0001567619-22-000312.txt : 20220104 0001567619-22-000312.hdr.sgml : 20220104 20220104174221 ACCESSION NUMBER: 0001567619-22-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindblad Sven-Olof CENTRAL INDEX KEY: 0001639304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 22507821 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2021-12-30 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639304 Lindblad Sven-Olof 96 MORTON STREET NEW YORK NY 10014 1 0 1 0 Common Stock 2021-12-30 4 S 0 15981 17.0323 D 12311585 D Common Stock 2022-01-03 4 S 0 29155 17.0736 D 12282430 D Common Stock 2022-01-04 4 S 0 58963 17.3858 D 12223467 D The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.225. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.00 to $17.18. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.02 to $17.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. /s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad 2022-01-04