0000919574-12-002913.txt : 20120427
0000919574-12-002913.hdr.sgml : 20120427
20120427125026
ACCESSION NUMBER: 0000919574-12-002913
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120427
DATE AS OF CHANGE: 20120427
EFFECTIVENESS DATE: 20120427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGONAUT CAPITAL MANAGEMENT CORP
CENTRAL INDEX KEY: 0001512585
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14207
FILM NUMBER: 12787109
BUSINESS ADDRESS:
STREET 1: 546 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-317-2012
MAIL ADDRESS:
STREET 1: 546 FIFTH AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
d1284698_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended March 31, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Argonaut Capital Management Corp.
Address: 546 Fifth Avenue
17th Floor
New York, New York 10036
13F File Number: 028-14207
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
By: Argonaut Capital Management Corp.
Name: Brian Kessler
Title: Chief Financial Officer and Chief Compliance Officer
Phone: 212-752-6988
Signature, Place and Date of Signing:
/s/ Brian Kessler New York, NY April 27, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $88,921
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- --------------------------------
1. 028- 14210 Argonaut Management, L.P.
2. 028- 14211 Argonaut Global Macro Fund, Ltd.
3. 028- 14738 Argonaut Capital, L.P.
4. 028- 14736 Argonaut Macro Partnership, L.P.
FORM 13F INFORMATION TABLE
March 31, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- -------------- --------- -------- -------- --- ---- -------------- -------- ---- ------ ----
ALTRIA GROUP INC COM 02209S103 697 22,590 SH SHARED-DEFINED 3 22,590 0 0
APPLE INC COM 037833100 6,421 10,709 SH SHARED-DEFINED 1,3 10,709 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1,164 16,000 SH SHARED-DEFINED 1,3 16,000 0 0
BAIDU INC SPON ADR REP A 056752108 1,166 8,000 SH SHARED-DEFINED 1,3 8,000 0 0
BANCOLOMBIA S A SPON ADR PREF 05968L102 647 10,000 SH SHARED-DEFINED 1,3 10,000 0 0
BROADCOM CORP CL A 111320107 1,415 36,000 SH SHARED-DEFINED 1,3 36,000 0 0
CAREFUSION CORP COM 14170T101 908 35,000 SH SHARED-DEFINED 1,3 35,000 0 0
CBS CORP NEW CL B 124857202 1,356 40,000 SH SHARED-DEFINED 1,3 40,000 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 638 10,000 SH SHARED-DEFINED 1,3 10,000 0 0
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 864 20,000 SH SHARED-DEFINED 1,3 20,000 0 0
CITRIX SYS INC COM 177376100 1,184 15,000 SH SHARED-DEFINED 1,3 15,000 0 0
COCA COLA CO COM 191216100 1,480 20,000 SH SHARED-DEFINED 1,3 20,000 0 0
COINSTAR INC COM 19259P300 1,166 18,346 SH SHARED-DEFINED 1,3 18,346 0 0
FLUOR CORP NEW COM 343412102 781 13,000 SH SHARED-DEFINED 1,3 13,000 0 0
FORTINET INC COM 34959E109 1,106 40,000 SH SHARED-DEFINED 1,3 40,000 0 0
GENERAL DYNAMICS CORP COM 369550108 433 5,900 SH SHARED-DEFINED 3 5,900 0 0
KBR INC COM 48242W106 924 26,000 SH SHARED-DEFINED 1,3 26,000 0 0
LAS VEGAS SANDS CORP COM 517834107 1,324 23,000 SH SHARED-DEFINED 1,3 23,000 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 437 10,000 SH SHARED-DEFINED 1,3 10,000 0 0
MICROSOFT CORP COM 594918104 1,677 52,000 SH SHARED-DEFINED 1,3 52,000 0 0
PHILIP MORRIS INTL INC COM 718172109 2,066 23,320 SH SHARED-DEFINED 3 23,320 0 0
POPULAR INC COM 733174106 1,333 650,000 SH SHARED-DEFINED 1,3 650,000 0 0
QUALCOMM INC COM 747525103 1,361 20,000 SH SHARED-DEFINED 1,3 20,000 0 0
RALPH LAUREN CORP CL A 751212101 2,423 13,900 SH SHARED-DEFINED 1,3 13,900 0 0
SALESFORCE COM INC COM 79466L302 1,236 8,000 SH SHARED-DEFINED 1,3 8,000 0 0
SANDRIDGE ENERGY INC COM 80007P307 313 40,000 SH SHARED-DEFINED 1,3 40,000 0 0
SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 618 26,500 SH SHARED-DEFINED 1,3 26,500 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,188 75,200 SH SHARED-DEFINED 1,3 75,200 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 49,988 355,000 SH SHARED-DEFINED 1,2,3,4 355,000 0 0
STARBUCKS CORP COM 855244109 559 10,000 SH SHARED-DEFINED 1,3 10,000 0 0
WESTLAKE CHEM CORP COM 960413102 479 7,400 SH SHARED-DEFINED 1,3 7,400 0 0
WESTPORT INNOVATIONS INC COM NEW 960908309 737 18,000 SH SHARED-DEFINED 1,3 18,000 0 0
WHOLE FOODS MKT INC COM 966837106 832 10,000 SH SHARED-DEFINED 1,3 10,000 0 0
SK 03743 0003 1284698