0000897069-23-001776.txt : 20231214 0000897069-23-001776.hdr.sgml : 20231214 20231214172016 ACCESSION NUMBER: 0000897069-23-001776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ ALEX P CENTRAL INDEX KEY: 0001915180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 231488012 MAIL ADDRESS: STREET 1: C/O LINDBLAD EXPEDITIONS HOLDING, INC. STREET 2: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0508 4 2023-12-12 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001915180 SCHULTZ ALEX P C/O LINDBLAD EXPEDITIONS HOLDING, INC. 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true true Common Stock 2023-12-12 4 P 0 27474 8.4298 A 81565 D Common Stock 2023-12-13 4 P 0 11819 9.3628 A 93384 D The price reported in Column 4 is a weighted average price. The prices paid ranged from $8.315 to $8.790. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price reported in Column 4 is a weighted average price. The prices paid ranged from $9.115 to $9.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. /s/ John J. Wolfel, Attorney-in-Fact for Alex P. Schultz 2023-12-14