0001971857-23-000897.txt : 20231122 0001971857-23-000897.hdr.sgml : 20231122 20231122115404 ACCESSION NUMBER: 0001971857-23-000897 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 231431821 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Jr. Thomas S. CENTRAL INDEX KEY: 0001601765 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 2 PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10121 144 1 primary_doc.xml 144 0001601765 XXXXXXXX LIVE 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. 001-35898 96 MORTON STREET 9TH FLOOR NEW YORK NY 10014 212-261-9000 Smith, Jr. Thomas S. Director Common Merrill Lynch Pierce Fenner Smith

60 Lake Street Burlington VT 05401

23796 185847.00 53388000 11/22/2023 Nasdaq Common 08/11/2023 Stock Grant Lindblad Expeditions Holding, Inc N 9615 08/11/2023 Grant Common 08/12/2022 Stock Grant Lindblad Expeditions Holding, Inc. N 5655 08/12/2022 Grant Common 08/06/2021 Stock Grant Lindblad Expeditions Holdings, Inc N 8526 08/06/2021 Grant Y 11/22/2023 Thomas S Smith Jr.