0001567619-22-007971.txt : 20220404
0001567619-22-007971.hdr.sgml : 20220404
20220404172213
ACCESSION NUMBER: 0001567619-22-007971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220404
DATE AS OF CHANGE: 20220404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berle Dolf A
CENTRAL INDEX KEY: 0001557260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 22803796
MAIL ADDRESS:
STREET 1: 2481 MANANA DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2022-03-31
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001557260
Berle Dolf A
C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.
96 MORTON STREET, 9TH FLOOR
NEW YORK
NY
10014
1
1
0
0
CEO
Common Stock
2022-03-31
4
A
0
19065
0
A
135969
D
Common Stock
2022-03-31
4
A
0
19065
0
A
155034
D
Stock Option (right to buy)
16.38
2031-05-09
Common Stock
1000000
1000000
D
Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.
Represents market based equity incentive awards subject to forfeiture and vesting.
The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026.
/s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact
2022-04-04