIVEWEAR INC COM 375916103 33 900 SH SOLE N/A 900 GLOBAL SOURCES LTD ORD G39300101 34 5,200 SH SOLE N/A 5,200 GOLDCORP INC NEW COM 380956409 45,317 1,229,406 SH SOLE N/A 1,229,406 GOOGLE INC CL A 38259P508 426 600 SH SOLE N/A 600 GRAN TIERRA ENERGY INC COM 38500T101 644 116,800 SH SOLE N/A 116,800 HARRIS CORP DEL COM 413875105 7,222 147,500 SH SOLE N/A 147,500 HATTERAS FINL CORP COM 41902R103 11,660 469,967 SH SOLE N/A 469,967 HAWAIIAN HOLDINGS INC COM 419879101 34 5,100 SH SOLE N/A 5,100 HOLLYFRONTIER CORP COM 436106108 12,322 264,700 SH SOLE N/A 264,700 HORACE MANN EDUCATORS CORP N COM 440327104 38 1,900 SH SOLE N/A 1,900 IAMGOLD CORP COM 450913108 2,987 260,200 SH SOLE N/A 260,200 ICU MED INC COM 44930G107 24 400 SH SOLE N/A 400 IMPERIAL OIL LTD COM NEW 453038408 29,181 677,514 SH SOLE N/A 677,514 INVESCO MORTGAGE CAPITAL INC COM 46131B100 16,282 826,100 SH SOLE N/A 826,100 ITRON INC COM 465741106 129 2,900 SH SOLE N/A 2,900 J2 GLOBAL INC COM 48123V102 24 800 SH SOLE N/A 800 JPMORGAN CHASE & CO COM 46625H100 5,101 116,000 SH SOLE N/A 116,000 KAISER ALUMINUM CORP COM PAR $0.01 483007704 19 300 SH SOLE N/A 300 KINROSS GOLD CORP COM NO PAR 496902404 32,935 3,391,400 SH SOLE N/A 3,391,400 KKR FINANCIAL HLDGS LLC COM 48248A306 9,490 898,675 SH SOLE N/A 898,675 LACLEDE GROUP INC COM 505597104 444 11,500 SH SOLE N/A 11,500 LUBYS INC COM 549282101 16 2,400 SH SOLE N/A 2,400 LYDALL INC DEL COM 550819106 16 1,100 SH SOLE N/A 1,100 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 12,486 218,700 SH SOLE N/A 218,700 MAGNA INTL INC COM 559222401 20,000 399,400 SH SOLE N/A 399,400 MANULIFE FINL CORP COM 56501R106 7,472 548,700 SH SOLE N/A 548,700 MASTERCARD INC CL A 57636Q104 246 500 SH SOLE N/A 500 MICROCHIP TECHNOLOGY INC COM 595017104 65 2,000 SH SOLE N/A 2,000 MICROSTRATEGY INC CL A NEW 594972408 93 1,000 SH SOLE N/A 1,000 MONOLITHIC PWR SYS INC COM 609839105 156 7,000 SH SOLE N/A 7,000 MURPHY OIL CORP COM 626717102 5,955 100,000 SH SOLE N/A 100,000 NETEASE INC SPONSORED ADR 64110W102 3,144 73,900 SH SOLE N/A 73,900 NETSUITE INC COM 64118Q107 135 2,000 SH SOLE N/A 2,000 NEVSUN RES LTD COM 64156L101 22 5,100 SH SOLE N/A 5,100 NEXEN INC COM 65334H102 2,290 85,000 SH CALL SOLE N/A PALO ALTO NETWORKS INC COM 697435105 428 8,000 SH SOLE N/A 8,000 PATTERSON UTI ENERGY INC COM 703481101 356 19,100 SH SOLE N/A 19,100 POLARIS INDS INC COM 731068102 252 3,000 SH SOLE N/A 3,000 POLYCOM INC COM 73172K104 63 6,000 SH SOLE N/A 6,000 PORTLAND GEN ELEC CO COM NEW 736508847 2,914 106,500 SH SOLE N/A 