0001968582-23-000065.txt : 20230504 0001968582-23-000065.hdr.sgml : 20230504 20230504150934 ACCESSION NUMBER: 0001968582-23-000065 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 23888193 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Lindblad Sven-Olof CENTRAL INDEX KEY: 0001639304 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 144 1 primary_doc.xml 144 0001639304 XXXXXXXX LIVE 0001512499 Lindblad Expeditions Holdings, Inc. 001-35898 96 Morton Street, 9th Floor New York NY 10014 212-261-9000 Sven-Olof Lindblad Affiliate Common JP Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

414295 4830680 53251533 05/04/2023 NASDAQ Common 09/24/2019 Transfer Sven-Olof Lindblad Y 07/08/2015 414295 N/A N The Sven-Olof Lindblad Revocable Trust Agreement

C/o Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York NY 10014

Common 02/07/2023 14585 176399 Sven-Olof Lindblad Revocable Trust Agreement

C/o Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York NY 10014

Common 04/20/2023 4841 58137 The shares represented by this filing will be sold by The Sven-Olof Revocable Trust Agreement, Sven-Olof Lindblad as Trustee 05/04/2023 08/24/2022 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Sven-Olof Lindblad