0001567619-22-007976.txt : 20220404 0001567619-22-007976.hdr.sgml : 20220404 20220404172937 ACCESSION NUMBER: 0001567619-22-007976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byus Trey CENTRAL INDEX KEY: 0001639447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 22803946 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2022-03-31 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639447 Byus Trey 96 MORTON STREET NEW YORK NY 10014 0 1 0 0 Chief Expedition Officer Common Stock 2022-03-31 4 A 0 9392 0 A 114361 D Common Stock 2022-03-31 4 A 0 9392 0 A 123753 D Common Stock 2022-03-31 4 D 0 4160 0 A 119593 D Common Stock 2022-03-31 4 F 0 4439 0 A 115154 D Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service. Represents market based equity incentive awards subject to forfeiture and vesting. Represents cancellation of performance shares without value. /s/ John J. Wolfel, Attorney-in-Fact for Trey Byus 2022-04-04