106,500 POTASH CORP SASK INC COM 73755L107 4,261 104,440 SH SOLE N/A 104,440 PRIMERO MNG CORP COM 74164W106 41 6,300 SH SOLE N/A 6,300 PROSHARES TR II ULTRASHORT YEN N 74347W569 5 100 SH SOLE N/A 100 PROSHARES TR II ULTRA GOLD 74347W601 9 100 SH SOLE N/A 100 PROSHARES TR II ULT DJ UBS CRUDE 74347W650 457 15,600 SH SOLE N/A 15,600 PROSHARES TR II ULTRA SILVER 74347W841 44 1,000 SH SOLE N/A 1,000 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 445 15,000 SH SOLE N/A 15,000 ROGERS COMMUNICATIONS INC CL B 775109200 3,669 80,600 SH SOLE N/A 80,600 ROYAL BK CDA MONTREAL QUE COM 780087102 70,599 1,169,688 SH SOLE N/A 1,169,688 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 394 11,600 SH SOLE N/A 11,600 SALESFORCE COM INC COM 79466L302 168 1,000 SH SOLE N/A 1,000 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,130 102,700 SH SOLE N/A 102,700 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 265 7,000 SH SOLE N/A 7,000 SILVERCORP METALS INC COM 82835P103 1,374 267,300 SH SOLE N/A 267,300 SLM CORP COM 78442P106 3,842 224,300 SH SOLE N/A 224,300 SPDR GOLD TRUST GOLD SHS 78463V107 7,291 45,000 SH CALL SOLE N/A SPLUNK INC COM 848637104 290 10,000 SH SOLE N/A 10,000 STATE STR CORP COM 857477103 4,391 93,400 SH SOLE N/A 93,400 SUNCOR ENERGY INC NEW COM 867224107 66,317 2,016,664 SH SOLE N/A 2,016,664 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 991 90,000 SH SOLE N/A 90,000 TECK RESOURCES LTD CL B 878742204 13,894 381,300 SH SOLE N/A 381,300 TELUS CORP NON-VTG SHS 87971M202 38,329 587,907 SH SOLE N/A 587,907 TESORO CORP COM 881609101 3,110 70,600 SH SOLE N/A 70,600 THORATEC CORP COM NEW 885175307 26 700 SH SOLE N/A 700 TIBCO SOFTWARE INC COM 88632Q103 879 40,000 SH SOLE N/A 40,000 TIME WARNER CABLE INC COM 88732J207 2,877 29,600 SH SOLE N/A 29,600 TIMMINS GOLD CORP COM 88741P103 124 41,400 SH SOLE N/A 41,400 TORONTO DOMINION BK ONT COM NEW 891160509 49,946 591,661 SH SOLE N/A 591,661 TRANSCANADA CORP COM 89353D107 16,522 348,600 SH SOLE N/A 348,600 TRIQUINT SEMICONDUCTOR INC COM 89674K103 63 13,000 SH SOLE N/A 13,000 U S SILICA HLDGS INC COM 90346E103 184 11,000 SH SOLE N/A 11,000 VALERO ENERGY CORP NEW COM 91913Y100 15,787 462,700 SH SOLE N/A 462,700 VERIZON COMMUNICATIONS INC COM 92343V104 649 15,000 SH SOLE N/A 15,000 WADDELL & REED FINL INC CL A 930059100 38 1,100 SH SOLE N/A 1,100 WESTERN REFNG INC COM 959319104 73 2,600 SH SOLE N/A 2,600 WORKDAY INC CL A 98138H101 545 10,000 SH SOLE N/A 10,000 WORLD ACCEP CORP DEL COM 981419104 209 2,800 SH SOLE N/A 2,800 892,863