0001567619-22-012395.txt : 20220606 0001567619-22-012395.hdr.sgml : 20220606 20220606174352 ACCESSION NUMBER: 0001567619-22-012395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220603 FILED AS OF DATE: 20220606 DATE AS OF CHANGE: 20220606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berle Dolf A CENTRAL INDEX KEY: 0001557260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 22999126 MAIL ADDRESS: STREET 1: 2481 MANANA DRIVE CITY: DALLAS STATE: TX ZIP: 75220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2022-06-03 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001557260 Berle Dolf A C/O LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 1 1 0 0 CEO Common Stock 2022-06-03 4 F 0 2847 0 D 152187 D Stock Option (right to buy) 16.38 2031-05-09 Common Stock 1000000 1000000 D The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026. /s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact 2022-06-06