0001567619-22-007977.txt : 20220404
0001567619-22-007977.hdr.sgml : 20220404
20220404173058
ACCESSION NUMBER: 0001567619-22-007977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220404
DATE AS OF CHANGE: 20220404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELENSTEIN CRAIG
CENTRAL INDEX KEY: 0001683568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 22803987
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2022-03-31
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001683568
FELENSTEIN CRAIG
96 MORTON STREET 9TH FLOOR
NEW YORK
NY
10014
0
1
0
0
Chief Financial Officer
Common Stock
2022-03-31
4
A
0
13660
0
A
180120
D
Common Stock
2022-03-31
4
A
0
13660
0
A
193780
D
Common Stock
2022-03-31
4
D
0
6051
0
D
187729
D
Common Stock
2022-03-31
4
F
0
10587
0
D
177142
D
Stock Options (Right to Buy)
9.47
Common Stock
188000
188000
D
Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service.
Represents market based equity incentive awards subject to forfeiture and vesting.
The options vest annually pro rata over a four-year period.
Represents cancellation of performance shares without value.
/s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein
2022-04-04