0000897069-23-000237.txt : 20230404 0000897069-23-000237.hdr.sgml : 20230404 20230404193049 ACCESSION NUMBER: 0000897069-23-000237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berle Dolf A CENTRAL INDEX KEY: 0001557260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 23800549 MAIL ADDRESS: STREET 1: 2481 MANANA DRIVE CITY: DALLAS STATE: TX ZIP: 75220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0407 4 2023-03-31 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001557260 Berle Dolf A C/O LINDBLAD EXPEDITIONS HOLDINGS, INC. 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true true CEO false Common Stock 2023-03-31 4 A 0 30073 0 A 182260 D Common Stock 2023-03-31 4 F 0 2501 0 D 179759 D Stock Option (right to buy) 16.38 2031-05-09 Common Stock 1000000 1000000 D Represents award of restricted stock units vesting annually on March 31, 2024, 2025 and 2026, subject to continued service. The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026. /s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact 2023-04-04