0001567619-22-007971.txt : 20220404 0001567619-22-007971.hdr.sgml : 20220404 20220404172213 ACCESSION NUMBER: 0001567619-22-007971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berle Dolf A CENTRAL INDEX KEY: 0001557260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 22803796 MAIL ADDRESS: STREET 1: 2481 MANANA DRIVE CITY: DALLAS STATE: TX ZIP: 75220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2022-03-31 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001557260 Berle Dolf A C/O LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 1 1 0 0 CEO Common Stock 2022-03-31 4 A 0 19065 0 A 135969 D Common Stock 2022-03-31 4 A 0 19065 0 A 155034 D Stock Option (right to buy) 16.38 2031-05-09 Common Stock 1000000 1000000 D Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service. Represents market based equity incentive awards subject to forfeiture and vesting. The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026. /s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact 2022-04-04